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ANNEX V. CONCILIATION
SECTION 1. CONCILIATION PROCEDURE PURSUANT
TO
SECTION 1 OF PART XV
Article I
Institution of proceedings
If the parties to a dispute have agreed,
in accordance with article 284, to submit it to conciliation under this
section, any such party may institute the proceedings by written notification
addressed to the other party or parties to the dispute.
Article 2
List of conciliators
A list of conciliators shall be drawn
up and maintained by the Secretary-General of the United Nations.
Every State Party shall be entitled to nominate four conciliators,
each of whom shall be a person enjoying the highest reputation for
fairness, competence and integrity. The names of the persons so nominated
shall constitute the list. If at any time the conciliators nominated
by a State Party in the list so constituted shall be fewer than four,
that State Party shall be entitled to make further nominations as
necessary. The name of a conciliator shall remain on the list until
withdrawn by the State Party which made the nomination, provided
that such conciliator shall continue to serve on any conciliation
commission to which that conciliator has been appointed until the
completion of the proceedings before that commission.
Article 3
Constitution of conciliation commission
The conciliation commission shall, unless
the parties otherwise agree, be constituted as follows:
(a) Subject to subparagraph (g), the
conciliation commission shall consist of five members.
(b) The party instituting the proceedings
shall appoint two conciliators to be chosen preferably from the list referred
to in article 2 of this Annex, one of whom may be its national, unless
the parties otherwise agree. Such appointments shall be included in the
notification referred to in article 1 of this Annex.
(c) The other party to the dispute shall
appoint two conciliators in the manner set forth in subparagraph (b) within
21 days of receipt of the notification referred to in article 1 of this
Annex. If the appointments are not made within that period, the party instituting
the proceedings may, within one week of the expiration of that period,
either terminate the proceedings by notification addressed to the other
party or request the Secretary-General of the United Nations to make the
appointments in accordance with subparagraph (e).
(d) Within 30 days after all four conciliators
have been appointed, they shall appoint a fifth conciliator chosen from
the list referred to in article 2 of this Annex, who shall be chairman.
If the appointment is not made within that period, either party may, within
one week of the expiration of that period, request the Secretary-General
of the United Nations to make the appointment in accordance with subparagraph
(e).
(e) Within 30 days of the receipt of
a request under subparagraph (c) or (d), the Secretary-General of the United
Nations shall make the necessary appointments from the list referred to
in article 2 of this Annex in consultation with the parties to the dispute.
(f) Any vacancy shall be filled in the
manner prescribed for the initial appointment.
(g) Two or more parties which determine
by agreement that they are in the same interest shall appoint two conciliators
jointly. Where two or more parties have separate interests or there is
a disagreement as to whether they are of the same interest, they shall
appoint conciliators
separately.
(h) In disputes involving more than
two parties having separate interests, or where there is disagreement as
to whether they are of the same interest, the parties shall apply subparagraphs
(a) to (f) in so far as possible.
Article 4
Procedure
The conciliation commission shall, unless
the parties otherwise agree, determine its own procedure. The commission
may, with the consent of the parties to the dispute, invite any State
Party to submit to it its views orally or in writing. Decisions of
the commission regarding procedural matters, the report and recommendations
shall be made by a majority vote of its members.
Article 5
Amicable settlement
The commission may draw the attention
of the parties to any measures which might facilitate an amicable settlement
of the dispute.
Article 6
Functions of the commission
The commission shall hear the parties,
examine their claims and objections, and make proposals to the parties
with a view to reaching an amicable settlement.
Article 7
Report
1. The commission shall report within
12 months of its constitution. Its report shall record any agreements reached
and, failing agreement, its conclusions on all questions of fact or law
relevant to the matter in dispute and such recommendations as the commission
may deem appropriate for an amicable settlement. The report shall be deposited
with the Secretary-General of the United Nations and shall immediately
be transmitted by him to the parties to the dispute.
2. The report of the commission, including
its conclusions or recommendations, shall not be binding upon the parties.
Article 8
Termination
The conciliation proceedings are terminated
when a settlement has been reached, when the parties have accepted
or one party has rejected the recommendations of the report by written
notification addressed to the Secretary-General of the United Nations,
or when a period of three months has expired from the date of transmission
of the report to the parties.
Article 9
Fees and expenses
The fees and expenses of the commission
shall be borne by the parties to the dispute.
Article 10
Right of parties to modify procedure
The parties to the dispute may by agreement
applicable solely to that dispute modify any provision of this Annex.
SECTION 2.
COMPULSORY SUBMISSION TO CONCILIATION
PROCEDURE PURSUANT TO SECTION 3 OF PART XV
Article 11
Institution of proceedings
1. Any party to a dispute which, in
accordance with Part XV, section 3, may be submitted to conciliation under
this section, may institute the proceedings by written notification addressed
to the other party or parties to the dispute. 2. Any party to the dispute,
notified under paragraph 1, shall be obliged to submit to such proceedings.
Article 12
Failure to reply or to submit to conciliation
The failure of a party or parties to
the dispute to reply to notification of institution of proceedings or to
submit to such proceedings shall not constitute a bar to the proceedings.
Article 13
Competence
A disagreement as to whether a conciliation
commission acting under this section has competence shall be decided by
the commission.
Article 14
Application of section I
Articles 2 to 10 of section 1 of this
Annex apply subject to this section.
ANNEX VI. STATUTE OF THE INTERNATIONAL
TRIBUNAL FOR THE LAW OF THE SEA
Article 1
General provisions
1. The International Tribunal for the
Law of the Sea is constituted and shall function in accordance with the
provisions of this Convention and this Statute.
2. The seat of the Tribunal shall be
in the Free and Hanseatic City of Hamburg in the Federal Republic of Germany.
3. The Tribunal may sit and exercise
its functions elsewhere whenever it considers this desirable.
4. A reference of a dispute to the Tribunal
shall be governed by the provisions of Parts Xl and XV.
SECTION 1. ORGANIZATION OF THE TRIBUNAL
Article 2
Composition
1. The Tribunal shall be composed of
a body of 21 independent members, elected from among persons enjoying the
highest reputation for fairness and integrity and of recognized competence
in the field of the law of the sea.
2. In the Tribunal as a whole the representation
of the principal legal systems of the world and equitable geographical
distribution shall be assured.
Article 3
Membership
1. No two members of the Tribunal may
be nationals of the same State. A person who for the purposes of
membership in the Tribunal could be regarded as a national of more
than one State shall be deemed to be a national of the one in which
he ordinarily exercises civil and political rights
2. There shall be no fewer than three
members from each geographical group as established by the General Assembly
of the United Nations.
Article 4
Nominations and elections
1. Each State Party may nominate not
more than two persons having the qualifications prescribed in article 2
of this Annex. The members of the Tribunal shall be elected from the list
of persons thus nominated.
2. At least three months before the
date of the election, the Secretary-General of the United Nations in the
case of the first election and the Registrar of the Tribunal in the case
of subsequent elections shall address a written invitation to the States
Parties to submit their nominations for members of the Tribunal within
two months. He shall prepare a list in alphabetical order of all the persons
thus nominated, with an indication of the States Parties which have nominated
them, and shall submit it to the States Parties before the seventh day
of the last month before the date of each election.
3. The first election shall be held
within six months of the date of entry into force of this Convention.
4. The members of the Tribunal shall
be elected by secret ballot. Elections shall be held at a meeting of the
States Parties convened by the Secretary-General of the United Nations
in the case of the first election and by a procedure agreed to by the States
Parties in the case of subsequent elections. Two thirds of the States Parties
shall constitute a quorum at that meeting. The persons elected to the Tribunal
shall be those nominees who obtain the largest number of votes and a two-thirds
majority of the States Parties present and voting, provided that such majority
includes a majority of the States Parties.
Article 5
Term of office
1. The members of the Tribunal shall
be elected for nine years and may be re-elected; provided, however,
that of the members elected at the first election, the terms of seven
members shall expire at the end of three years and the terms of seven
more members shall expire at the end of six years
2. The members of the Tribunal whose
terms are to expire at the end of the above-mentioned initial periods
of three and six years shall be chosen by lot to be drawn by the
Secretary-General of the United Nations immediately after the first
election.
3. The members of the Tribunal shall
continue to discharge their duties until their places have been filled.
Though replaced, they shall finish any proceedings which they may have
begun before the date of their replacement.
4. In the case of the resignation of
a member of the Tribunal, the letter of resignation shall be addressed
to the President of the Tribunal. The place becomes vacant on the receipt
of that letter.
Article 6
Vacancies
1. Vacancies shall be filled by the
same method as that laid down for the first election, subject to the following
provision: the Registrar shall, within one month of the occurrence of the
vacancy, proceed to issue the invitations provided for in article 4 of
this Annex, and the date of the election shall be fixed by the President
of the Tribunal after consultation with the States Parties.
2. A member of the Tribunal elected
to replace a member whose term of office has not expired shall hold office
for the remainder of his predecessor's term.
Article 7
Incompatible activities
1. No member of the Tribunal may exercise
any political or administrative function, or associate actively with or
be financially interested in any of the operations of any enterprise concerned
with the exploration for or exploitation of the resources of the sea or
the sea-bed or other commercial use of the sea or the sea-bed.
2. No member of the Tribunal may act
as agent, counsel or advocate in any case.
3. Any doubt on these points shall be
resolved by decision of the majority of the other members of the Tribunal
present.
Article 8
Conditions relating to participation
of members in a particular case
1. No member of the Tribunal may participate
in the decision of any case in which he has previously taken part as agent,
counsel or advocate for one of the parties, or as a member of a national
or international court or tribunal, or in any other capacity.
2. If, for some special reason, a member
of the Tribunal considers that he should not take part in the decision
of a particular case, he shall so inform the President of the Tribunal.
3. If the President considers that for
some special reason one of the members of the Tribunal should not sit in
a particular case, he shall give him notice accordingly.
4. Any doubt on these points shall be
resolved by decision of the majority of the other members of the Tribunal
present.
Article 9
Consequence of ceasing to fulfill required
conditions
If, in the unanimous opinion of the
other members of the Tribunal, a member has ceased to fulfill the required
conditions, the President of the Tribunal shall declare the seat vacant.
Article 10
Privileges and immunities
The members of the Tribunal, when engaged
on the business of the Tribunal, shall enjoy diplomatic privileges and
immunities.
Article 11
Solemn declaration by members
Every member of the Tribunal shall,
before taking up his duties, make a solemn declaration in open session
that he will exercise his powers impartially and conscientiously.
Article 12
President, Vice-President and Registrar
1. The Tribunal shall elect its President
and Vice-President for three years; they may be re-elected.
2. The Tribunal shall appoint its Registrar
and may provide for the appointment of such other officers as may be necessary.
3. The President and the Registrar shall
reside at the seat of the Tribunal.
Article 13
Quorum
1. All available members of the Tribunal
shall sit; a quorum of 11 elected members shall be required to constitute
the Tribunal.
2. Subject to article 17 of this Annex,
the Tribunal shall determine which members are available to constitute
the Tribunal for the consideration of a particular dispute, having regard
to the effective functioning of the chambers as provided for in articles
14 and 15 of this Annex.
3. All disputes and applications submitted
to the Tribunal shall be heard and determined by the Tribunal, unless article
14 of this Annex applies, or the parties request that it shall be dealt
with in accordance with article 15 of this Annex.
Article 14
Sea-Bed Disputes Chamber
A Sea-Bed Disputes Chamber shall be
established in accordance with the provisions of section 4 of this Annex.
Its jurisdiction, powers and functions shall be as provided for in Part
XI, section 5.
Article 15
Special chambers
1. The Tribunal may form such chambers,
composed of three or more of its elected members, as it considers necessary
for dealing with particular categories of disputes.
2. The Tribunal shall form a chamber
for dealing with a particular dispute submitted to it if the parties so
request. The composition of such a chamber shall be determined by the Tribunal
with the approval of the parties.
3. With a view to the speedy dispatch
of business, the Tribunal shall form annually a chamber composed of five
of its elected members which may hear and determine disputes by summary
procedure. Two alternative members shall be selected for the purpose of
replacing members who are unable to participate in a particular proceeding.
4. Disputes shall be heard and determined
by the chambers provided for in this article if the parties so request.
5. A judgment given by any of the chambers
provided for in this article and in article 14 of this Annex shall be considered
as rendered by the Tribunal.
Article 16
Rules of the Tribunal
The Tribunal shall frame rules for carrying
out its functions. In particular it shall lay down rules of procedure.
Article 17
Nationality of members
1. Members of the Tribunal of the nationality
of any of the parties to a dispute shall retain their right to participate
as members of the Tribunal.
2. If the Tribunal, when hearing a dispute,
includes upon the bench a member of the nationality of one of the parties,
any other party may choose a person to participate as a member of the Tribunal.
3. If the Tribunal, when hearing a dispute,
does not include upon the bench a member of the nationality of the parties,
each of those parties may choose a person to participate as a member of
the Tribunal.
4. This article applies to the chambers
referred to in articles 14 and 15 of this Annex. In such cases, the
President, in consultation with the parties, shall request specified
members of the Tribunal forming the chamber, as many as necessary,
to give place to the members of the Tribunal of the nationality of
the parties concerned, and, failing such, or if they are unable to
be present, to the members specially chosen by the parties.
5. Should there be several parties in
the same interest, they shall, for the purpose of the preceding provisions,
be considered as one party only. Any doubt on this point shall be settled
by the decision of the Tribunal.
6. Members chosen in accordance with
paragraphs 2, 3 and 4 shall fulfill the conditions required by articles
2, 8 and 11 of this Annex. They shall participate in the decision on terms
of complete equality with their colleagues.
Article 18
Remuneration of members
1. Each elected member of the Tribunal
shall receive an annual allowance and, for each day on which he exercises
his functions, a special allowance, provided that in any year the total
sum payable to any member as special allowance shall not exceed the amount
of the annual allowance.
2. The President shall receive a special
annual allowance.
3. The Vice-President shall receive
a special allowance for each day on which he acts as President.
4. The members chosen under article
17 of this Annex, other than elected members of the Tribunal, shall receive
compensation for each day on which they exercise their functions.
5. The salaries, allowances and compensation
shall be determined from time to time at meetings of the States Parties,
taking into account the work load of the Tribunal. They may not be decreased
during the term of office.
6. The salary of the Registrar shall
be determined at meetings of the States Parties, on the proposal of the
Tribunal.
7. Regulations adopted at meetings of
the States Parties shall determine the conditions under which retirement
pensions may be given to members of the
Tribunal and to the Registrar, and the
conditions under which members of the Tribunal and Registrar shall have
their traveling expenses refunded.
8. The salaries, allowances, and compensation
shall be free of all taxation.
Article 19
Expenses of the Tribunal
1. The expenses of the Tribunal shall
be borne by the States Parties and by the Authority on such terms and in
such a manner as shall be decided at meetings of the States Parties.
2. When an entity other than a State
Party or the Authority is a party to a case submitted to it, the Tribunal
shall fix the amount which that party is to contribute towards the expenses
of the Tribunal.
SECTION 2. COMPETENCE
Article 20
Access to the Tribunal
1. The Tribunal shall be open to States
Parties.
2. The Tribunal shall be open to entities
other than States Parties in any case expressly provided for in Part XI
or in any case submitted pursuant to any other agreement conferring jurisdiction
on the Tribunal which is accepted by all the parties to that case.
Article 21
Jurisdiction
The jurisdiction of the Tribunal comprises
all disputes and all applications submitted to it in accordance with this
Convention and all matters specifically provided for in any other agreement
which confers jurisdiction on the Tribunal.
Article 22
Reference of disputes subject to other
agreements
If all the parties to a treaty or convention
already in force and concerning the subject-matter covered by this
Convention so agree, any disputes concerning the interpretation or
application of such treaty or convention may, in accordance with
such agreement, be submitted to the Tribunal.
Article 23
Applicable law
The Tribunal shall decide all disputes
and applications in accordance with article 293.
SECTION 3. PROCEDURE
Article 24
Institution of proceedings
1. Disputes are submitted to the Tribunal,
as the case may be, either by notification of a special agreement or by
written application, addressed to the Registrar. In either case, the subject
of the dispute and the parties shall be indicated.
2. The Registrar shall forthwith notify
the special agreement or the application to all concerned.
3. The Registrar shall also notify all
States Parties.
Article 25
Provisional measures
1. In accordance with article 290, the
Tribunal and its Sea-Bed Disputes Chamber shall have the power to prescribe
provisional measures.
2. If the Tribunal is not in session
or a sufficient number of members is not available to constitute a quorum,
the provisional measures shall be prescribed by the chamber of summary
procedure formed under article 15, paragraph 3, of this Annex. Notwithstanding
article 15, paragraph 4, of this Annex, such provisional measures may be
adopted at the request of any party to the dispute. They shall be subject
to review and revision by the Tribunal.
Article 26
Hearing
1. The hearing shall be under the control
of the President or, if he is unable to preside, of the Vice-President.
If neither is able to preside, the senior judge present of the Tribunal
shall preside.
2. The hearing shall be public, unless
the Tribunal decides otherwise or unless the parties demand that the public
be not admitted.
Article 27
Conduct of case
The Tribunal shall make orders for the
conduct of the case, decide the form and time in which each party must
conclude its arguments, and make all arrangements connected with the taking
of evidence.
Article 28
Default
When one of the parties does not appear
before the Tribunal or fails to defend its case, the other party may request
the Tribunal to continue the proceedings and make its decision. Absence
of a party or failure of a party to defend its case shall not constitute
a bar to the proceedings. Before making its decision, the Tribunal must
satisfy itself not only that it has jurisdiction over the dispute, but
also that the claim is well founded in fact and law.
Article 29
Majority for decision
1. All questions shall be decided by
a majority of the members of the Tribunal who are present.
2. In the event of an equality of votes,
the President or the member of the Tribunal who acts in his place shall
have a casting vote.
Article 30
Judgment
1. The judgment shall state the reasons
on which it is based.
2. It shall contain the names of the
members of the Tribunal who have taken part in the decision.
3. If the judgment does not represent
in whole or in part the unanimous opinion of the members of the Tribunal,
any member shall be entitled to deliver a separate opinion.
4 The judgment shall be signed by the
President and by the Registrar. It shall be read in open court, due notice
having been given to the parties to the dispute.
Article 31
Request to intervene
1. Should a State Party consider that
it has an interest of a legal nature which may be affected by the decision
in any dispute, it may submit a request to the Tribunal to be permitted
to intervene.
2. It shall be for the Tribunal to decide
upon this request.
3. If a request to intervene is granted,
the decision of the Tribunal in respect of the dispute shall be binding
upon the intervening State Party in so far as it relates to matters in
respect of which that State Party intervened.
Article 32
Right to intervene in cases of interpretation
or application
1. Whenever the interpretation or application
of this Convention is in question, the Registrar shall notify all States
Parties forthwith.
2. Whenever pursuant to article 21 or
22 of this Annex the interpretation or application of an international
agreement is in question, the Registrar shall notify all the parties to
the agreement.
3. Every party referred to in paragraphs
1 and 2 has the right to intervene in the proceedings; if it uses this
right, the interpretation given by the judgment will be equally binding
upon it.
Article 33
Finality and binding force of decisions
1. The decision of the Tribunal is final
and shall be complied with by all the parties to the dispute.
2. The decision shall have no binding
force except between the parties in respect of that particular dispute.
3. In the event of dispute as to the
meaning or scope of the decision, the Tribunal shall construe it upon the
request of any party.
Article 34
Costs
Unless otherwise decided by the Tribunal,
each party shall bear its own costs.
SECTION 4. SEA-BED DISPUTES CHAMBER
Article 35
Composition
1. The Sea-Bed Disputes Chamber referred
to in article 14 of this Annex shall be composed of 11 members, selected
by a majority of the elected members of the Tribunal from among them.
2. In the selection of the members of
the Chamber, the representation of the principal legal systems of the world
and equitable geographical distribution shall be assured. The Assembly
of the Authority may adopt recommendations of a general nature relating
to such representation and distribution.
3. The members of the Chamber shall
be selected every three years and may be selected for a second term.
4. The Chamber shall elect its President
from among its members, who shall serve for the term for which the Chamber
has been selected.
5. If any proceedings are still pending
at the end of any three-year period for which the Chamber has been selected,
the Chamber shall complete the proceedings in its original composition.
6. If a vacancy occurs in the Chamber,
the Tribunal shall select a successor from among its elected members, who
shall hold office for the remainder of his predecessor's term.
7. A quorum of seven of the members
selected by the Tribunal shall be required to constitute the Chamber.
Article 36
Ad hoc chambers
1. The Sea-Bed Disputes Chamber shall
form an ad hoc chamber, composed of three of its members, for dealing
with a particular dispute submitted to it in accordance with article
188, paragraph 1 (b). The composition of such a chamber shall be
determined by the Sea-Bed Disputes Chamber with the approval of the
parties.
2. If the parties do not agree on the
composition of an ad hoc chamber, each party to the dispute shall
appoint one member, and the third member shall be appointed by them
in agreement. If they disagree, or if any party fails to make an
appointment, the President of the Sea-Bed Disputes Chamber shall
promptly make the appointment or appointments from among its members,
after consultation with the parties.
3. Members of the ad hoc chamber must
not be in the service of, or nationals of, any of the parties to the dispute.
Article 37
Access
The Chamber shall be open to the States
Parties, the Authority and the other entities referred to in Part XI, section
5.
Article 38
Applicable law
In addition to the provisions of article
293, the Chamber shall apply:
(a) the rules, regulations and procedures
of the Authority adopted in accordance with this Convention; and
(b) the terms of contracts concerning
activities in the Area in matters relating to those contracts.
Article 39
Enforcement of decisions of the Chamber
The decisions of the Chamber shall be
enforceable in the territories of the States Parties in the same manner
as judgments or orders of the highest court of the State Party in whose
territory the enforcement is sought.
Article 40
Applicability of other sections of
this Annex
1. The other sections of this Annex
which are not incompatible with this section apply to the Chamber.
2. In the exercise of its functions
relating to advisory opinions, the Chamber shall be guided by the provisions
of this Annex relating to procedure before the Tribunal to the extent to
which it recognizes them to be applicable.
SECTION 5. AMENDMENTS
Article 41
Amendments
1. Amendments to this Annex, other than
amendments to section 4, may be adopted only in accordance with article
313 or by consensus at a conference convened in accordance with this Convention.
2. Amendments to section 4 may be adopted
only in accordance with article 314.
3. The Tribunal may propose such amendments
to this Statute as it may consider necessary, by written communications
to the States Parties for their consideration in conformity with paragraphs
1 and 2.
ANNEX VII. ARBITRATION
Article 1
Institution of proceedings
Subject to the provisions of Part XV,
any party to a dispute may submit the dispute to the arbitral procedure
provided for in this Annex by written notification addressed to the
other party or parties to the dispute. The notification shall be accompanied
by a statement of the claim and the grounds on which it is based.
Article 2
List of arbitrators
1. A list of arbitrators shall be drawn
up and maintained by the Secretary-General of the United Nations. Every
State Party shall be entitled to nominate four arbitrators, each of whom
shall be a person experienced in maritime affairs and enjoying the highest
reputation for fairness, competence and integrity. The names of the persons
so nominated shall constitute the list.
2. If at any time the arbitrators nominated
by a State Party in the list so constituted shall be fewer than four, that
State Party shall be entitled to make further nominations as necessary.
3. The name of an arbitrator shall remain
on the list until withdrawn by the State Party which made the nomination,
provided that such arbitrator shall continue to serve on any arbitral tribunal
to which that arbitrator has been appointed until the completion of the
proceedings before that arbitral tribunal.
Article 3
Constitution of arbitral tribunal
For the purpose of proceedings under
this Annex, the arbitral tribunal shall, unless the parties otherwise agree,
be constituted as follows:
(a) Subject to subparagraph (g), the
arbitral tribunal shall consist of five members.
(b) The party instituting the proceedings
shall appoint one member to be chosen preferably from the list referred
to in article 2 of this Annex, who may be its national. The appointment
shall be included in the notification referred to in article 1 of this
Annex.
(c) The other party to the dispute shall,
within 30 days of receipt of the notification referred to in article 1
of this Annex, appoint one member to be chosen preferably from the list,
who may be its national. If the appointment is not made within that period,
the party instituting the proceedings may, within two weeks of the expiration
of that period, request that the appointment be made in accordance with
subparagraph (e).
(d) The other three members shall be
appointed by agreement between the parties. They shall be chosen preferably
from the list and shall be nationals of third States unless the parties
otherwise agree. The parties to the dispute shall appoint the President
of the arbitral tribunal from among those three members. If, within 60
days of receipt of the notification referred to in article I of this Annex,
the parties are unable to reach agreement on the appointment of one or
more of the members of the tribunal to be appointed by agreement, or on
the appointment of the President, the remaining appointment or appointments
shall be made in accordance with subparagraph (e), at the request of a
party to the dispute. Such request shall be made within two weeks of the
expiration of the aforementioned 60-day period.
(e) Unless the parties agree that any
appointment under subparagraphs (c) and (d) be made by a person or
a third State chosen by the parties, the President of the International
Tribunal for the Law of the Sea shall make the necessary appointments.
If the President is unable to act under this subparagraph or is a national
of one of the parties to the dispute, the appointment shall be made by
the next senior member of the International Tribunal for the Law of the
Sea who is available and is not a national of one of the parties. The appointments
referred to in this subparagraph shall be made from the list referred to
in article 2 of this Annex within a period of 30 days of the receipt of
the request and in consultation with the parties. The members so appointed
shall be of different nationalities and may not be in the service of, ordinarily
resident in the territory of or nationals of, any of the parties to the
dispute.
(f) Any vacancy shall be filled in the
manner prescribed for the initial appointment.
(g) Parties in the same interest shall
appoint one member of the tribunal jointly by agreement. Where there are
several parties having separate interests or where there is disagreement
as to whether they are of the same interest, each of them shall appoint
one member of the tribunal. The number of members of the tribunal appointed
separately by the parties shall always be smaller by one than the number
of members of the tribunal to be appointed jointly by the parties.
(h) In disputes involving more than
two parties, the provisions of subparagraphs (a) to (f) shall apply to
the maximum extent possible.
Article 4
Functions of arbitral tribunal
An arbitral tribunal constituted under
article 3 of this Annex shall function in accordance with this Annex and
the other provisions of this Convention.
Article 5
Procedure
Unless the parties to the dispute otherwise
agree, the arbitral tribunal shall determine its own procedure, assuring
to each party a full opportunity to be heard and to present its case.
Article 6
Duties of parries to a dispute
The parties to the dispute shall facilitate
the work of the arbitral tribunal and, in particular, in accordance with
their law and using all means at their disposal, shall:
(a) provide it with all relevant documents,
facilities and information; and
(b) enable it when necessary to call
witnesses or experts and receive their evidence and to visit the localities
to which the case relates.
Article 7
Expenses
Unless the arbitral tribunal decides
otherwise because of the particular circumstances of the case, the expenses
of the tribunal, including the remuneration of its members, shall be borne
by the parties to the dispute in equal shares.
Article 8
Required majority for decisions
Decisions of the arbitral tribunal shall
be taken by a majority vote of its members. The absence or abstention of
less than half of the members shall not constitute a bar to the tribunal
reaching a decision. In the event of an equality of votes, the President
shall have a casting vote.
Article 9
Default of appearance
If one of the parties to the dispute
does not appear before the arbitral tribunal or fails to defend its case,
the other party may request the tribunal to continue the proceedings and
to make its award. Absence of a party or failure of a party to defend its
case shall not constitute a bar to the proceedings. Before making its award,
the arbitral tribunal must satisfy itself not only that it has jurisdiction
over the dispute but also that the claim is well founded in fact and law.
Article 10
Award
The award of the arbitral tribunal shall
be confined to the subject-matter of the dispute and state the reasons
on which it is based. It shall contain the names of the members who have
participated and the date of the award. Any member of the Tribunal may
attach a separate or dissenting opinion to the award.
Article 11
Finality of award
The award shall be final and without
appeal, unless the parties to the dispute have agreed in advance to an
appellate procedure. It shall be complied with by the parties to the dispute.
Article 12
Interpretation or implementation of
award
1. Any controversy which may arise between
the parties to the dispute as regards the interpretation or manner of implementation
of the award may be submitted by either party for decision to the arbitral
tribunal which made the award. For this purpose, any vacancy in the tribunal
shall be filled in the manner provided for in the original appointments
of the members of the tribunal .
2. Any such controversy may be submitted
to another court or tribunal under article 287 by agreement of all the
parties to the dispute.
Article 13
Application to entities other than
States Parties
The provisions of this Annex shall apply
mutatis mutandis to any dispute involving entities other than States Parties.
ANNEX VIII. SPECIAL ARBITRATION
Article 1
Institution of proceedings
Subject to Part XV, any party to a dispute
concerning the interpretation or application of the articles of this Convention
relating to (1) fisheries, (2) protection and preservation of the marine
environment, (3) marine scientific research, or (4) navigation, including
pollution from vessels and by dumping, may submit the dispute to the special
arbitral procedure provided for in this Annex by written notification addressed
to the other party or parties to the dispute. The notification shall be
accompanied by a statement of the claim and the grounds on which it is
based.
Article 2
Lists of experts
1. A list of experts shall be established
and maintained in respect of each of the fields of (I) fisheries, (2) protection
and preservation of the marine environment, (3) marine scientific research,
and (4) navigation, including pollution from vessels and by dumping.
2. The lists of experts shall be drawn
up and maintained, in the field of fisheries by the Food and Agriculture
Organization of the United Nations, in the field of protection and preservation
of the marine environment by the United Nations Environment Programme,
in the field of marine scientific research by the Inter-Governmental Oceanographic
Commission, in the field of navigation, including pollution from vessels
and by dumping, by the International Maritime Organization, or in each
case by the appropriate subsidiary body concerned to which such organization,
programme or commission has delegated this function.
3. Every State Party shall be entitled
to nominate two experts in each field whose competence in the legal, scientific
or technical aspects of such field Is established and generally recognized
and who enjoy the highest reputation for fairness and integrity. The names
of the persons so nominated in each field shall constitute the appropriate
list.
4. If at any time the experts nominated
by a State Party in the list so constituted shall be fewer than two, that
State Party shall be entitled to make further nominations as necessary.
5. The name of an expert shall remain
on the list until withdrawn by the State Party which made the nomination,
provided that such expert shall continue to serve on any special arbitral
tribunal to which that expert has been appointed until the completion of
the proceedings before that special arbitral tribunal.
Article 3
Constitution of special arbitral tribunal
For the purpose of proceedings under
this Annex, the special arbitral tribunal shall, unless the parties otherwise
agree, be constituted as follows:
(a) Subject to subparagraph (g), the
special arbitral tribunal shall consist of five members.
(b) The party instituting the proceedings
shall appoint two members to be chosen preferably from the appropriate
list or lists referred to in article 2 of this Annex relating to the matters
in dispute, one of whom may be its national. The appointments shall be
included in the notification referred to in article 1 of this Annex.
(c) The other party to the dispute shall,
within 30 days of receipt of the notification referred to in article I
of this Annex, appoint two members to be chosen preferably from the appropriate
list or lists relating to the matters in dispute, one of whom may be its
national. If the appointments are not made within that period, the party
instituting the proceedings may, within two weeks of the expiration of
that period, request that the appointments be made in accordance with subparagraph
(e) .
(d) The parties to the dispute shall
by agreement appoint the President of the special arbitral tribunal, chosen
preferably from the appropriate list, who shall be a national of a third
State, unless the parties otherwise agree. If, within 30 days of receipt
of the notification referred to in article 1 of this Annex, the parties
are unable to reach agreement on the appointment of the President, the
appointment shall be made in accordance with subparagraph (e), at the request
of a party to the dispute. Such request shall be made within two weeks
of the expiration of the aforementioned 30-day period.
(e) Unless the parties agree that the
appointment be made by a person or a third State chosen by the parties,
the Secretary-General of the United Nations shall make the necessary appointments
within 30 days of receipt of a request under subparagraphs (c) and (d).
The appointments referred to in this subparagraph shall be made from the
appropriate list or lists of experts referred to in article 2 of this Annex
and in consultation with the parties to the dispute and the appropriate
international organization. The members so appointed shall be of different
nationalities and may not be in the service of, ordinarily resident in
the territory of, or nationals of, any of the parties to the dispute.
(f) Any vacancy shall be filled in the
manner prescribed for the initial appointment.
(g) Parties in the same interest shall
appoint two members of the tribunal jointly by agreement. Where there are
several parties having separate interests or where there is disagreement
as to whether they are of the same interest, each of them shall appoint
one member of the tribunal.
(h) In disputes involving more than
two parties, the provisions of subparagraphs (a) to (f) shall apply to
the maximum extent possible.
Article 4
General provisions
Annex VII, articles 4 to 13, apply mutatis
mutandis to the special arbitration proceedings in accordance with this
Annex.
Article 5
Fact finding
1. The parties to a dispute concerning
the interpretation or application of the provisions of this Convention
relating to (l) fisheries, (2) protection and preservation of the marine
environment,
(3) marine scientific research, or
(4) navigation, including pollution from vessels and by dumping, may at
any time agree to request a special arbitral tribunal constituted in accordance
with article 3 of this Annex to carry out an inquiry and establish the
facts giving rise to the dispute.
2. Unless the parties otherwise agree,
the findings of fact of the special arbitral tribunal acting in accordance
with paragraph 1, shall be considered as conclusive as between the parties.
3. If all the parties to the dispute
so request, the special arbitral tribunal may formulate recommendations
which, without having the force of a decision, shall only constitute the
basis for a review by the parties of the questions giving rise to the dispute.
4. Subject to paragraph 2, the special
arbitral tribunal shall act in accordance with the provisions of this Annex,
unless the parties otherwise agree.
ANNEX IX. PARTICIPATION BY INTERNATIONAL
ORGANIZATIONS
Article 1
Use of terms
For the purposes of article 305 and
of this Annex, "international organization" means an intergovernmental
organization constituted by States to which its member States have transferred
competence over matters governed by this Convention, including the competence
to enter into treaties in respect of those matters.
Article 2
Signature
An international organization may sign
this Convention if a majority of its member States are signatories of this
Convention. At the time of signature an international organization shall
make a declaration specifying the matters governed by this Convention in
respect of which competence has been transferred to that organization by
its member States which are signatories, and the nature and extent of that
competence.
Article 3
Formal confirmation and accession
1. An international organization may
deposit its instrument of formal confirmation or of accession if a majority
of its member States deposit or have deposited their instruments of ratification
or accession.
2. The instruments deposited by the
international organization shall contain the undertakings and declarations
required by articles 4 and 5 of this Annex.
Article 4
Extent of participation and rights
and obligations
1. The instrument of formal confirmation
or of accession of an international organization shall contain an undertaking
to accept the rights and obligations of States under this Convention in
respect of matters relating to which competence has been transferred to
it by its member States which are Parties to this Convention.
2. An international organization shall
be a Party to this Convention to the extent that it has competence in accordance
with the declarations, communications of information or notifications referred
to in article 5 of this Annex.
3. Such an international organization
shall exercise the rights and perform the obligations which its member
States which are Parties would otherwise have under this Convention, on
matters relating to which competence has been transferred to it by those
member States. The member States of that international organization shall
not exercise competence which they have transferred to it .
4. Participation of such an international
organization shall in no case entail an increase of the representation
to which its member States which are States Parties would otherwise be
entitled, including rights in decision-making.
5. Participation of such an international
organization shall in no case confer any rights under this Convention on
member States of the organization which are not States Parties to this
Convention.
6. In the event of a conflict between
the obligations of an international organization under this Convention
and its obligations under the agreement establishing the organization or
any acts relating to it, the obligations under this Convention shall prevail.
Article 5
Declarations, notifications and communications
1. The instrument of formal confirmation
or of accession of an international organization shall contain a declaration
specifying the matters governed by this Convention in respect of which
competence has been transferred to the organization by its member States
which are Parties to this Convention.
2. A member State of an international
organization shall, at the time it ratifies or accedes to this Convention
or at the time when the organization deposits its instrument of formal
confirmation or of accession, whichever is later, make a declaration specifying
the matters governed by this Convention in respect of which it has transferred
competence to the organization.
3. States Parties which are member States
of an international organization which is a Party to this Convention shall
be presumed to have competence over all matters governed by this Convention
in respect of which transfers of competence to the organization have not
been specifically declared, notified or communicated by those States under
this article.
4. The international organization and
its member States which are States Parties shall promptly notify the depositary
of this Convention of any changes to the distribution of competence, including
new transfers of competence, specified in the declarations under paragraphs
1 and 2.
5. Any State Party may request an international
organization and its member States which are States Parties to provide
information as to which, as between the organization and its member States,
has competence in respect of any specific question which has arisen. The
organization and the member States concerned shall provide this information
within a reasonable time. The international organization and the member
States may also, on their own initiative, provide this
information.
6. Declarations, notifications and communications
of information under this article shall specify the nature and extent of
the competence transferred.
Article 6
Responsibility and liability
1. Parties which have competence under
article 5 of this Annex shall have responsibility for failure to comply
with obligations or for any other violation of this Convention.
2. Any State Party may request an international
organization or its member States which are States Parties for information
as to who has responsibility in respect of any specific matter. The organization
and the member States concerned shall provide this information. Failure
to provide this information within a reasonable time or the provision of
contradictory information shall result in joint and several liability.
Article 7
Settlement of disputes
1. At the time of deposit of its instrument
of formal confirmation or of accession, or at any time thereafter, an international
organization shall be free to choose, by means of a written declaration,
one or more of the means for the settlement of disputes concerning the
interpretation or application of this Convention, referred to in article
287, paragraph I (a), (c) or (d) .
2. Part XV applies mutatis mutandis
to any dispute between Parties to this Convention, one or more of which
are international organizations.
3. When an international organization
and one or more of its member States are joint parties to a dispute, or
parties in the same interest, the organization shall be deemed to have
accepted the same procedures for the settlement of disputes as the member
States; when, however, a member State has chosen only the International
Court of Justice under article 287, the organization and the member State
concerned shall be deemed to have accepted arbitration in accordance with
Annex VII, unless the parties to the dispute otherwise agree.
Article 8
Applicability of Part XVII
Part XVII applies mutatis mutandis to
an international organization, except in respect of the following:
(a) the instrument of formal confirmation
or of accession of an international organization shall not be taken into
account in the application of article 308, paragraph 1;
(b) (i) an international organization
shall have exclusive capacity with respect to the application of articles
312 to 315, to the extent that it has competence under article 5 of this
Annex over the entire subject matter of the amendment;
(ii) the instrument of formal confirmation
or of accession of an international organization to an amendment, the entire
subject-matter over which the international organization has competence
under article 5 of this Annex, shall be considered to be the instrument
of ratification or accession of each of the member States which are States
Parties, for the purposes of applying article 316, paragraphs 1, 2 and
3;
(iii) the instrument of formal confirmation
or of accession of the international organization shall not be taken into
account in the application of article 316, paragraphs 1 and 2, with regard
to all other amendments;
(c) (i) an international organization
may not denounce this Convention in accordance with article 317 if any
of its member States is a State Party and if it continues to fulfil the
qualifications specified in article I of this Annex;
(ii) an international organization shall
denounce this Convention when none of its member States is a State Party
or if the international organization no longer fulfills the qualifications
specified in article 1 of this Annex. Such denunciation shall take effect
immediately.
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