Back
to UNCLOS Table of Contents
PART XII
PROTECTION AND PRESERVATION OF THE
MARINE ENVIRONMENT
SECTION 1. GENERAL PROVISIONS
Article 192
General obligation
States have the obligation to protect
and preserve the marine environment.
Article 193
Sovereign right of States to exploit
their natural resources
States have the sovereign right to exploit
their natural resources pursuant to their environmental policies and in
accordance with their duty to protect and preserve the marine environment.
Article 194
Measures to prevent, reduce and control
pollution of the marine environment
1. States shall take, individually or
jointly as appropriate, all measures consistent with this Convention that
are necessary to prevent, reduce and control pollution of the marine environment
from any source, using for this purpose the best practicable means at their
disposal and in accordance with their capabilities, and they shall endeavour
to harmonize their policies in this connection.
2. States shall take all measures necessary
to ensure that activities under their jurisdiction or control are so conducted
as not to cause damage by pollution to other States and their environment,
and that pollution arising from incidents or activities under their jurisdiction
or control does not spread beyond the areas where they exercise sovereign
rights in accordance with this Convention.
3. The measures taken pursuant to this
Part shall deal with all sources of pollution of the marine environment.
These measures shall include, inter alia, those designed to minimize to
the fullest possible extent:
(a) the release of toxic, harmful or
noxious substances, especially those which are persistent, from land-based
sources, from or through the atmosphere or by dumping;
(b) pollution from vessels, in particular
measures for preventing accidents and dealing with emergencies, ensuring
the safety of operations at sea, preventing intentional and unintentional
discharges, and regulating the design,
construction, equipment, operation and manning of vessels;
(c) pollution from installations and
devices used in exploration or exploitation of the natural resources of
the sea-bed and subsoil, in particular measures for preventing accidents
and dealing with emergencies, ensuring the safety of operations at sea,
and regulating the design, construction, equipment, operation and manning
of such installations or devices;
(d) pollution from other installations
and devices operating in the marine environment, in particular measures
for preventing accidents and dealing the design, construction, equipment,
operation and manning of such installations or devices.
4. In taking measures to prevent, reduce
or control pollution of the marine environment, States shall refrain from
unjustifiable interference with activities carried out by other States
in the exercise of their rights and in pursuance of their duties in conformity
with this Convention.
5. The measures taken in accordance
with this Part shall include those necessary to protect and preserve rare
or fragile ecosystems as well as the habitat of depleted, threatened or
endangered species and other forms of marine life.
Article 195
Duty not to transfer damage or hazards
or transform one type of pollution into another
In taking measures to prevent, reduce
and control pollution of the marine environment, States shall act so as
not to transfer, directly or indirectly, damage or hazards from one area
to another or transform one type of pollution into another.
Article 196
Use of technologies or introduction
of alien or new species
1. States shall take all measures necessary
to prevent, reduce and control pollution of the marine environment resulting
from the use of technologies under their jurisdiction or control, or the
intentional or accidental introduction of species, alien or new, to a particular
part of the marine environment, which may cause significant and harmful
changes thereto.
2. This article does not affect the
application of this Convention regarding the prevention, reduction and
control of pollution of the marine environment.
SECTION 2. GLOBAL AND REGIONAL CO-OPERATION
Article 197
Co-operation on a global or regional
basis
States shall co-operate on a global
basis and, as appropriate, on a regional basis, directly or through competent
international organizations, in formulating and elaborating international
rules, standards and recommended practices and procedures consistent with
this Convention, for the protection and preservation of the marine environment,
taking into account characteristic regional features.
Article 198
Notification of imminent or actual
damage
When a State becomes aware of cases
in which the marine environment is in imminent danger of being damaged
or has been damaged by pollution, it shall immediately notify other States
it deems likely to be affected by such damage, as well as the competent
international organizations.
Article 199
Contingency plans against pollution
In the cases referred to in article
198, States in the area affected, in accordance with their capabilities,
and the competent international organizations shall co-operate, to the
extent possible, in eliminating the effects of pollution and preventing
or minimizing the damage. To this end, States shall jointly develop and
promote contingency plans for responding to pollution incidents in the
marine environment.
Article 200
Studies, research programmes and exchange
of information and data
States shall co-operate, directly or
through competent international organizations, for the purpose of promoting
studies, undertaking programmes of scientific research and encouraging
the exchange of information and data acquired about pollution of the marine
environment. They shall endeavour to participate actively in regional and
global programmes to acquire knowledge for the assessment of the nature
and extent of pollution, exposure to it, and its pathways, risks and remedies.
Article 201
Scientific criteria for regulations
In the light of the information and
data acquired pursuant to article 200, States shall co-operate, directly
or through competent international organizations, in establishing appropriate
scientific criteria for the formulation and elaboration of rules, standards
and recommended practices and procedures for the prevention, reduction
and control of pollution of the marine environment.
SECTION 3. TECHNICAL ASSISTANCE
Article 202
Scientific and technical assistance
to developing States
States shall, directly or
through competent international organizations:
(a) promote programmes of scientific,
educational, technical and other assistance to developing States for the
protection and preservation of the marine environment and the prevention,
reduction and control of marine pollution. Such assistance shall include,
inter alia:
(i) training of their scientific and
technical personnel;
(ii) facilitating their participation
in relevant international programmes;
(iii) supplying them with necessary
equipment and facilities;
(iv) enhancing their capacity to manufacture
such equipment;
(v) advice on and developing facilities
for research, monitoring, educational and other programmes;
(b) provide appropriate assistance,
especially to developing States, for the minimization of the effects of
major incidents which may cause serious pollution of the marine environment;
(c) provide appropriate assistance,
especially to developing States, concerning the preparation of environmental
assessments.
Article 203
Preferential treatment for developing
States
Developing States shall, for the purposes
of prevention, reduction and control of pollution of the marine environment
or minimization of its effects, be
(a) the allocation of appropriate funds
and technical assistance; and
(b) the utilization of their specialized
services.
SECTION 4. MONITORING AND ENVIRONMENTAL
ASSESSMENT
Article 204
Monitoring of the risks or effects
of pollution
1. States shall, consistent with the
rights of other States, endeavour, as far as practicable, directly or through
the competent international organizations, to observe, measure, evaluate
and analyse, by recognized scientific methods, the risks or effects of
pollution of the marine environment.
2. In particular, States shall keep
under surveillance the effects of any activities which they permit or in
which they engage in order to determine whether these activities are likely
to pollute the marine environment.
Article 205
Publication of reports
States shall publish reports of the
results obtained pursuant to article 204 or provide such reports at appropriate
intervals to the competent international organizations, which should make
them available to all States.
Article 206
Assessment of potential effects of
activities
When States have reasonable grounds
for believing that planned activities under their jurisdiction or control
may cause substantial pollution of or significant and harmful changes to
the marine environment, they shall, as far as practicable, assess the potential
effects of such activities on the marine environment and shall communicate
reports of the results of such assessments in the manner provided in article
205.
SECTION 5.
INTERNATIONAL RULES AND NATIONAL LEGISLATION
TO PREVENT, REDUCE AND CONTROL POLLUTION OF THE MARINE ENVIRONMENT
Article 207
Pollution from land-based sources
1. States shall adopt laws and regulations
to prevent, reduce and control pollution of the marine environment from
land-based sources, including rivers, estuaries, pipelines and outfall
structures, taking into account internationally agreed rules, standards
and recommended practices and procedures.
2. States shall take other measures
as may be necessary to prevent, reduce and control such pollution.
3. States shall endeavour to harmonize
their policies in this connection at the appropriate regional level.
4. States, acting especially through
competent international organizations or diplomatic conference, shall endeavour
to establish global and regional rules, standards and recommended practices
and procedures to prevent, reduce and control pollution of the marine environment
from land-based sources, taking into account characteristic
regional features, the economic capacity of developing States and their
need for economic development. Such rules, standards and recommended practices
and procedures shall be reexamined from time to time as necessary.
5. Laws, regulations, measures, rules,
standards and recommended practices and procedures referred to in paragraphs
1, 2 and 4 shall include those designed to minimize, to the fullest extent
possible, the release of toxic, harmful or noxious substances, especially
those which are persistent, into the marine environment.
Article 208
Pollution from sea-bed activities subject
to national jurisdiction
1 Coastal States shall adopt laws and
regulations to prevent, reduce and control pollution of the marine environment
arising from or in connection with sea-bed activities subject to their
jurisdiction and from artificial islands, installations and structures
under their jurisdiction, pursuant to articles 60 and 80.
2. States shall take other measures
as may be necessary to prevent, reduce and control such pollution.
3. Such laws, regulations and measures
shall be no less effective than international rules, standards and recommended
practices and procedures.
4. Stales shall endeavour to harmonize
their policies in this connection at the appropriate regional level.
5. States, acting especially through
competent international organizations or diplomatic conference, shall establish
global and regional rules, standards and recommended practices and procedures
to prevent, reduce and control pollution of the marine environment referred
to in paragraph 1. Such rules, standards and recommended practices and
procedures shall be re-examined from time to time as necessary.
Article 209
Pollution from activities in the Area
1. International rules, regulations
and procedures shall be established in accordance with Part XI to prevent,
reduce and control pollution of the marine environment from activities
in the Area. Such rules, regulations and procedures shall be re-examined
from time to time as necessary.
2. Subject to the relevant provisions
of this section, States shall adopt laws and regulations to prevent, reduce
and control pollution of the marine environment from activities in the
Area undertaken by vessels, installations, structures and other devices
flying their flag or of their registry or operating under their authority,
as the case may be. The requirements of such laws and regulations shall
be no less effective than the international rules, regulations and procedures
referred to in paragraph 1.
Article 210
Pollution by dumping
1. States shall adopt laws and regulations
to prevent, reduce and control pollution of the marine environment by dumping.
2. States shall take other measures
as may be necessary to prevent, reduce and control such pollution.
3. Such laws, regulations and measures
shall ensure that dumping is not carried out without the permission of
the competent authorities of States.
4. States, acting especially through
competent international organizations or diplomatic conference, shall endeavour
to establish global and regional rules, standards and recommended practices
and procedures to prevent, reduce and control such pollution. Such rules,
standards and recommended practices and procedures shall be re-examined
from time to time as necessary.
5. Dumping within the territorial sea
and the exclusive economic zone or onto the continental shelf shall not
be carried out without the express prior approval of the coastal State,
which has the right to permit, regulate and control such dumping after
due consideration of the matter with other States which by reason of their
geographical situation may be adversely affected thereby.
6. National laws, regulations and measures
shall be no less effective in preventing, reducing and controlling such
pollution than the global rules and standards.
Article 211
Pollution from vessels
1. States, acting through the competent
international organization or general diplomatic conference, shall establish
international rules and standards to prevent, reduce and control pollution
of the marine environment from vessels and promote the adoption, in the
same manner, wherever appropriate, of routing systems designed to minimize
the threat of accidents which might cause pollution of the marine environment,
including the coastline, and pollution damage to the related interests
of coastal States. Such rules and standards shall, in the same manner,
be re-examined from time to time as necessary.
2. States shall adopt laws and regulations
for the prevention, reduction and control of pollution of the marine environment
from vessels flying their nag or of their registry. Such laws and regulations
shall at least have the same effect as that of generally accepted international
rules and standards established through the competent international organization
or general diplomatic conference.
3. States which establish particular
requirements for the prevention, reduction and control of pollution of
the marine environment as a condition for the entry of foreign vessels
into their ports or internal waters or for a call at their off-shore terminals
shall give due publicity to such requirements and shall communicate them
to the competent international organization. Whenever such requirements
are established in identical form by two or more coastal States in an endeavour
to harmonize policy, the communication shall indicate which States are
participating in such co-operative arrangements. Every State shall require
the master of a vessel flying its flag or of its registry, when navigating
within the territorial sea of a State participating in such co-operative
arrangements, to furnish, upon the request of that State, information as
to whether it is proceeding to a State of the same region participating
in such co-operative arrangements and, if so, to indicate whether it complies
with the port entry requirements of that State. This article is without
prejudice to the continued exercise by a vessel of its right of innocent
passage or to the application of article 25, paragraph 2.
4. Coastal States may, in the exercise
of their sovereignty within their territorial sea, adopt laws and regulations
for the prevention, reduction and control of marine pollution from foreign
vessels, including vessels exercising the right of innocent passage. Such
laws and regulations shall, in accordance with Part 11, section 3, not
hamper innocent passage of foreign vessels.
5. Coastal States, for the purpose of
enforcement as provided for in section 6, may in respect of their exclusive
economic zones adopt laws and regulations for the prevention, reduction
and control of pollution from vessels conforming to and giving effect to
generally accepted international rules and standards established through
the competent international organization or general diplomatic conference.
6. (a) Where the international rules
and standards referred to in paragraph I are inadequate to meet special
circumstances and coastal States have reasonable grounds for believing
that a particular, clearly defined area of their respective exclusive economic
zones is an area where the adoption of special mandatory measures for the
prevention of pollution from vessels is required for recognized technical
reasons in relation to its oceanographical and ecological conditions, as
well as its utilization or the protection of its resources and the particular
character of its traffic, the coastal States, after appropriate consultations
through the competent international organization with any other States
concerned, may, for that area, direct a communication to that organization,
submitting scientific and technical evidence in support and information
on necessary reception facilities. Within 12 months after receiving such
a communication, the organization shall determine whether the conditions
in that area correspond to the requirements set out above. If the organization
so determines, the coastal States may, for that area, adopt laws and regulations
for the prevention, reduction and control of pollution from vessels implementing
such international rules and standards or navigational practices as are
made applicable, through the organization, for special areas. These laws
and regulations shall not become applicable to foreign vessels until 15
months after the submission of the communication to the organization.
(b) The coastal States shall publish
the limits of any such particular, clearly defined area.
(c) If the coastal States intend to
adopt additional laws and regulations for the same area for the prevention,
reduction and control of pollution from vessels, they shall, when submitting
the aforesaid communication, at the same time notify the organization thereof.
Such additional laws and regulations may relate to discharges or navigational
practices but shall not require foreign vessels to observe design, construction,
manning or equipment standards other than generally accepted international
rules and standards; they shall become applicable to foreign vessels 15
months after the submission of the communication to the organization, provided
that the organization agrees within 12 months after the submission of the
communication.
7. The international rules and standards
referred to in this article should include inter alia those relating to
prompt notification to coastal States, whose coastline or related interests
may be affected by incidents, including maritime casualties, which involve
discharges or probability of discharges.
Article 212
Pollution from or through the atmosphere
1. States shall adopt laws and regulations
to prevent, reduce and control pollution of the marine environment from
or through the atmosphere, applicable to the air space under their sovereignty
and to vessels flying their flag or vessels or aircraft of their registry,
taking into account internationally agreed rules, standards and recommended
practices and procedures and the safety of air navigation.
2. States shall take other measures
as may be necessary to prevent, reduce and control such pollution.
3. States, acting especially through
competent international organizations or diplomatic conference, shall endeavour
to establish global and regional rules, standards and recommended practices
and procedures to prevent, reduce and control such pollution.
SECTION 6. ENFORCEMENT
Article 2l3
Enforcement with respect to pollution
from land-based sources
States shall enforce their laws and
regulations adopted in accordance with article 207 and shall adopt laws
and regulations and take other measures necessary to implement applicable
international rules and standards established through competent international
organizations or diplomatic conference to prevent, reduce and control pollution
of the marine environment from land-based sources.
Article 214
Enforcement with respect to pollution
from sea-bed activities
States shall enforce their laws and
regulations adopted in accordance with article 208 and shall adopt laws
and regulations and take other measures necessary to implement applicable
international rules and standards established through competent international
organizations or diplomatic conference to prevent, reduce and control pollution
of the marine environment arising from or in connection with sea-bed activities
subject to their jurisdiction and from artificial is lands, installations
and structures under their jurisdiction, pursuant to articles 60 and 80.
Article 215
Enforcement with respect to pollution
from activities in the Area
Enforcement of international rules,
regulations and procedures established in accordance with Part XI
to prevent, reduce and control pollution of the marine environment from
activities in the Area shall be governed by that Part.
Article 216
Enforcement with respect to pollution
by dumping
1. Laws and regulations adopted in accordance
with this Convention and applicable international rules and standards established
through competent international organizations or diplomatic conference
for the prevention, reduction and control of pollution of the marine environment
by dumping shall been forced:
(a) by the coastal State with regard
to dumping within its territorial sea or its exclusive economic zone or
onto its continental shelf;
(b) by the flag State with regard to
vessels flying its flag or vessels or aircraft of its registry;
(c) by any State with regard to acts
of loading of wastes or other matter occurring within its territory or
at its off-shore terminals.
2. No State shall be obliged by virtue
of this article to institute proceedings when another State has already
instituted proceedings in accordance with this article.
Article 217
Enforcement by flag States
1. States shall ensure compliance by
vessels flying their nag or of their registry with applicable international
rules and standards, established through the competent international organization
or general diplomatic conference, and with their laws and regulations adopted
in accordance
with this Convention for the prevention,
reduction and control of pollution of the marine environment from vessels
and shall accordingly adopt laws and regulations and take other measures
necessary for their implementation. Flag States shall provide for the effective
enforcement of such rules, standards, laws and regulations, irrespective
of where a violation occurs.
2. States shall, in particular, take
appropriate measures in order to ensure that vessels flying their flag
or of their registry are prohibited from sailing, until they can proceed
to sea in compliance with the requirements of the international rules and
standards referred to in paragraph 1, including requirements in respect
of design, construction, equipment and manning of vessels.
3. States shall ensure that vessels
flying their nag or of their registry carry on board certificates required
by and issued pursuant to international rules and standards referred to
in paragraph 1. States shall ensure that vessels flying their nag are periodically
inspected in order to verify that such certificates are in conformity with
the actual condition of the vessels. These certificates shall be accepted
by other States as evidence of the condition of the vessels and shall be
regarded as having the same force as certificates issued by them, unless
there are clear grounds for believing that the condition of the vessel
does not correspond substantially with the particulars of the certificates.
4. If a vessel commits a violation of
rules and standards established through the competent international organization
or general diplomatic conference, the nag State, without prejudice to articles
218, 220 and 228, shall provide for immediate investigation and where appropriate
institute proceedings in respect of the alleged violation irrespective
of where the violation occurred or where the pollution caused by such violation
has occurred or has been spotted.
5. Flag States conducting an investigation
of the violation may request the assistance of any other State whose co-operation
could be useful in clarifying the circumstances of the case. States shall
endeavour to meet appropriate requests of nag States.
6. States shall, at the written request
of any State, investigate any violation alleged to have been committed
by vessels flying their flag. If satisfied that sufficient evidence is
available to enable proceedings to be brought in respect of the alleged
violation, nag States shall without delay institute such proceedings in
accordance with their laws.
7. Flag States shall promptly inform
the requesting State and the competent international organization of the
action taken and its outcome. Such information shall be available to all
States.
8. Penalties provided for by the laws
and regulations of States for vessels flying their nag shall be adequate
in severity to discourage violations wherever they occur.
Article 218
Enforcement by port States
1. When a vessel is voluntarily within
a port or at an off-shore terminal of a State, that State may undertake
investigations and, where the evidence so warrants, institute proceedings
in respect of any discharge from that vessel outside the internal waters,
territorial sea or exclusive economic zone of that State in violation of
applicable international rules and standards established through the competent
international organization or general diplomatic conference.
2. No proceedings pursuant to paragraph
I shall be instituted in respect of a discharge violation in the internal
waters, territorial sea or exclusive economic zone of another State unless
requested by that State, the nag State, or a State damaged or threatened
by the discharge violation, or unless the violation has caused or is likely
to cause pollution in the internal waters, territorial sea or exclusive
economic zone of the State instituting the proceedings.
3. When a vessel is voluntarily within
a port or at an off-shore terminal of a State, that State shall, as far
as practicable, comply with requests from any State for investigation of
a discharge violation referred to in paragraph 1, believed to have occurred
in, caused, or threatened damage to the internal waters, territorial sea
or exclusive economic zone of the requesting State. It shall likewise,
as far as practicable comply with requests from the nag State for investigation
of such a violation, irrespective of where the violation occurred.
4. The records of the investigation
carried out by a port State pursuant to this article shall be transmitted
upon request to the flag State or to the coastal State. Any proceedings
instituted by the port State on the basis of such an investigation may,
subject to section 7, be suspended at the request of the coastal State
when the violation has occurred within its internal waters, territorial
sea or exclusive economic zone. The evidence and records of the case, together
with any bond or other financial security posted with the authorities of
the port State, shall in that event be transmitted to the coastal State.
Such transmittal shall preclude the continuation of proceedings in the
port State.
Article 219
Measures relating to seaworthiness
of vessels to avoid pollution
Subject to section 7, States which,
upon request or on their own initiative, have ascertained that a vessel
within one of their ports or at one of their off-shore terminals is in
violation of applicable international rules and standards relating to seaworthiness
of vessels and thereby threatens damage to the marine environment shall,
as far as practicable, take administrative measures to prevent the vessel
from sailing. Such States may permit the vessel to proceed only to the
nearest appropriate repair yard and, upon removal of the causes of the
violation, shall permit the vessel to continue immediately.
Article 220
Enforcement by coastal States
1. When a vessel is voluntarily within
a port or at an off-shore terminal of a State, that State may, subject
to section 7, institute proceedings in respect of any violation of its
laws and regulations adopted in accordance with this Convention or applicable
international rules and standards for the prevention, reduction and control
of pollution from vessels when the violation has occurred within the territorial
sea or the exclusive economic zone of that State.
2. Where there are clear grounds for
believing that a vessel navigating in the territorial sea of a State has,
during its passage therein, violated laws and regulations of that State
adopted in accordance with this Convention or applicable international
rules and standards for the prevention, reduction and control of pollution
from vessels, that State, without prejudice to the application of the relevant
provisions of Part 11, section 3, may undertake physical inspection of
the vessel relating to the violation and may, where the evidence so warrants,
institute proceedings, including detention of the vessel, in accordance
with its laws, subject to the provisions of section 7.
3. Where there are clear grounds for
believing that a vessel navigating in the exclusive economic zone or the
territorial sea of a State has, in the exclusive economic zone, committed
a violation of applicable international rules and standards for the prevention,
reduction and control of pollution from vessels or laws and regulations
of that State conforming and giving effect to such rules and standards,
that State may require the vessel to give information regarding its identity
and port of registry, its last and its next port of call and other relevant
information required to establish whether a violation has occurred.
4. States shall adopt laws and regulations
and take other measures so that vessels flying their flag comply with requests
for information pursuant to paragraph 3.
5. Where there are clear grounds for
believing that a vessel navigating in the exclusive economic zone or the
territorial sea of a State has, in the exclusive economic zone, committed
a violation referred to in paragraph 3 resulting in a substantial discharge
causing or threatening significant pollution of the marine environment,
that State may undertake physical inspection of the vessel for matters
relating to the violation if the vessel has refused to give information
or if the information supplied by the vessel is manifestly at variance
with the evident factual situation and if the circumstances of the case
justify such inspection.
6. Where there is clear objective evidence
that a vessel navigating in the exclusive economic zone or the territorial
sea of a State has, in the exclusive economic zone, committed a violation
referred to in paragraph 3 resulting in a discharge causing major damage
or threat of major damage to the coastline or related interests of the
coastal State, or to any resources of its territorial sea or exclusive
economic zone, that State may, subject to section 7, provided that the
evidence so warrants, institute proceedings, including detention of the
vessel, in accordance with its laws.
7. Notwithstanding the provisions of
paragraph 6, whenever appropriate procedures have been established, either
through the competent international organization or as otherwise agreed,
whereby compliance with requirements for bonding or other appropriate financial
security has been assured, the coastal State if bound by such procedures
shall allow the vessel to proceed.
8. The provisions of paragraphs 3, 4,
5, 6 and 7 also apply in respect of national laws and regulations adopted
pursuant to article 211, paragraph 6.
Article 221
Measures to avoid pollution arising
from maritime casualties
1. Nothing in this Part shall prejudice
the right of States, pursuant to international law, both customary and
conventional, to take and enforce measures beyond the territorial sea proportionate
to the actual or threatened damage to protect their coastline or related
interests, including fishing, from pollution or threat of pollution following
upon a maritime casualty or acts relating to such a casualty, which may
reasonably be expected to result in major harmful consequences.
2. For the purposes of this article,
"maritime casualty" means a collision of vessels, stranding or other incident
of navigation, or other occurrence on board a vessel or external to it
resulting in material damage or imminent threat of material damage to a
vessel or cargo.
Article 222
Enforcement with respect to pollution
from or through the atmosphere
States shall enforce, within the air
space under their sovereignty or with regard to vessels flying their flag
or vessels or aircraft of their registry, their laws and regulations adopted
in accordance with article 212, paragraph 1, and with other provisions
of this Convention and shall adopt laws and regulations and take other
measures necessary to implement applicable international rules and standards
established through competent international organizations or diplomatic
conference to prevent, reduce and control pollution of the marine environment
from or through the atmosphere, in conformity with all relevant international
rules and standards concerning the safety of air navigation.
SECTION 7. SAFEGUARDS
Article 223
Measures to facilitate proceedings
In proceedings instituted pursuant to
this Part, States shall take measures to facilitate the hearing of witnesses
and the admission of evidence submitted by authorities of another State,
or by the competent international organization, and shall facilitate the
attendance at such proceedings of official representatives of the competent
international organization, the nag State and any State affected by pollution
arising out of any violation. The official representatives attending such
proceedings shall have such rights and duties as may be provided under
national laws and regulations or international law.
Article 224
Exercise of powers of enforcement
The powers of enforcement against foreign
vessels under this Part may only be exercised by officials or by warships,
military aircraft, or other ships or aircraft clearly marked and identifiable
as being on government service and authorized to that effect.
Article 225
Duty to avoid adverse consequences
in the exercise of the powers of enforcement
In the exercise under this Convention
of their powers of enforcement against foreign vessels, States shall not
endanger the safety of navigation or otherwise create any hazard to a vessel,
or bring it to an unsafe port or anchorage, or expose the marine environment
to an unreasonable risk.
Article 226
Investigation of foreign vessels
1. (a) States shall not delay a foreign
vessel longer than is essential for purposes of the investigations provided
for in articles 216, 218 and 220. Any physical inspection of a foreign
vessel shall be limited to an examination of such certificates records
or other documents as the vessel is required to carry by generally accepted
international rules and standards or of any similar documents which it
is carrying; further physical inspection of the vessel may be undertaken
only after such an examination and only when:
(i) there are clear grounds for believing
that the condition of the vessel or its equipment does not correspond substantially
with the particulars of those documents;
(ii) the contents of such documents
are not sufficient to confirm or verify a suspected violation; or
(iii) the vessel is not carrying valid
certificates and records.
(b) If the investigation indicates a
violation of applicable laws and regulations or international rules and
standards for the protection and preservation of the marine environment,
release shall be made promptly subject to reasonable procedures such as
bonding or other appropriate financial security.
(c) Without prejudice to applicable
international rules and standards relating to the seaworthiness of vessels,
the release of a vessel may, whenever it would present an unreasonable
threat of damage to the marine environment, be refused or made conditional
upon proceeding to the nearest appropriate repair yard. Where release has
been refused or made conditional, the flag State of the vessel must be
promptly notified, and may seek release of the vessel in accordance with
Part XV.
2. States shall co-operate to develop
procedures for the avoidance of unnecessary physical inspection of vessels
at sea.
Article 227
Non-discrimination with respect to
foreign vessels
In exercising their rights and performing
their duties under this Part, States shall not discriminate in form or
in fact against vessels of any other State.
Article 228
Suspension and restrictions on institution
or proceedings
1. Proceedings to impose penalties in
respect of any violation of applicable laws and regulations or international
rules and standards relating to the prevention, reduction and control of
pollution from vessels committed by a foreign vessel beyond the territorial
sea of the State instituting proceedings shall be suspended upon the taking
of proceedings to impose penalties in respect of corresponding charges
by the flag State within six months of the date on which proceedings were
first instituted, unless those proceedings relate to a case of major damage
to the coastal State or the nag State in question has repeatedly disregarded
its obligation to enforce effectively the applicable international rules
and standards in respect of violations committed by its vessels. The flag
State shall in due course make available to the State previously instituting
proceedings a full dossier of the case and the records of the proceedings,
whenever the flag State has requested the suspension of proceedings in
accordance with this article. When proceedings instituted by the flag State
have been brought to a conclusion, the suspended proceedings shall be terminated.
Upon payment of costs incurred in respect of such proceedings, any bond
posted or other financial security provided in connection with the suspended
proceedings shall be released by the coastal State.
2. Proceedings to impose penalties on
foreign vessels shall not be instituted after the expiry of three years
from the date on which the violation was committed, and shall not be taken
by any State in the event of proceedings having been instituted by another
State subject to the provisions set out in paragraph 1.
3. The provisions of this article are
without prejudice to the right of the flag State to take any measures,
including proceedings to impose penalties, according to its laws irrespective
of prior proceedings by another State.
Article 229
Institution of civil proceedings
Nothing in this Convention affects the
institution of civil proceedings in respect of any claim for loss or damage
resulting from pollution of the marine environment.
Article 230
Monetary penalties and the observance
of recognized rights of the accused
1. Monetary penalties only may be imposed
with respect to violations of national laws and regulations or applicable
international rules and standards for the prevention, reduction and control
of pollution of the marine environment, committed by foreign vessels beyond
the territorial sea.
2. Monetary penalties only may be imposed
with respect to violations of national laws and regulations or applicable
international rules and standards for the prevention, reduction and control
of pollution of the marine environment, committed by foreign vessels in
the territorial sea, except in the case of a willful and serious act of
pollution in the territorial sea.
3. In the conduct of proceedings in
respect of such violations committed by a foreign vessel which may result
in the imposition of penalties, recognized rights of the accused shall
be observed.
Article 231
Notification to the flag State and
other States concerned
States shall promptly notify the nag
State and any other State concerned of any measures taken pursuant to section
6 against foreign vessels, and shall submit to the flag State all official
reports concerning such measures. However, with respect to violations committed
in the territorial sea, the foregoing obligations of the coastal State
apply only to such measures as are taken in proceedings. The diplomatic
agents or consular officers and where possible the maritime authority of
the flag State, shall be immediately informed of any such measures taken
pursuant to section 6 against foreign vessels.
Article 232
Liability of States arising from enforcement
measures
States shall be liable for damage or
loss attributable to them arising from measures taken pursuant to section
6 when such measures are unlawful or exceed those reasonably required in
the light of available information. States shall provide for recourse in
their courts for actions in respect of such damage or loss.
Article 233
Safeguards with respect to straits
used for international navigation
Nothing in sections 5, 6 and 7 affects
the legal regime of straits used for international navigation. However,
if a foreign ship other than those referred to in section 10 has committed
a violation of the laws and regulations referred to in article 42, paragraph
I (a) and (b), causing or threatening major damage to the marine environment
of the straits, the States bordering the straits may take appropriate enforcement
measures and if so shall respect mutatis mutandis the provisions of this
section.
SECTION 8. ICE-COVERED AREAS
Article 234
Ice-covered areas
Coastal States have the right to adopt
and enforce non-discriminatory laws and regulations for the prevention,
reduction and control of marine pollution from vessels in ice-covered areas
within the limits of the exclusive economic zone, where particularly severe
climatic conditions and the presence of ice covering such areas for most
of the year create obstructions or exceptional hazards to navigation, and
pollution of the marine environment could cause major harm to or irreversible
disturbance of the ecological balance. Such laws and regulations shall
have due regard to navigation and the protection and preservation of the
marine environment based on the best available scientific evidence.
SECTION 9. RESPONSIBILITY AND LIABILITY
Article 235
Responsibility and liability
1. States are responsible for the fulfilment
of their international obligations concerning the protection and preservation
of the marine environment. They shall be liable in accordance with international
law.
2. States shall ensure that recourse
is available in accordance with their legal systems for prompt and adequate
compensation or other relief in respect of damage caused by pollution of
the marine environment by natural or juridical persons under their jurisdiction.
3. With the objective of assuring prompt
and adequate compensation in respect of all damage caused by pollution
of the marine environment, States shall co-operate in the implementation
of existing international law and the further development of international
law relating to responsibility and liability for the assessment of and
compensation for damage and the settlement of related disputes, as well
as, where appropriate, development of criteria and procedures for payment
of adequate compensation, such as compulsory insurance or compensation
funds.
SECTION 10. SOVEREIGN IMMUNITY
Article 236
Sovereign immunity
The provisions of this Convention regarding
the protection and preservation of the marine environment do not apply
to any warship, naval auxiliary, other vessels or aircraft owned or operated
by a State and used, for the time being, only on government non-commercial
service. However, each State shall ensure, by the adoption of appropriate
measures not impairing operations or operational capabilities of such vessels
or aircraft owned or operated by it, that such vessels or aircraft act
in a manner consistent, so far as is reasonable and practicable, with this
Convention.
SECTION 11.
OBLIGATIONS UNDER OTHER CONVENTIONS ON THE
PROTECTION AND PRESERVATION OF THE MARINE ENVIRONMENT
Article 237
Obligations under other conventions
on the protection and preservation of the marine environment
1. The provisions of this Part are without
prejudice to the specific obligations assumed by States under special conventions
and agreements concluded previously which relate to the protection and
preservation of the marine environment and to agreements which may be concluded
in furtherance of the general principles set forth in this Convention.
2. Specific obligations assumed by States
under special conventions, with respect to the protection and preservation
of the marine environment, should be carried out in a manner consistent
with the general principles and objectives of this Convention.
Back
to UNCLOS Table of Contents |