International Convention
on Standards of Training, Certification and Watchkeeping for Seafarers,
1978
(London, 7 July 1978)
THE PARTIES TO THIS CONVENTION,
DESIRING to promote safety of life
and property at sea and the protection of the marine environment by establishing
in common agreement international standards of training, certification
and watchkeeping for seafarers,
CONSIDERING that this end may best
be achieved by the conclusion of an International Convention on Standards
of Training, Certification and Watchkeeping for Seafarers,
HAVE AGREED as follows:
Article I
General obligations under the Convention
(1) The Parties undertake to give effect to
the provisions of the Convention and the Annex thereto, which shall constitute
an integral part of the Convention. Every reference to the Convention constitutes
at the same time a reference to the Annex.
(2) The Parties undertake to promulgate all
laws, decrees, orders and regulations and to take all other steps which
may be necessary to give the Convention full and complete effect, so as
to ensure that, from the point of view of safety of life and property at
sea and the protection of the marine environment, seafarers on board ships
are qualified and fit for their duties.
Article II
Definitions
For the purpose of the Convention, unless
expressly provided otherwise:
(a) "Party" means a State for which the Convention
has entered into force;
(b) "Administration" means the Government
of the Party whose flag the ship is entitled to fly;
(c) "Certificate" means a valid document,
by whatever name it may be known, issued by or under the authority of the
Administration or recognized by the Administration authorizing the holder
to serve as stated in this document or as authorized by national regulations;
(d) "Certificated" means properly holding
a certificate;
(e) "Organization" means the Inter-Governmental
Maritime Consultative Organization (IMCO);
(f) "Secretary-General" means the Secretary-General
of the Organization;
(g) "Sea-going ship" means a ship other than
those which navigate exclusively in inland waters or in waters within,
or closely adjacent to, sheltered waters or areas where port regulations
apply;
(h) "Fishing vessel" means a vessel used for
catching fish, whales, seals, walrus or other living resources of the sea;
(i) "Radio Regulations" means the Radio Regulations
annexed to, or regarded as being annexed to, the most recent International
Telecommunication Convention which may be in force at any time.
Article III
Application
The Convention shall apply to seafarers serving
on board sea-going ships entitled to fly the flag of a Party except to
those serving on board:
(a) warships, naval auxiliaries or other ships
owned or operated by a State and engaged only on governmental non-commercial
service; however, each Party shall ensure by the adoption of appropriate
measures not impairing the operations or operational capabilities of such
ships owned or operated by it, that the persons serving on board such ships
meet the requirements of the Convention so far as is reasonable and practicable;
(b) fishing vessels;
(c) pleasure yachts not engaged in trade;
or
(d) wooden ships of primitive build.
Article IV
Communication of information
(1) The Parties shall communicate as soon
as practicable to the Secretary-General:
(a) the text of laws, decrees, orders, regulations
and instruments promulgated on the various matters within the scope of
the Convention;
(b) full details, where appropriate, of contents
and duration of study courses, together with their national examination
and other requirements for each certificate issued in compliance with the
Convention;
(c) a sufficient number of specimen certificates
issued in compliance with the Convention.
(2) The Secretary-General shall notify all
Parties of the receipt of any communication under paragraph (1)(a) and,
inter
alia, for the purposes of Articles IX and X, shall, on request, provide
them with any information communicated to him under paragraphs (1)(b) and
(c).
Article V
Other treaties and interpretation
(1) All prior treaties, conventions and arrangements
relating to standards of training, certification and watchkeeping for seafarers
in force between the Parties, shall continue to have full and complete
effect during the terms thereof as regards:
(a) seafarers to whom this Convention does
not apply;
(b) seafarers to whom this Convention applies,
in respect of matters for which it has not expressly provided.
(2) To the extent, however, that such treaties,
conventions or arrangements conflict with the provisions of the Convention,
the Parties shall review their commitments under such treaties, conventions
and arrangements with a view to ensuring that there is no conflict between
these commitments and their obligations under the Convention.
(3) All matters which are not expressly provided
for in the Convention remain subject to the legislation of Parties.
(4) Nothing in the Convention shall prejudice
the codification and development of the law of the sea by the United Nations
Conference on the Law of the Sea convened pursuant to resolution 2750C(XXV)
of the General Assembly of the United Nations, nor the present or future
claims and legal views of any State concerning the law of the sea and the
nature and extent of coastal and flag State jurisdiction.
Article VI
Certificates
(1) Certificates for masters, officers or
ratings shall be issued to those candidates who, to the satisfaction of
the Administration, meet the requirements for service, age, medical fitness,
training, qualification and examinations in accordance with the appropriate
provisions of the Annex to the Convention.
(2) Certificates for masters and officers,
issued in compliance with this Article, shall be endorsed by the issuing
Administration in the form as prescribed in Regulation I/2 of the Annex.
If the language used is not English, the endorsement shall include a translation
into that language.
Article VII
Transitional provisions
(1) A certificate of competency or of service
in a capacity for which the Convention requires a certificate and which
before entry into force of the Convention for a Party is issued in accordance
with the laws of that Party or the Radio Regulations, shall be recognized
as valid for service after entry into force of the Convention for that
Party.
(2) After the entry into force of the Convention
for a Party, its Administration may continue to issue certificates of competency
in accordance with its previous practices for a period not exceeding five
years. Such certificates shall be recognized as valid for the purpose of
the Convention. During this transitional period such certificates shall
be issued only to seafarers who had commenced their sea service before
entry into force of the Convention for that Party within the specific ship
department to which those certificates relate. The Administration shall
ensure that all other candidates for certification shall be examined and
certificated in accordance with the Convention.
(3) A Party may, within two years after entry
into force of the Convention for that Party, issue a certificate of service
to seafarers who hold neither an appropriate certificate under the Convention
nor a certificate of competency issued under its laws before entry into
force of the Convention for that Party but who have:
(a) served in the capacity for which they
seek a certificate of service for not less than three years at sea within
the last seven years preceding entry into force of the Convention for that
Party;
(b) produced evidence that they have performed
that service satisfactorily;
(c) satisfied the Administration as to medical
fitness, including eyesight and hearing, taking into account their age
at the time of application.
For the purpose of the Convention, a certificate
of service issued under this paragraph shall be regarded as the equivalent
of a certificate issued under the Convention.
Article VIII
Dispensation
(1) In circumstances of exceptional necessity,
Administrations, if in their opinion this does not cause danger to persons,
property or the environment, may issue a dispensation permitting a specified
seafarer to serve in a specified ship for a specified period not exceeding
six months in a capacity, other than that of the radio officer or radiotelephone
operator, except as provided by the relevant Radio Regulations, for which
he does not hold the appropriate certificate, provided that the person
to whom the dispensation is issued shall be adequately qualified to fill
the vacant post in a safe manner, to the satisfaction of the Administration.
However, dispensations shall not be granted to a master or chief engineer
officer, except in circumstances of force majeure
and then only for the shortest possible period.
(2) Any dispensation granted for a post shall
be granted only to a person properly certificated to fill the post immediately
below. Where certification of the post below is not required by the Convention,
a dispensation may be issued to a person whose qualification and experience
are, in the opinion of the Administration, of a clear equivalence to the
requirements for the post to be filled, provided that, if such a person
holds no appropriate certificate, he shall be required to pass a test accepted
by the Administration as demonstrating that such a dispensation may safely
be issued. In addition, Administrations shall ensure that the post in question
is filled by the holder of an appropriate certificate as soon as possible.
(3) Parties shall, as soon as possible after
1 January of each year, send a report to the Secretary-General giving information
of the total number of dispensations in respect of each capacity for which
a certificate is required that have been issued during the year to sea-going
ships, together with information as to the numbers of those ships above
and below 1,600 gross register tons respectively.
Article IX
Equivalents
(1) The Convention shall not prevent an Administration
from retaining or adopting other educational and training arrangements,
including those involving sea-going service and shipboard organization
especially adapted to technical developments and to special types of ships
and trades, provided that the level of sea-going service, knowledge and
efficiency as regards navigational and technical handling of ship and cargo
ensures a degree of safety at sea and has a preventive effect as regards
pollution at least equivalent to the requirements of the Convention.
(2) Details of such arrangements shall be
reported as early as practicable to the Secretary-General who shall circulate
such particulars to all Parties.
Article X
Control
(1) Ships, except those excluded by Article
III, are subject, while in the ports of a Party, to control by officers
duly authorized by that Party to verify that all seafarers serving on board
who are required to be certificated by the Convention are so certificated
or hold an appropriate dispensation. Such certificates shall be accepted
unless there are clear grounds for believing that a certificate has been
fraudulently obtained or that the holder of a certificate is not the person
to whom that certificate was originally issued.
(2) In the event that any deficiencies are
found under paragraph (1) or under the procedures specified in Regulation
I/4 - "Control Procedures", the officer carrying out the control shall
forthwith inform, in writing, the master of the ship and the Consul or,
in his absence, the nearest diplomatic representative or the maritime authority
of the State whose flag the ship is entitled to fly, so that appropriate
action may be taken. Such notification shall specify the details of the
deficiencies found and the grounds on which the Party determines that these
deficiencies pose a danger to persons, property or the environment.
(3) In exercising the control under paragraph
(1) if, taking into account the size and type of the ship and the length
and nature of the voyage, the deficiencies referred to in paragraph (3)
of Regulation I/4 are not corrected and it is determined that this fact
poses a danger to persons, property or the environment, the Party carrying
out the control shall take steps to ensure that the ship will not sail
unless and until these requirements are met to the extent that the danger
has been removed. The facts concerning the action taken shall be reported
promptly to the Secretary-General.
(4) When exercising control under this Article,
all possible efforts shall be made to avoid a ship being unduly detained
or delayed. If a ship is so detained or delayed it shall be entitled to
compensation for any loss or damage resulting therefrom.
(5) This Article shall be applied as may be
necessary to ensure that no more favourable treatment is given to ships
entitled to fly the flag of a non-Party than is given to ships entitled
to fly the flag of a Party.
Article XI
Promotion of technical co-operation
(1) Parties to the Convention shall promote,
in consultation with, and with the assistance of, the Organization, support
for those Parties which request technical assistance for:
(a) training of administrative and technical
personnel;
(b) establishment of institutions for the
training of seafarers;
(c) supply of equipment and facilities for
training institutions;
(d) development of adequate training programmes,
including practical training on sea-going ships; and
(e) facilitation of other measures and arrangements
to enhance the qualifications of seafarers;
preferably on a national, sub-regional or
regional basis, to further the aims and purposes of the Convention, taking
into account the special needs of developing countries in this regard.
(2) On its part, the Organization shall pursue
the aforesaid efforts, as appropriate, in consultation or association with
other international organizations, particularly the International Labour
Organisation.
Article XII
Amendments
(1) The Convention may be amended by either
of the following procedures:
(a) amendments after consideration within
the Organization:
(i) any amendment proposed by a Party shall
be submitted to the Secretary-General, who shall then circulate it to all
Members of the Organization, all Parties and the Director-General of the
International Labour Office at least six months prior to its consideration;
(ii) any amendment so proposed and circulated
shall be referred to the Maritime Safety Committee of the Organization
for consideration;
(iii) Parties, whether or not Members of the
Organization, shall be entitled to participate in the proceedings of the
Maritime Safety Committee for consideration and adoption of amendments;
(iv) amendments shall be adopted by a two-thirds
majority of the Parties present and voting in the Maritime Safety Committee
expanded as provided for in sub-paragraph (a)(iii) (hereinafter referred
to as the "expanded Maritime Safety Committee") on condition that at least
one third of the Parties shall be present at the time of voting;
(v) amendments so adopted shall be communicated
by the Secretary-General to all Parties for acceptance;
(vi) an amendment to an Article shall be deemed
to have been accepted on the date on which it is accepted by two thirds
of the Parties;
(vii) an amendment to the Annex shall be deemed
to have been accepted:
1. at the end of two years from the date on
which it is communicated to Parties for acceptance; or
2. at the end of a different period, which
shall not be less than one year, if so determined at the time of its adoption
by a two-thirds majority of the Parties present and voting in the expanded
Maritime Safety Committee;
however, the amendments shall be deemed not
to have been accepted if within the specified period either more than one
third of Parties, or Parties the combined merchant fleets of which constitute
not less than fifty per cent of the gross tonnage of the world's merchant
shipping of ships of 100 gross register tons or more, notify the Secretary-General
that they object to the amendment;
(viii) an amendment to an Article shall enter
into force with respect to those Parties which have accepted it, six months
after the date on which it is deemed to have been accepted, and with respect
to each Party which accepts it after that date, six months after the date
of that Party's acceptance;
(ix) an amendment to the Annex shall enter
into force with respect to all Parties, except those which have objected
to the amendment under sub-paragraph (a)(vii) and which have not withdrawn
such objections, six months after the date on which it is deemed to have
been accepted. Before the date determined for entry into force, any Party
may give notice to the Secretary-General that it exempts itself from giving
effect to that amendment for a period not longer than one year from the
date of its entry into force, or for such longer period as may be determined
by a two-thirds majority of the Parties present and voting in the expanded
Maritime Safety Committee at the time of the adoption of the amendment;
or
(b) amendment by a conference:
(i) upon the request of a Party concurred
in by at least one third of the Parties, the Organization shall convene,
in association or consultation with the Director-General of the International
Labour Office, a conference of Parties to consider amendments to the Convention;
(ii) every amendment adopted by such a conference
by a two-thirds majority of the Parties present and voting shall be communicated
by the Secretary-General to all Parties for acceptance;
(iii) unless the conference decides otherwise,
the amendment shall be deemed to have been accepted and shall enter into
force in accordance with the procedures specified in sub-paragraph (a)(vi)
and (a)(viii) or sub-paragraphs (a)(vii) and (a)(ix) respectively, provided
that references in these sub-paragraphs to the expanded Maritime Safety
Committee shall be taken to mean references to the conference.
(2) Any declaration of acceptance of, or objection
to, an amendment or any notice given under paragraph (1)(a)(ix) shall be
submitted in writing to the Secretary-General, who shall inform all Parties
of any such submission and the date of its receipt.
(3) The Secretary-General shall inform all
Parties of any amendments which enter into force, together with the date
on which each such amendment enters into force.
Article XIII
Signature, ratification, acceptance, approval
and accession
(1) The Convention shall remain open for signature
at the Headquarters of the Organization from 1 December 1978 until 30 November
1979 and shall thereafter remain open for accession. Any State may become
a Party by:
(a) signature without reservation as to ratification,
acceptance or approval; or
(b) signature subject to ratification, acceptance
or approval, followed by ratification, acceptance or approval; or
(c) accession.
(2) Ratification, acceptance, approval or
accession shall be effected by the deposit of an instrument to that effect
with the Secretary-General.
(3) The Secretary-General shall inform all
States that have signed the Convention or acceded to it and the Director-General
of the International Labour Office of any signature or of the deposit of
any instrument of ratification, acceptance, approval or accession and the
date of its deposit.
Article XIV
Entry into force
(1) The Convention shall enter into force
twelve months after the date on which not less than twenty-five States,
the combined merchant fleets of which constitute not less than fifty per
cent of the gross tonnage of the world's merchant shipping of ships of
100 gross register tons or more, have either signed it without reservation
as to ratification, acceptance or approval or deposited the requisite instruments
of ratification, acceptance, approval or accession in accordance with Article
XIII.
(2) The Secretary-General shall inform all
States that have signed the Convention or acceded to it of the date on
which it enters into force.
(3) Any instrument of ratification, acceptance,
approval or accession deposited during the twelve months referred to in
paragraph (1) shall take effect on the coming into force of the Convention
or three months after the deposit of such instrument, whichever is the
later date.
(4) Any instrument of ratification, acceptance,
approval or accession deposited after the date on which the Convention
enters into force shall take effect three months after the date of deposit.
(5) After the date on which an amendment is
deemed to have been accepted under Article XII, any instrument of ratification,
acceptance, approval or accession deposited shall apply to the Convention
as amended.
Article XV
Denunciation
(1) The Convention may be denounced by any
Party at any time after five years from the date on which the Convention
entered into force for that Party.
(2) Denunciation shall be effected by notification
in writing to the Secretary-General who shall inform all other Parties
and the Director-General of the International Labour Office of any such
notification received and of the date of its receipt as well as the date
on which such denunciation takes effect.
(3) A denunciation shall take effect twelve
months after receipt of the notification of denunciation by the Secretary-General
or after any longer period which may be indicated in the notification.
Article XVI
Deposit and registration
(1) The Convention shall be deposited with
the Secretary-General who shall transmit certified true copies thereof
to all States that have signed the Convention or acceded to it.
(2) As soon as the Convention enters into
force, the Secretary-General shall transmit the text to the Secretary-General
of the United Nations for registration and publication, in accordance with
Article 102 of the Charter of the United Nations.
Article XVII
Languages
The Convention is established in a single
copy in the Chinese, English, French, Russian and Spanish languages, each
text being equally authentic. Official translations in the Arabic and German
languages shall be prepared and deposited with the signed original.
IN WITNESS WHEREOF the undersigned,
being duly authorized by their respective Governments for that purpose,
have signed the Convention.
DONE AT LONDON this seventh day of
July, one thousand nine hundred and seventy-eight.
ANNEX
CHAPTER I
GENERAL PROVISIONS
Regulation I/1
Definitions
For the purpose of this Convention, unless
expressly provided otherwise:
(a) "Regulations" means Regulations contained
in the Annex to the Convention;
(b) "Approved" means approved by the Administration;
(c) "Master" means the person having command
of a ship;
(d) "Officer" means a member of the crew,
other than the master, designated as such by national law or regulations
or in the absence of such designation by collective agreement or custom;
(e) "Deck officer" means a qualified officer
in the deck department;
(f) "Chief mate" means the deck officer next
in rank to the master and upon whom the command of the ship will fall in
event of the incapacity of the master;
(g) "Engineer officer" means a qualified officer
in the engine department;
(h) "Chief engineer officer" means the senior
engineer officer, responsible for the mechanical propulsion of the ship;
(i) "Second engineer officer" means the engineer
officer next in rank to the chief engineer officer and upon whom the responsibility
for the mechanical propulsion of the ship will fall in the event of the
incapacity of the chief engineer officer;
(j) "Assistant engineer officer" means a person
under training to become an engineer officer and designated as such by
national law or regulations;
(k) "Radio officer" means a person holding
a first class or second class radiotelegraph operator's certificate or
a radiocommunication operator's general certificate for the maritime mobile
service issued under the provisions of the Radio Regulations, who is employed
in the radiotelegraph station of a ship which is required to have such
a station by the International Convention for the Safety of Life at Sea;
(l) "Radiotelephone operator" means a person
holding an appropriate certificate issued under the provisions of the Radio
Regulations;
(m) "Rating" means a member of the ship's
crew other than the master or an officer;
(n) "Near-coastal voyages" means voyages in
the vicinity of a Party as defined by that Party;
(o) "Propulsion power" means the power in
kilowatts which appears on the ship's Certificate of Registry or other
official document;[1]
(p) "Radio duties" include, as appropriate,
watchkeeping and technical maintenance and repairs in accordance with the
Radio Regulations, the International Convention for the Safety of Life
at Sea and, at the discretion of each Administration, the relevant IMCO
recommendations;
(q) "Oil tanker" means a ship constructed
and used for the carriage of petroleum and petroleum products in bulk;
(r) "Chemical tanker" means a ship constructed
and used for the carriage in bulk of any liquid chemical listed in the
IMCO "Code for the Construction and Equipment of Ships carrying Dangerous
Chemicals in Bulk";
(s) "Liquefied gas tanker" means a ship constructed
and used for the carriage in bulk of any liquefied gas listed in the IMCO
"Code for the Construction and Equipment of Ships carrying Liquefied Gases
in Bulk".
Regulation I/2
Content of certificates and form of endorsement
1. Certificates shall be in the official language
or languages of the issuing country. If the language used is not English,
the text shall include a translation into that language.
2. In respect of radio officers and radiotelephone
operators, Administrations may:
(a) include the additional knowledge required
by the relevant Regulations of the Annex to the Convention in the examination
for the issue of a certificate complying with the Radio Regulations; or
(b) issue a separate certificate indicating
that the holder has the additional knowledge required by the Annex to the
Convention.
3. The form of certificate endorsement required
by Article VI of the Convention shall be as follows:
Form of Endorsement of Certificates
ENDORSEMENT OF CERTIFICATES
(Official Seal) (Country)
Issued under the provisions of the International,
Convention on Standards of Training, Certification and Watchkeeping for
Seafarers, 1978
Either* The Government of (name) certifies
I, the undersigned certify
that the present Certificate/Certificate No:
......................................**, is issued to ................................................
(full name of person), who has been found duly qualified in accordance
with the provisions of Regulation ................... of the International
Convention on Standards of Training, Certification and Watchkeeping for
Seafarers, 1978, as ............................................*** with
the following limitations only:
Insert here } ..............................................................................................
limitations } ..............................................................................................
or "none" as } ..............................................................................................
appropriate } .........................................................................................
Date of issue of this endorsement: ............................................
(Official seal) Signed ....................................................
(Name and signature of duly authorized official)
Date of birth of the holder of the Certificate:
..................................
Signature of the holder of the Certificate:
.....................................................
* Use one line or the other.
** Delete as appropriate.
*** Insert Convention grade or class of Certificate.
[Footnotes appeared in original text.]
Regulation I/3
Principles governing near-coastal voyages
1. Any Party defining near-coastal voyages
for the purpose of the Convention shall not impose training, experience
or certification requirements on the seafarers serving on board the ships
entitled to fly the flag of another Party and engaged on such voyages in
a manner resulting in more stringent requirements for such seafarers than
for seafarers serving on board ships entitled to fly its own flag. In no
case shall any such Party impose requirements in respect of seafarers serving
on board ships entitled to fly the flag of another Party in excess of those
of the Convention in respect of ships not engaged on near-coastal voyages.
2. With respect to ships entitled to fly the
flag of a Party regularly engaged on near-coastal voyages off the coast
of another Party, the Party whose flag the ship is entitled to fly shall
prescribe training, experience and certification requirements for seafarers
serving on such ships at least equal to those of the Party off whose coast
the ship is engaged, provided that they do not exceed the requirements
of the Convention in respect of ships not engaged on near-coastal voyages.
A ship which extends its voyage beyond what is defined as a near-coastal
voyage by a Party and enters waters not covered by that definition shall
fulfil the requirements of the Convention without relaxation under this
Regulation.
3. A Party may afford a ship which is entitled
to fly its flag the benefits of the near-coastal voyages provisions of
the Convention when it is regularly engaged off the coast of a non-Party
on near-coastal voyages as defined by the Party.
4. Nothing in this Regulation shall in any
way limit the jurisdiction of any State, whether or not a Party to the
Convention.
Regulation I/4
Control procedures
1. Control exercised by a duly authorized
control officer under Article X shall be limited to the following:
(a) verification in accordance with Article
X(1) that all seafarers serving on board who are required to be certificated
by the Convention hold a valid certificate or a valid dispensation;
(b) assessment of the ability of the seafarers
of the ship to maintain watchkeeping standards as required by the Convention
if there are grounds for believing that such standards are not being maintained
because, while in the port of a Party or in the approaches to that Port,
the following have occurred:
(i) the ship has been involved in a collision,
grounding or stranding; or
(ii) there has been a discharge of substances
from the ship when underway, at anchor or at berth which is illegal under
international conventions; or
(iii) the ship has been manoeuvred in an erratic
or unsafe manner or navigational course markers or traffic separation schemes
have not been followed.
2. The control officer shall provide written
information to the master of the ship and the appropriate representative
of the flag State according to Article X if, as a result of control action
taken in accordance with paragraph 1, any of the following deficiencies
are revealed:
(a) failure of seafarers, required to hold
a certificate, to have an appropriate valid certificate or valid dispensation;
(b) failure of navigational or engineering
watch arrangements to conform to the requirements specified for the ship
by the flag State;
(c) absence in a watch of a person qualified
to operate equipment essential to safe navigation or the prevention of
pollution;
(d) inability of the master to provide rested
persons for the first watch at the commencement of a voyage and subsequent
relieving watches.
3. Failures to correct the deficiencies referred
to in paragraph 2(a) - to the extent that they relate to the certificates
of the master, chief engineer officer and officers in charge of navigational
and engineering watches and, where relevant, the radio officer - and in
paragraph 2(b), shall be the only grounds under Article X on which a Party
may detain a ship.
CHAPTER II
MASTER - DECK DEPARTMENT
Regulation II/1
Basic principles to be observed in keeping
a navigational watch
1. Parties shall direct the attention of shipowners,
ship operators, masters and watchkeeping personnel to the following principles
which shall be observed to ensure that a safe navigational watch is maintained
at all times.
2. The master of every ship is bound to ensure
that watchkeeping arrangements are adequate for maintaining a safe navigational
watch. Under the master's general direction, the officers of the watch
are responsible for navigating the ship safely during their periods of
duty when they will be particularly concerned with avoiding collision and
stranding.
3. The basic principles, including but not
limited to the following, shall be taken into account on all ships.
4. Watch arrangements
(a) The composition of the watch shall at
all times be adequate and appropriate to the prevailing circumstances and
conditions and shall take into account the need for maintaining a proper
look-out.
(b) When deciding the composition of the watch
on the bridge which may include appropriate deck ratings, the following
factors, inter alia, shall be taken into account:
(i) at no time shall the bridge be left unattended;
(ii) weather conditions, visibility and whether
there is daylight or darkness;
(iii) proximity of navigational hazards which
may make it necessary for the officer in charge of the watch to carry out
additional navigational duties;
(iv) use and operational condition of navigational
aids such as radar or electronic position-indicating devices and any other
equipment affecting the safe navigation of the ship;
(v) whether the ship is fitted with automatic
steering;
(vi) any unusual demands on the navigational
watch that may arise as a result of special operational circumstances.
5. Fitness for duty
The watch system shall be such that the efficiency
of watchkeeping officers and watchkeeping ratings is not impaired by fatigue.
Duties shall be so organized that the first watch at the commencement of
a voyage and the subsequent relieving watches are sufficiently rested and
otherwise fit for duty.
6. Navigation
(a) The intended voyage shall be planned in
advance taking into consideration all pertinent information and any course
laid down shall be checked before the voyage commences.
(b) During the watch the course steered, position
and speed shall be checked at sufficiently frequent intervals, using any
available navigational aids necessary, to ensure that the ship follows
the planned course.
(c) The officer of the watch shall have full
knowledge of the location and operation of all safety and navigational
equipment on board the ship and shall be aware and take account of the
operating limitations of such equipment.
(d) The officer in charge of a navigational
watch shall not be assigned or undertake any duties which would interfere
with the safe navigation of the ship.
7. Navigational equipment
(a) The officer of the watch shall make the
most effective use of all navigational equipment at his disposal.
(b) When using radar, the officer of the watch
shall bear in mind the necessity to comply at all times with the provisions
on the use of radar contained in the applicable regulations for preventing
collisions at sea.
(c) In cases of need the officer of the watch
shall not hesitate to use the helm, engines and sound signalling apparatus.
8. Navigational duties and responsibilities
(a) The officer in charge of the watch shall:
(i) keep his watch on the bridge which he
shall in no circumstances leave until properly relieved;
(ii) continue to be responsible for the safe
navigation of the ship, despite the presence of the master on the bridge,
until the master informs him specifically that he has assumed that responsibility
and this is mutually understood;
(iii) notify the master when in any doubt
as to what action to take in the interest of safety;
(iv) not hand over the watch to the relieving
officer if he has reason to believe that the latter is obviously not capable
of carrying out his duties effectively, in which case he shall notify the
master accordingly.
(b) On taking over the watch the relieving
officer shall satisfy himself as to the ship's estimated or true position
and confirm its intended track, course and speed and shall note any dangers
to navigation expected to be encountered during his watch.
(c) A proper record shall be kept of the movements
and activities during the watch relating to the navigation of the ship.
9. Look-out
In addition to maintaining a proper look-out
for the purpose of fully appraising the situation and the risk of collision,
stranding and other dangers to navigation, the duties of the look-out shall
include the detection of ships or aircraft in distress, shipwrecked persons,
wrecks and debris. In maintaining a look-out the following shall be observed:
(a) the look-out must be able to give full
attention to the keeping of a proper look-out and no other duties shall
be undertaken or assigned which could interfere with that task;
(b) the duties of the look-out and helmsman
are separate and the helmsman shall not be considered to be the look-out
while steering, except in small ships where an unobstructed all-round view
is provided at the steering position and there is no impairment of night
vision or other impediment to the keeping of a proper look-out. The officer
in charge of the watch may be the sole look-out in daylight provided that
on each such occasion:
(i) the situation has been carefully assessed
and it has been established without doubt that it is safe to do so;
(ii) full account has been taken of all relevant
factors including, but not limited to:
- state of weather
- visibility
- traffic density
- proximity of danger to navigation
- the attention necessary when navigating
in or near traffic separation schemes;
(iii) assistance is immediately available
to be summoned to the bridge when any change in the situation so requires.
10. Navigation with pilot embarked
Despite the duties and obligations of a pilot,
his presence on board does not relieve the master or officer in charge
of the watch from their duties and obligations for the safety of the ship.
The master and the pilot shall exchange information regarding navigation
procedures, local conditions and the ship's characteristics. The master
and officer of the watch shall co-operate closely with the pilot and maintain
an accurate check of the ship's position and movement.
11. Protection of the marine environment
The master and officer in charge of the watch
shall be aware of the serious effects of operational or accidental pollution
of the marine environment and shall take all possible precautions to prevent
such pollution, particularly within the framework of relevant international
and port regulations.
Regulation II/2
Mandatory minimum requirements for certification
of masters and chief mates of ships of 200 gross register tons or more
Master and chief mate of ships of 1,600
gross register tons or more
1. Every master and chief mate of a sea-going
ship of 1,600 gross register tons or more shall hold an appropriate certificate.
2. Every candidate for certification shall:
(a) satisfy the Administration as to medical
fitness, particularly regarding eyesight and hearing;
(b) meet the requirements for certification
as an officer in charge of a navigational watch on ships of 200 gross register
tons or more and have approved sea-going service in that capacity:
(i) for certification as chief mate, not less
than 18 months; however, this period may be reduced to not less than 12
months if the Administration requires special training which it considers
to be equivalent to at least six months' service as officer in charge of
a navigational watch;
(ii) for certification as master, not less
than 36 months; however, this period may be reduced to not less than 24
months if not less than 12 months of such sea-going service has been served
as chief mate, or if the Administration requires special training which
it considers to be equivalent to such service;
(c) have passed appropriate examination to
the satisfaction of the Administration. Such examination shall include
the material set out in the Appendix to this Regulation, except that the
Administration may vary these examination requirements for masters and
chief mates of ships of limited size engaged on near-coastal voyages, as
it considers necessary, bearing in mind the effect on the safety of all
ships which may be operating in the same waters.
Master and chief mate of ships of between
200 and 1,600 gross register tons
3. Every master and chief mate of a sea-going
ship of between 200 and 1,600 gross register tons shall hold an appropriate
certificate.
4. Every candidate for certification shall:
(a) satisfy the Administration as to medical
fitness, particularly regarding eyesight and hearing;
(b) (i) for certification as chief mate, meet
the requirements of an officer in charge of a navigational watch on ships
of 200 gross register tons or more;
(ii) for certification as master, meet the
requirements of an officer in charge of a navigational watch on ships of
200 gross register tons or more and have approved sea-going service in
that capacity of not less than 36 months; however, this period may be reduced
to not less than 24 months if not less than 12 months of such sea-going
service has been served as chief mate, or if the Administration requires
special training which it considers to be equivalent to such service;
(c) have passed appropriate examination to
the satisfaction of the Administration. Such examination shall include
the material set out in the Appendix, except that the Administration may
vary these examination requirements for masters and chief mates of ships
engaged on near-coastal voyages, as it considers appropriate, to exclude
such material as is not applicable to the waters or ships concerned, bearing
in mind the effect on the safety of all ships which may be operating in
the same waters.
General
5. The level of knowledge required under the
different headings of the Appendix may be varied according to whether the
certificate is being issued at master or chief mate level, and according
to whether the certificate or certificates is applicable to ships of 1,600
gross register tons or more, or to ships of between 200 and 1,600 gross
register tons.
APPENDIX TO REGULATION II/2
Minimum knowledge required for certification
of masters and chief mates of ships of 200 gross register tons or more
1. The syllabus given below is compiled for
examination of candidates for certification as master or chief mate of
ships of 200 gross register tons or more. It is intended to expand and
extend in depth the subjects contained in Regulation II/4 - "Mandatory
Minimum Requirements for Certification of Officers in Charge of a Navigational
Watch on Ships of 200 Gross Register Tons or More". Bearing in mind that
a master has ultimate responsibility for the safety of the ship, its passengers,
crew and cargo, and that a chief mate shall be in a position to assume
that responsibility at any time, examination in these subjects shall be
designed to test their ability to assimilate all available information
that affects the safety of the ship.
2. Navigation and position determination
(a) Voyage planning and navigation for all
conditions:
(i) by acceptable methods of plotting oceans
tracks;
(ii) within restricted waters;
(iii) in ice;
(iv) in restricted visibility;
(v) in traffic separation schemes;
(vi) in areas of extensive tidal effects.
(b) Position determination:
(i) by celestial observations, including the
use of sun, stars, moon and planets;
(ii) by terrestrial observations, including
the ability to use bearings from landmarks and aids to navigation such
as lighthouses, beacons and buoys in conjunction with appropriate charts,
notices to mariners and other publications to assess the accuracy of the
resulting position fix;
(iii) using all modern ship electronic navigational
aids to the satisfaction of the Administration, with specific knowledge
of their operating principles, limitations, sources of error, detection
of misrepresentation of information and methods of correction to obtain
position fixing.
3. Watchkeeping
(a) Demonstrate thorough knowledge of content,
application and intent of the International Regulations for Preventing
Collisions at Sea, including those Annexes concerned with safe navigation.
(b) Demonstrate knowledge of Regulation II/1
- "Basic Principles to be Observed in Keeping a Navigational Watch".
4. Radar equipment
Demonstrate in conjunction with the use of
radar simulator or, when not available, manoeuvring board, knowledge of
the fundamentals of radar and ability in the operation and use of radar,
and in the interpretation and analysis of information obtained from this
equipment, including:
(a) Factors affecting performance and accuracy;
(b) setting up and maintaining displays;
(c) detection of misrepresentation of information,
false echoes, sea return, etc;
(d) range and bearing;
(e) identification of critical echoes;
(f) course and speed of other ships;
(g) time and distance of closest approach
of crossing, meeting or overtaking ships;
(h) detecting course and speed changes of
other ships;
(i) effect of changes in own ship's course
or speed or both;
(j) application of the International Regulations
for Preventing Collisions at Sea.
5. Compasses - magnetic and gyro
Ability to determine and correct the errors
of the magnetic and gyro-compasses and knowledge of the means for correcting
such errors.
6. Meteorology and oceanography
(a) Demonstrate the ability to understand
and interpret a synoptic chart and to forecast area weather, taking into
account local weather conditions.
(b) Knowledge of the characteristics of various
weather systems, including tropical revolving storms and avoidance of storm
centres and the dangerous quadrants.
(c) Knowledge of ocean current systems.
(d) Ability to use all appropriate navigational
publications on tides and currents, including those in the English language.
(e) Ability to calculate tidal conditions.
7. Ship manoeuvring and handling
Manoeuvring and handling of a ship in all
conditions, including the following:
(a) manoeuvres when approaching pilot vessels
or stations with due regard to weather, tide, headreach and stopping distances;
(b) handling a ship in rivers, estuaries,
etc., having regard to the effects of current, wind and restricted water
on the response to the helm;
(c) manoeuvring in shallow water, including
the reduction in keel clearance due to the effect of squat[2],
rolling and pitching;
(d) interaction between passing ships and
between own ship and nearby banks (canal effect);
(e) berthing and unberthing under various
conditions of wind and tide with and without tugs;
(f) choice of anchorage; anchoring with one
or two anchors in limited anchorages and factors involved in determining
the length of anchor cable to be used;
(g) dragging; clearing fouled anchors;
(h) dry-docking, both with and without damage;
(i) management and handling of ships in heavy
weather, including assisting a ship or aircraft in distress, towing operations,
means of keeping an unmanageable ship out of a sea trough, lessening drift
and use of oil;
(j) precautions in manoeuvring for launching
boats or liferafts in bad weather;
(k) methods of taking on board survivors from
lifeboats or liferafts;
(l) ability to determine the manoeuvring and
engine characteristics of major types of ships with special reference to
stopping distances and turning circles at various draughts and speeds;
(m) the importance of navigating at reduced
speed to avoid damage caused by own ship's bow or stern wave;
(n) practical measures to be taken when navigating
in ice or conditions of ice accumulation on board;
(o) the use of, and manoeuvring in, traffic
separation schemes.
8. Ship stability[3],
construction and damage control
(a) Understanding fundamental principles of
ship construction and the theories and factors affecting trim and stability
and measures necessary to preserve safe trim and stability.
(b) Knowledge of the effect on trim and stability
of a ship in the event of damage to and consequent flooding of a compartment
and counter measures to be taken.
(c) Demonstrate use of stability, trim and
stress tables, diagrams and stress calculating equipment, including knowledge
of loading cargoes and ballasting in order to keep hull stresses within
acceptable limits.
(d) General knowledge of the principal structural
members of a ship and the proper names of the various parts.
(e) Knowledge of IMCO recommendations concerning
ship stability.
9. Ship power plants
(a) Operating principles of marine power plants.
(b) Ships' auxiliary machinery.
(c) General knowledge and marine engineering
terms.
10. Cargo handling and stowage
(a) the stowage and securing of cargoes on
board ships, including cargo gear.
(b) Loading and discharging operations, with
special regard to loading and discharging of heavy weights.
(c) International regulations and recommendations
relating to the carriage of cargoes, in particular the International Maritime
Dangerous Goods Code (IMDG).
(d) Carriage of dangerous goods; precautions
to be taken during loading and discharging operations and the care of dangerous
goods during a voyage.
(e) Working knowledge of contents and application
of current relevant tanker safety guides.
(f) Working knowledge of commonly used cargo
piping and pumping arrangements.
(g) Terms and definitions used to describe
properties of common oil cargoes, such as crude oil, middle distillates,
naphtha.
(h) Pollution regulations; ballasting, tank
cleaning and gas freeing operations.
(i) Load-on-top procedures.
11. Fire prevention and fire-fighting appliances
(a) Organization of fire drills.
(b) Classes and chemistry of fire.
(c) Fire-fighting systems.
(d) Attendance at an approved fire-fighting
course.
(e) Knowledge of regulations concerning fire-fighting
equipment.
12. Emergency procedures
(a) Precautions when beaching a ship.
(b) Action to be taken prior to, and after,
grounding.
(c) Floating a grounded ship, with and without
assistance.
(d) Action to be taken following a collision.
(e) Temporary plugging of leaks.
(f) Measures for the protection of safety
of passengers and crew in emergencies.
(g) Limiting damage and salving the ship following
a fire or explosion.
(h) Abandoning ship.
(i) Emergency steering, rigging and use of
jury steering and the means of rigging a jury rudder, where practicable.
(j) Rescuing persons from a ship in distress
or from a wreck.
(k) Man-overboard procedures.
13. Medical care
A thorough knowledge of the use of the contents
of the following publications:
(a) International Medical Guide for Ships
or equivalent national publications;
(b) Medical section of the International Code
of Signals;
(c) Medical First Aid Guide For Use in Accidents
Involving Dangerous Goods.
14. Maritime law
(a) A knowledge of international maritime
law as embodied in international agreements and conventions as they affect
the specific obligations and responsibilities of the master, particularly
those concerning safety and the protection of the marine environment. Regard
shall be paid especially to the following subjects:
(i) certificates and other documents required
to be carried on board ships by international conventions, how they may
be obtained and the period of their legal validity;
(ii) responsibilities under the relevant requirements
of the International Convention on Load Lines;
(iii) responsibilities under the relevant
requirements of the International Convention for the Safety of Life at
Sea;
(iv) responsibilities under international
conventions for the prevention of pollution from ships;
(v) maritime declarations of health; the requirements
of the International Health Regulations;
(vi) responsibilities under the Convention
on the International Regulations for Preventing Collisions at Sea;
(vii) responsibilities under other international
instruments affecting the safety of the ship, passengers, crew and cargo.
(b) The extent of knowledge of national maritime
legislation is left to the discretion of the Administration but shall include
national arrangements for implementing international agreements and conventions.
15. Personnel management and training responsibilities
A knowledge of personnel management, organization
and training aboard ships.
16. Communications
(a) Ability to transmit and receive messages
by morse light and to use the International Code of Signals; where the
Administration has examined candidates in these subjects at the lower levels
of certification, they may have the option of not re-examining in these
subjects for certification as master.
(b) Knowledge of procedures used in radiotelephone
communications and ability to use radiotelephones, in particular with respect
to distress, urgency, safety and navigational messages.
(c) A knowledge of the procedures for emergency
distress signals by radiotelegraphy as prescribed in the Radio Regulations.
17. Life-saving
A thorough knowledge of life-saving appliance
regulations (International Convention for the Safety of Life at Sea), organization
of abandon ship drills, lifeboats, liferafts and other life-saving equipment.
18. Search and rescue
A thorough knowledge of the IMCO Merchant
Ship Search and Rescue Manual (MERSAR).
19. Methods for demonstration of proficiency
(a) Navigation
Demonstrate the use of sextant, pelorus, azimuth
mirror and ability to plot position, course, bearings.
(b) International Regulations for Preventing
Collisions at Sea
(i) use of small models displaying proper
signals or lights, or navigation light simulator;
(ii) manoeuvring board or radar simulator.
(c) Radar
(i) radar simulator; or
(ii) manoeuvring boards.
(d) Fire-fighting
Attendance at an approved fire-fighting course.
(e) Communications
Visual and vocal practical test.
(f) Life-saving
Launching and handling of lifeboats and other
life-saving appliances, including the donning of life-jackets.
Regulation II/3
Mandatory minimum requirements for certification
of officers in charge of a navigational watch and of masters of ships of
less than 200 gross register tons
1. Ships not engaged on near-coastal voyages
(a) Every master serving on a sea-going ship
of less than 200 gross register tons not engaged on near-coastal voyages
shall hold a certificate recognized by the Administration for service as
master of ships of between 200 and 1,600 gross register tons.
(b) Every officer in charge of a navigational
watch serving on a sea-going ship of less than 200 gross register tons
not engaged on near-coastal voyages shall hold an appropriate certificate
for ships of 200 gross register tons or more.
2. Ships engaged on near-coastal voyages
(a) Master
(i) Every master serving in a sea-going ship
of less than 200 gross register tons engaged on near-coastal voyages shall
hold an appropriate certificate.
(ii) Every candidate for certification shall:
(1) be not less than 20 years of age;
(2) have approved sea-going service of not
less than 12 months as officer in charge of a navigational watch;
(3) satisfy the Administration that he possesses
adequate knowledge appropriate to his duties on the ships concerned which
shall include the subjects contained in the Appendix to this Regulation.
(b) Officer in charge of a navigational watch
(i) Every officer in charge of a navigational
watch on a sea-going ship of less than 200 gross register tons engaged
on near-coastal voyages shall hold an appropriate certificate.
(ii) Every candidate for certification shall:
(1) be not less than 18 years of age;
(2) satisfy the Administration as to medical
fitness, particularly regarding eyesight and hearing;
(3) satisfy the Administration that he has:
- successfully undergone special training,
including an adequate period of appropriate sea-going service as required
by the Administration; or
- completed approved sea-going service in
the deck department of not less than three years;
(4) satisfy the Administration that he possesses
adequate knowledge appropriate to his duties on the ships concerned, which
shall include the subjects contained in the Appendix.
3. Training
Training to achieve the necessary knowledge
and practical experience shall be based on Regulation II/1 - "Basic Principles
to be Observed in Keeping a Navigational Watch" and relevant international
regulations and recommendations.
4. Exemptions
The Administration, if it considers that a
ship's size and the conditions of its voyage are such as to render the
application of the full requirements of this Regulation and its Appendix
unreasonable or impracticable, may to that extent exempt the master and
the officer in charge of a navigational watch on such a ship or class of
ships from some of the requirements, bearing in mind the safety of all
ships which may be operating in the same waters.
APPENDIX TO REGULATION II/3
Minimum knowledge required for certification
of officers in charge of a navigational watch and of masters of ships of
less than 200 gross register tons
1. (a) Knowledge of the following:
(i) coastal navigation and, to the extent
required, celestial navigation;
(ii) International Regulations for Preventing
Collisions at Sea;
(iii) International Maritime Dangerous Goods
Code (IMDG);
(iv) magnetic compass;
(v) radiotelephony and visual signalling;
(vi) fire prevention and fire-fighting appliances;
(vii) life-saving;
(viii) emergency procedures;
(ix) ship manoeuvring;
(x) ship stability;
(xi) meteorology;
(xii) small ship power plants;
(xiii) first aid;
(xiv) search and rescue;
(xv) prevention of pollution of the marine
environment.
(b) In addition to the requirements of sub-paragraph
(a), sufficient knowledge to operate safely all navigational aids and equipment
fitted aboard the ships concerned.
(c) The level of knowledge to be required
in the subjects specified in sub-paragraphs (a) and (b) shall be sufficient
for the officer of the watch to carry out his duties safely.
2. Every master serving on a sea-going ship
of less than 200 gross register tons shall, in addition to the requirements
of paragraph 1 above, satisfy the Administration that he possesses the
knowledge to carry out all the duties of such a master safely.
Regulation II/4
Mandatory minimum requirements for certification
of officers in charge of a navigational watch on ships of 200 gross register
tons or more
1. Every officer in charge of a navigational
watch serving on a sea-going ship of 200 gross register tons or more shall
hold an appropriate certificate.
2. Every candidate for certification shall:
(a) be not less than 18 years of age;
(b) satisfy the Administration as to medical
fitness, particularly regarding eyesight and hearing;
(c) have approved sea-going service in the
deck department of not less than three years which shall include at least
six months of bridge watchkeeping duties under the supervision of a qualified
officer; however, an Administration may allow the substitution of a period
of special training for not more than two years of this approved sea-going
service, provided the Administration is satisfied that such training is
at least equivalent in value to the period of sea-going service it replaces;
(d) satisfy the Administration by passing
an appropriate examination that he possesses adequate theoretical and practical
knowledge appropriate to his duties.
3. Certificates for service without restriction
For issue of certificates for service without
restriction as to area of operation, the examination shall test the adequacy
of the candidate's theoretical and practical knowledge in the subjects
shown in the Appendix to this Regulation.
4. Restricted certificates
For issue of restricted certificates for service
on near-coastal voyages, the Administration may omit the following subjects
from those shown in the Appendix, bearing in mind the effect on the safety
of all ships which may be operating in the same waters:
(a) celestial navigation;
(b) electronic systems of position fixing
and navigation for waters not covered by such systems.
5. Level of knowledge
(a) The level of knowledge to be required
in the subjects shown in the Appendix shall be sufficient for the officer
of the watch to carry out his watchkeeping duties safely. In determining
the appropriate level of knowledge the Administration shall take into account
the remarks under each subject in the Appendix.
(b) Training to achieve the necessary theoretical
knowledge and practical experience shall be based on Regulation II/1 -
"Basic Principles to be Observed in Keeping a Navigational Watch" and relevant
international regulations and recommendations.
APPENDIX TO REGULATION II/4
Minimum knowledge required for certification
of officers in charge of a navigational watch on ships of 200 gross register
tons or more
1. Celestial navigation
Ability to use celestial bodies to determine
the ship's position and compass errors.
2. Terrestrial and coastal navigation
(a) Ability to determine the ship's position
by the use of:
(i) landmarks;
(ii) aids to navigation, including lighthouses,
beacons and buoys;
(iii) dead reckoning, taking into account
winds, tides, currents and speed by propeller revolutions per minute and
by log.
(b) Thorough knowledge of and ability to use
navigational charts and publications, such as sailing directions, tide
tables, notices to mariners, radio navigational warnings and ships' routeing
information.
3. Radar navigation
Knowledge of the fundamentals of radar and
ability in the operation and use of radar and ability to interpret and
analyse information obtained by use of radar including the following:
(a) factors affecting performance and accuracy;
(b) setting up and maintaining displays;
(c) detection of misrepresentation of information,
false echoes, sea return, etc.;
(d) range and bearing;
(e) identification of critical echoes;
(f) course and speed of other ships;
(g) time and distance of closest approach
of crossing, meeting or overtaking ships;
(h) detecting course and speed changes of
other ships;
(i) effect of changes in own ship's course
or speed or both;
(j) application of the International Regulations
for Preventing Collisions at Sea.
4. Watchkeeping
(a) Demonstrate thorough knowledge of content,
application and intent of the International Regulations for Preventing
Collisions at Sea, including those Annexes concerned with safe navigation.
(b) Demonstrate knowledge of content of Regulation
II/1 - "Basic Principles to be Observed in Keeping a Navigational Watch".
5. Electronic systems of position fixing
and navigation
Ability to determine the ship's position by
the use of electronic navigational aids to the satisfaction of the Administration.
6. Radio direction-finders and echo-sounders
Ability to operate the equipment and apply
the information correctly.
7. Meteorology
Knowledge of shipborne meteorological instruments
and their application. Knowledge of the characteristics of various weather
systems, reporting procedures and recording systems and the ability to
apply the meteorological information available.
8. Compasses - magnetic and gyro
Knowledge of the principles of magnetic and
gyro-compasses including errors and corrections. With regard to gyro-compasses,
an understanding of the systems under the control of the master gyro and
a knowledge of the operation and care of the main types of gyro-compasses.
9. Automatic pilot
Knowledge of automatic pilot systems and procedures.
10. Radiotelephony and visual signalling
(a) Ability to transmit and receive messages
by morse light.
(b) Ability to use the International Code
of Signals.
(c) Knowledge of procedures used in radiotelephone
communications and ability to use radiotelephones, in particular with respect
to distress, urgency, safety and navigational messages.
11. Fire prevention and fire-fighting appliances
(a) Ability to organize fire drills.
(b) Knowledge of classes and chemistry of
fire.
(c) Knowledge of fire-fighting systems.
(d) Attendance at an approved fire-fighting
course.
12. Life-saving
Ability to organize abandon ship drills and
knowledge of the operation of lifeboats, liferafts, buoyant apparatus and
similar life-saving appliances along with their equipment, including portable
radio apparatus and emergency position-indicating radio beacons (EPIRBs).
Knowledge of survival at sea techniques.
13. Emergency procedures
Knowledge of the items listed in the appropriate
Appendix of the current edition of the ILO/IMCO "Document for Guidance".
14. Ship manoeuvring and handling
Knowledge of:
(a) the effects of various deadweights, draughts,
trim, speed and under keel clearance on turning circles and stopping distances;
(b) effects of wind and current on ship handling;
(c) manoeuvres for the rescue of man-overboard;
(d) squat, shallow water and similar effects;
(e) proper procedures for anchoring and mooring.
15. Ship stability
(a) Working knowledge and application of stability,
trim and stress tables, diagrams and stress calculating equipment.
(b) Understanding of fundamental actions to
be taken in the event of partial loss of intact buoyancy.
16. English language
Adequate knowledge of the English language
enabling the officer to use charts and other nautical publications, to
understand meteorological information and messages concerning ship's safety
and operation and to express himself clearly in his communications with
other ships or coast stations. Ability to understand and use the IMCO Standard
Marine Navigational Vocabulary.
17. Ship construction
General knowledge of the principal structural
members of a ship and the proper names of the various parts.
18. Cargo handling and stowage
Knowledge of safe handling and stowage of
cargoes and the effect of these factors on the safety of the ship.
19. Medical aid
Practical application of medical guides and
advice by radio, including the ability to take effective action based on
such knowledge in the case of accidents or illnesses that are likely to
occur on board ship.
20. Search and rescue
Knowledge of the IMCO Merchant Ship Search
and Rescue Manual (MERSAR).
21. Prevention of pollution of the marine
environment
Knowledge of the precautions to be observed
to prevent pollution of the marine environment.
Regulation II/5
Mandatory minimum requirements to ensure the
continued proficiency and up-dating of knowledge of masters and deck officers
1. Every master and every deck officer holding
a certificate who is serving at sea or intends to return to sea after a
period ashore shall, in order to continue to qualify for sea-going service,
be required at regular intervals not exceeding five years to satisfy the
Administration as to:
(a) medical fitness, particularly regarding
eyesight and hearing; and
(b) professional competence:
(i) by approved sea-going service as master
or deck officer of at least one year during the preceding five years; or
(ii) by virtue of having performed functions
relating to the duties appropriate to the grade of certificate held which
are considered to be at least equivalent to the sea-going service required
in paragraph 1(b)(i); or
(iii) by one of the following:
- passing an approved test; or
- successfully completing an approved course
or courses; or
- having completed approved sea-going service
as a deck officer for a period of not less than three months in a supernumerary
capacity immediately prior to taking up the rank to which he is entitled
by virtue of his certificate.
2. The Administration shall, in consultation
with those concerned, formulate or promote the formulation of a structure
of refresher and up-dating courses, either voluntary or mandatory, as appropriate,
for masters and deck officers who are serving at sea, especially for re-entrants
to sea-going service. The Administration shall ensure that arrangements
are made to enable all persons concerned to attend such courses as appropriate
to their experience and duties. Such courses shall be approved by the Administration
and include changes in marine technology and relevant international regulations
and recommendations concerning the safety of life at sea and the protection
of the marine environment.
3. Every master and deck officer shall, for
continuing sea-going service on board ships for which special training
requirements have been internationally agreed upon, successfully complete
an approval relevant training.
4. The Administration shall ensure that the
texts of recent changes in international regulations concerning the safety
of life at sea and the protection of the marine environment are made available
to ships under its jurisdiction.
Regulation II/6
Mandatory minimum requirements for ratings
forming part of a navigational watch
1. The minimum requirements for a rating forming
part of a navigational watch on a sea-going ship of 200 gross register
tons or more are set out in paragraph 2. These requirements are not those
for certification of able seamen[4],
nor, except for ships of limited size, are they minimum requirements for
a rating who is to be the sole rating of a navigational watch. Administrations
may require additional training and qualifications for a rating who is
to be the sole rating of a navigational watch.
2. Every rating forming part of a navigational
watch on a sea-going ship of 200 gross register tons or more shall:
(a) be not less than 16 years of age;
(b) satisfy the Administration as to medical
fitness, particularly regarding eyesight and hearing;
(c) satisfy the Administration that he has:
(i) completed approved sea-going service,
including not less than six months' sea experience associated, in particular,
with navigational watchkeeping duties; or
(ii) successfully undergone special training,
either pre-sea or aboard ship, including an adequate period of sea-going
service as required by the Administration which shall be not less than
two months;
(d) have experience or training which includes:
(i) basic principles of fire-fighting, first
aid, personal survival techniques, health hazards and personal safety;
(ii) ability to understand orders and make
himself understood by the officer of the watch in matters relevant to his
duties;
(iii) ability to steer and comply with helm
orders, together with sufficient knowledge of magnetic and gyro compasses
for performance of these duties;
(iv) ability to keep a proper look-out by
sight and hearing and report the approximate bearing of a sound signal,
light or other object in degrees or points;
(v) familiarity with the change-over from
automatic pilot to hand steering and vice-versa;
(vi) knowledge of the use of appropriate internal
communication and alarm systems;
(vii) knowledge of pyrotechnic distress signals;
(viii) knowledge of his emergency duties;
(ix) knowledge of shipboard terms and definitions
appropriate to his duties.
3. The experience, service or training required
by paragraphs 2(c) and (d) may be acquired through performance of duties
associated with navigational watchkeeping, but only if such duties are
carried out under the direct supervision of the master, officer in charge
of the navigational watch or a qualified rating.
4. Administrations shall ensure that an authorized
document is issued to every seafarer who by experience or training is qualified
in accordance with this Regulation to serve as a rating forming part of
a navigational watch, or that his existing document is duly endorsed.
5. A seafarer may be considered by the Administration
to have met the requirements of this Regulation if he has served in a relevant
capacity in the deck department for a period of not less than one year
within the last five years preceding the entry into force of the Convention
for that Administration.
Regulation II/7
Basic principles to be observed in keeping
a watch in port
1. On any ship safely moored or safely at
anchor under normal circumstances in port, the master shall arrange for
an appropriate and effective watch to be maintained for the purpose of
safety.
2. In organizing the watches note shall be
taken of the provisions of the "Recommendation on Principles and Operational
Guidance for Deck Officers in Charge of a Watch in Port" and the "Recommendation
on Principles and Operational Guidance for Engineer Officers in Charge
of an Engineering Watch in Port" adopted by the International Conference
on Training and Certification of Seafarers, 1978.
Regulation II/8
Mandatory minimum requirements for a watch
in port on ships carrying hazardous cargo
1. The master of every ship carrying cargo
in bulk that is hazardous - whether it is, or may be, explosive, flammable,
toxic, health-threatening or environment polluting - shall ensure that
a safe deck watch and a safe engineering watch are maintained by the ready
availability on board of a duly qualified officer or officers, and ratings
where appropriate, even when the ship is safely moored or safely at anchor
in port.
2. The master of every ship carrying hazardous
cargo other than in bulk - whether it is, or may be, explosive, flammable,
toxic, health-threatening or environment polluting - shall in organizing
safe watchkeeping arrangements take full account of the nature, quantity,
packing and stowage of the hazardous cargo and of any special conditions
on board, afloat and ashore.
3. In organizing the watches full account
shall be taken of the "Recommendation on Principles and Operational Guidance
for Deck Officers in Charge of a Watch in Port" and the "Recommendation
on Principles and Operational Guidance for Engineer Officers in Charge
of an Engineering Watch in Port" adopted by the International Conference
on Training and Certification of Seafarers, 1978.
CHAPTER III
ENGINE DEPARTMENT
Regulation III/1
Basic principles to be observed in keeping
an engineering watch
1. Parties shall direct the attention of shipowners,
ship operators, masters, chief engineer officers and watchkeeping personnel
to the following principles which shall be observed to ensure that a safe
engineering watch is maintained at all times.
2. The term "watch" is used in this Regulation
to mean either a group of personnel composing the watch or a period of
responsibility for an engineer officer during which his physical presence
in the machinery space may or may not be required.
3. The basic principles, including but not
limited to the following, shall be taken into account on all ships.
4. General
(a) The chief engineer officer of every ship
is bound, in consultation with the master, to ensure that watchkeeping
arrangements are adequate to maintain a safe watch. When deciding the composition
of the watch, which may include appropriate engine room ratings, the following
criteria, inter alia, shall be taken into account:
(i) type of ship;
(ii) type and condition of the machinery;
(iii) special modes of operation dictated
by conditions such as weather, ice, contaminated water, shallow water,
emergency conditions, damage containment or pollution abatement;
(iv) qualifications and experience of the
watch;
(v) safety of life, ship, cargo and port,
and protection of the environment;
(vi) observance of international, national
and local regulations;
(vii) maintaining the normal operations of
the ship.
(b) Under the direction of the chief engineer
officer, the engineer officer in charge of the watch shall be responsible
for the inspection, operation and testing, as required, of all machinery
and equipment under his responsibility. The engineer officer in charge
of a watch is the chief engineer officer's representative and his primary
responsibility, at all times, shall be the safe and efficient operation
and up-keep of machinery affecting the safety of the ship.
(c) The chief engineer officer shall, in consultation
with the master, determine in advance the needs of the intended voyage,
taking into consideration the requirements for fuel, water, lubricants,
chemicals, expendable and other spare parts, tools, supplies and any other
requirements.
5. Operation
(a) The engineer officer in charge of the
watch shall ensure that the established watchkeeping arrangements are maintained.
Under his general direction engine room ratings, if forming part of the
watch, shall be required to assist in the safe and efficient operation
of the propulsion machinery and the auxiliary equipment.
(b) At the commencement of the engineering
watch, the current operational parameters and condition of all machinery
shall be verified. Any machinery not functioning properly, expected to
malfunction or requiring special service, shall be noted along with any
action already taken. Plans shall be made for any further action if required.
(c) The engineer officer in charge of the
watch shall ensure that the main propulsion plant and auxiliary systems
are kept under constant surveillance, inspections are made of the machinery
and steering gear spaces at suitable intervals and appropriate action is
taken to remedy any malfunction discovered.
(d) When the machinery spaces are in the manned
condition, the engineer officer in charge of the watch shall at all times
be readily capable of operating the propulsion equipment in response to
needs for changes in direction or speed. When the machinery spaces are
in the periodic unmanned condition, the designated duty engineer officer
in charge of the watch shall be immediately available and on call to attend
the machinery spaces.
(e) All bridge orders shall be promptly executed.
Changes in direction or speed of the main propulsion unit shall be recorded,
except where an Administration determines that the size or characteristics
of a particular ship make such recording impracticable. The engineer officer
in charge of the watch shall ensure that the main propulsion unit controls,
when in the manual mode of operation, are continuously attended under standby
or manoeuvring conditions.
(f) The engineer officer in charge of the
watch shall not be assigned or undertake any duties which would interfere
with his supervisory duty in respect of the main propulsion system and
its ancillary equipment and he shall ensure that the main propulsion system
and auxiliary equipment are kept under constant surveillance until he is
properly relieved.
(g) Due attention shall be paid to the maintenance
and support of all machinery, including mechanical, electrical, hydraulic
and pneumatic systems, their control apparatus and associated safety equipment,
all accommodation service systems equipment and the recording of stores
and spare gear usage.
(h) The chief engineer officer shall ensure
that the engineer officer in charge of the watch is informed of all preventive
maintenance, damage control, or repair operations to be performed during
the watch. The engineer officer in charge of the watch shall be responsible
for the isolation, by-passing and adjustment of all machinery under his
responsibility that is to be worked on, and shall record all work carried
out.
(i) Before going off duty, the engineer officer
in charge of the watch shall ensure that all events related to the main
and auxiliary machinery are suitably recorded.
(j) To avoid any danger to the safety of the
ship and its crew, the engineer officer in charge of the watch shall notify
the bridge immediately in the event of fire, impending actions in machinery
spaces that may cause reduction in ship's speed, imminent steering failure,
stoppage of the ship's propulsion system or any alteration in the generation
of electric power, or similar threat to safety. This notification, where
possible, shall be accomplished before changes are made in order to afford
the bridge the maximum available time to take whatever actions are possible
to avoid a potential marine casualty.
(k) When the engine room is put in a standby
condition, the engineer officer in charge of the watch shall ensure that
all machinery and equipment which may be used during manoeuvring is in
a state of immediate readiness and that an adequate reserve of power is
available for steering gear and other requirements.
6. Watch requirements
(a) Every member of the watch shall be familiar
with his assigned watchkeeping duties. In addition, every member shall
have with respect to that ship:
(i) knowledge of the use of appropriate internal
communication systems;
(ii) knowledge of escape routes from machinery
spaces;
(iii) knowledge of engine room alarm systems
and the ability to distinguish between the various alarms with special
reference to the CO2 alarm;
(iv) knowledge of the positions and use of
the fire-fighting equipment in the machinery spaces.
(b) The composition of an underway watch shall,
at all times, be adequate to ensure the safe operation of all machinery
affecting the operation of the ship, in either automated or manual mode
and be appropriate to the prevailing circumstances and conditions. To achieve
this, the following, inter alia, shall be taken into account:
(i) adequate supervision, at all times, of
machinery affecting the safe operation of the ship;
(ii) condition and reliability of any remotely
operated propulsion and steering equipment and their controls, control
location and the procedures involved in placing them in a manual mode of
operation in the event of breakdown or emergency;
(iii) location and operation of fixed fire
detection, fire extinction or fire containment devices and apparatus;
(iv) use and operational condition of auxiliary,
standby and emergency equipment affecting the safe navigation, mooring
or docking operations of the ship;
(v) steps and procedures necessary to maintain
the condition of machinery installations in order to ensure their efficient
operation during all modes of ship operation;
(vi) any other demands on the watch which
may arise as a result of special operating circumstances.
(c) At an unsheltered anchorage the chief
engineer officer shall consult with the master whether or not to maintain
an underway watch.
7. Fitness for duty
The watch system shall be such that the efficiency
of the watch is not impaired by fatigue. Duties shall be so organized by
the chief engineer officer that the first watch at the commencement of
a voyage and the subsequent relieving watches are sufficiently rested and
otherwise fit for duty.
8. Protection of the marine environment
All engineer officers and engine room ratings
shall be aware of the serious effects of operational or accidental pollution
of the marine environment and shall take all possible precautions to prevent
such pollution, particularly within the framework of relevant international
and port regulations.
Regulation III/2
Mandatory minimum requirements for certification
of chief engineer officers and second engineer officers of ships powered
by main propulsion machinery of 3,000 kW propulsion power or more
1. Every chief engineer officer and second
engineer officer of a sea-going ship powered by main propulsion machinery
of 3,000 kW propulsion power or more shall hold an appropriate certificate.
2. Every candidate for certification shall:
(a) satisfy the Administration as to medical
fitness, including eyesight and hearing;
(b) meet the requirements for certification
as an engineer officer in charge of a watch; and
(i) for certification as second engineer officer,
have not less than 12 months' approved sea-going service as assistant engineer
officer or engineer officer;
(ii) for certification as chief engineer officer,
have not less than 36 months' approved sea-going service of which not less
than 12 months shall be served as an engineer officer in a position of
responsibility while qualified to serve as second engineer officer;
(c) have attended an approved practical fire-fighting
course;
(d) have passed appropriate examination to
the satisfaction of the Administration. Such examination shall include
the material set out in the Appendix to this Regulation, except that the
Administration may vary these examination requirements for officers of
ships with limited propulsion power that are engaged on near-coastal voyages,
as it considers necessary, bearing in mind the effect on the safety of
all ships which may be operating in the same waters.
3. Training to achieve the necessary theoretical
knowledge and practical experience shall take into account relevant international
regulations and recommendations.
4. The level of knowledge required under the
different paragraphs of the Appendix may be varied according to whether
the certificate is being issued at chief engineer officer or second engineer
officer level.
APPENDIX TO REGULATION III/2
Minimum knowledge required for certification
of chief engineer officers and second engineer officers of ships powered
by main propulsion machinery of 3,000 kW propulsion power or more
1. The syllabus given below is compiled for
examination of candidates for certification as chief engineer officer or
second engineer officer of ships powered by main propulsion machinery of
3,000 kW propulsion power or more. Bearing in mind that a second engineer
officer shall be in a position to assume the responsibilities of a chief
engineer officer at any time, examination in these subjects shall be designed
to test the candidate's ability to assimilate all available information
that affects the safe operation of the ship's machinery.
2. With respect to paragraph 4(a) below, the
Administration may omit knowledge requirements for types of propulsion
machinery other than those machinery installations for which the certificate
to be awarded shall be valid. A certificate awarded on such a basis shall
not be valid for any category of machinery installation which has been
omitted until the engineer officer proves to be competent in these items
to the satisfaction of the Administration. Any such limitation shall be
stated in the certificate.
3. Every candidate shall possess theoretical
knowledge in the following subjects:
(a) thermodynamics and heat transmission;
(b) mechanics and hydromechanics;
(c) operational principles of ships' power
installations (diesel, steam and gas turbine) and refrigeration;
(d) physical and chemical properties of fuels
and lubricants;
(e) technology of materials;
(f) chemistry and physics of fire and extinguishing
agents;
(g) marine electrotechnology, electronics
and electrical equipment;
(h) fundamentals of automation, instrumentation
and control systems;
(i) naval architecture and ship construction,
including damage control.
4. Every candidate shall possess adequate
practical knowledge in at least the following subjects:
(a) operation and maintenance of:
(i) marine diesel engines;
(ii) marine steam propulsion plant;
(iii) marine gas turbines;
(b) operation and maintenance of auxiliary
machinery, including pumping and piping systems, auxiliary boiler plant
and steering gear systems;
(c) operation, testing and maintenance of
electrical and control equipment;
(d) operation and maintenance of cargo handling
equipment and deck machinery;
(e) detection of machinery malfunction, location
of faults and action to prevent damage;
(f) organization of safe maintenance and repair
procedures;
(g) methods of, and aids for, fire prevention,
detection and extinction;
(h) methods and aids to prevent pollution
of the environment by ships;
(i) regulations to be observed to prevent
pollution of the marine environment;
(j) effects of marine pollution on the environment;
(k) first aid related to injuries which might
be expected in machinery spaces and use of first aid equipment;
(l) functions and use of life-saving appliances;
(m) methods of damage control;
(n) safe working practices.
5. Every candidate shall possess a knowledge
of international maritime law embodied in international agreements and
conventions as they affect the specific obligations and responsibilities
of the engine department, particularly those concerning safety and the
protection of the marine environment. The extent of knowledge of national
maritime legislation is left to the discretion of the Administration but
shall include national arrangements for implementing international agreements
and conventions.
6. Every candidate shall possess a knowledge
of personnel management, organization and training aboard ships.
Regulation III/3
Mandatory minimum requirements for certification
of chief engineer officers and second engineer officers of ships powered
by main propulsion machinery between 750 kW and 3,000 kW propulsion power
1. Every chief engineer officer and second
engineer officer of a sea-going ship powered by main propulsion machinery
of between 750 kW and 3,000 kW propulsion power shall hold an appropriate
certificate.
2. Every candidate for certification shall:
(a) satisfy the Administration as to medical
fitness, including eyesight and hearing;
(b) meet the requirements for certification
as an engineer officer in charge of a watch; and
(i) for certification as second engineer officer,
have not less than 12 months' approved sea-going service as assistant engineer
officer or engineer officer;
(ii) for certification as chief engineer officer,
have not less than 24 months' approved sea-going service of which not less
than 12 months shall be served while qualified to serve as second engineer
officer;
(c) have attended an approved practical fire-fighting
course;
(d) have passed appropriate examination to
the satisfaction of the Administration. Such examination shall include
the material set out in the Appendix to this Regulation, except that the
Administration may vary the requirements for examination and sea-going
service for officers of ships engaged on near-coastal voyages, bearing
in mind the types of automatic and remotely operated controls with which
such ships are fitted and the effect on the safety of all ships which may
be operating in the same waters.
3. Training to achieve the necessary theoretical
knowledge and practical experience shall take into account relevant international
regulations and recommendations.
4. The level of knowledge required under the
different paragraphs of the Appendix may be varied according to whether
the certificate is being issued at chief engineer officer or second engineer
officer level.
5. Every engineer officer who is qualified
to serve as second engineer officer of ships powered by main propulsion
machinery of 3,000 kW propulsion power or more, may serve as chief engineer
officer of ships powered by main propulsion machinery of less than 3,000
kW propulsion power provided that not less than 12 months' approved sea-going
service shall have been served as an engineer officer in a position of
responsibility.
APPENDIX TO REGULATION III/3
Minimum knowledge required for certification
of chief engineer officers and second engineer officers of ships powered
by main propulsion machinery of between 750 kW and 3,000 kW propulsion
power
1. The syllabus given below is compiled for
examination of candidates for certification as chief engineer officer or
second engineer officer of ships powered by main propulsion machinery of
between 750 kW and 3,000 kW propulsion power. Bearing in mind that a second
engineer officer shall be in a position to assume the responsibilities
of the chief engineer officer at any time, examination in these subjects
shall be designed to test the candidate's ability to assimilate all available
information that affects the safe operation of the ship's machinery.
2. With respect to paragraphs 3(d) and 4(a)
below, the Administration may omit knowledge requirements for types of
propulsion machinery other than those machinery installations for which
the certificate to be awarded shall be valid. A certificate awarded on
such a basis shall not be valid for any category of machinery installation
which has been omitted until the engineer officer proves to be competent
in these items to the satisfaction of the Administration. Any such limitation
shall be stated in the certificate.
3. Every candidate shall possess sufficient
elementary theoretical knowledge to understand the basic principles involved
in the following subjects:
(a) combustion processes;
(b) heat transmission;
(c) mechanics and hydromechanics;
(d) (i) marine diesel engines;
(ii) marine steam propulsion plant;
(iii) marine gas turbines;
(e) steering gear systems;
(f) properties of fuels and lubricants;
(g) properties of materials;
(h) fire-extinguishing agents;
(i) marine electrical equipment;
(j) automation, instrumentation and control
systems;
(k) ship construction, including damage control;
(l) auxiliary systems.
4. Every candidate shall possess adequate
practical knowledge, in at least the following subjects:
(a) operation and maintenance of:
(i) marine diesel engines;
(ii) marine steam propulsion plant;
(iii) marine gas turbines;
(b) operation and maintenance of auxiliary
machinery systems, including steering gear systems;
(c) operation, testing and maintenance of
electrical and control equipment;
(d) operation and maintenance of cargo handling
equipment and deck machinery;
(e) detection of machinery malfunction, location
of faults and action to prevent damage;
(f) organization of safe maintenance and repair
procedures;
(g) methods of, and aids for, fire prevention,
detection and extinction;
(h) regulations to be observed regarding pollution
of the marine environment and methods and aids to prevent such pollution;
(i) first aid related to injuries which might
be expected in machinery spaces and use of first aid equipment;
(j) functions and use of life-saving appliances;
(k) methods of damage control with specific
reference to action to be taken in the event of flooding of sea water into
the engine room;
(l) safe working practices.
5. Every candidate shall possess a knowledge
of international maritime law as embodied in international agreements and
conventions as they affect the specific obligations and responsibilities
of the engine department, particularly those concerning safety and the
protection of the marine environment. The extent of knowledge of national
maritime legislation is left to the discretion of the Administration but
shall include national arrangements for implementing international agreements
and conventions.
6. Every candidate shall possess a knowledge
of personnel management, organization and training aboard ships.
Regulation III/4
Mandatory minimum requirements for certification
of engineer officers in charge of a watch in a traditionally manned engine
room or designated duty engineer officers in a periodically unmanned engine
room
1. Every engineer officer in charge of a watch
in a traditionally manned engine room or the designated duty engineer officer
in a periodically unmanned engine room on a sea-going ship powered by main
propulsion machinery of 750 kW propulsion power or more shall hold an appropriate
certificate.
2. Every candidate for certification shall:
(a) be not less than 18 years of age;
(b) satisfy the Administration as to medical
fitness, including eyesight and hearing;
(c) have not less than a total of three years
approved education or training, relevant to the duties of a marine engineer;
(d) have completed an adequate period of sea-going
service which may have been included within the period of three years stated
in sub-paragraph (c);
(e) satisfy the Administration that he has
the theoretical and practical knowledge of the operation and maintenance
of marine machinery appropriate to the duties of an engineer officer;
(f) have attended an approved practical fire-fighting
course;
(g) have knowledge of safe working practices.
The Administration may vary the requirement
of sub-paragraphs (c) and (d) for engineer officers of ships powered by
main propulsion machinery of less than 3,000 kW propulsion power engaged
on near-coastal voyages, bearing in mind the effect on the safety of all
ships which may be operating in the same waters.
3. Every candidate shall have knowledge of
the operation and maintenance of main and auxiliary machinery, which shall
include knowledge of relevant regulatory requirements and also knowledge
of at least the following specific items:
(a) Watchkeeping routines
(i) duties associated with taking over and
accepting a watch;
(ii) routine duties undertaken during a watch;
(iii) maintenance of the machinery space log
book and the significance of readings taken;
(iv) duties associated with handing over a
watch.
(b) Main and auxiliary machinery
(i) assisting in the preparation of main machinery
and preparation of auxiliary machinery for operation;
(ii) operation of steam boilers, including
combustion system;
(iii) methods of checking water level in steam
boilers and action necessary if water level is abnormal;
(iv) location of common faults of machinery
and plant in engine and boiler rooms and action necessary to prevent damage.
(c) Pumping systems
(i) routing pumping operations;
(ii) operation of bilge, ballast and cargo
pumping systems.
(d) Generating plant
Preparing, starting, coupling and changing
over alternators or generators.
(e) Safety and emergency procedures
(i) safety precautions to be observed during
a watch and immediate actions to be taken in the event of a fire or accident,
with particular reference to oil systems;
(ii) safe isolation of electrical and other
types of plant and equipment required before personnel are permitted to
work on such plant and equipment.
(f) Anti-pollution procedures
The precautions to be observed to prevent
pollution of the environment by oil, cargo residue, sewage, smoke or other
pollutants. The use of pollution prevention equipment, including oily water
separators, sludge tank systems and sewage disposal plant.
(g) First aid
Basic first aid related to injuries which
might be expected in machinery spaces.
4. Where steam boilers do not form part of
a ship's machinery, the Administration may omit the knowledge requirements
of paragraphs 3(b)(ii)and (iii). A certificate awarded on such a basis
shall not be valid for service on ships in which steam boilers form part
of a ship's machinery until the engineer officer proves to be competent
in the omitted items to the satisfaction of the Administration. Any such
limitations shall be stated in the certificate.
5. The training to achieve the necessary theoretical
knowledge and practical experience shall take into account relevant international
regulations and recommendations.
Regulation III/5
Mandatory minimum requirements to ensure the
continued proficiency and up-dating of knowledge for engineer officers
1. Every engineer officer holding a certificate
who is serving at sea or intends to return to sea after a period ashore
shall, in order to continue to qualify for sea-going service in the rank
appropriate to his certificate, be required at regular intervals not exceeding
five years to satisfy the Administration as to:
(a) medical fitness, including eyesight and
hearing; and
(b) professional competence:
(i) by approved service as an engineer officer
of at least one year during the preceding five years; or
(ii) by virtue of having performed functions
relating to the duties appropriate to the grade of certificate held which
is considered to be at least equivalent to the sea-going service required
in paragraph 1(b)(i); or
(iii) by one of the following:
- passing an approved test; or
- successfully completing an approved course
or courses; or
- having completed approved sea-going service
as an engineer officer for a period of not less than three months in a
supernumerary capacity, or in a lower rank than that for which he holds
the certificate, immediately prior to taking up the rank to which he is
entitled by virtue of his certificate.
2. The course or courses referred to in paragraph
1(b)(iii) shall include, in particular, changes in the relevant international
regulations and recommendations concerning the safety of life at sea and
the protection of the marine environment.
3. The Administration shall ensure that the
texts of recent changes in international regulations concerning the safety
of life at sea and the protection of the marine environment are made available
to ships under its jurisdiction.
Regulation III/6
Mandatory minimum requirements for ratings
forming part of an engine room watch
1. The minimum requirements for a rating if
forming part of an engine room watch shall be as set out in paragraph 2.
These requirements are not for:
(a) a rating nominated as the assistant to
the engineer officer in charge of the watch;[5]
(b) a rating who is under training;
(c) a rating whose duties while on watch are
of an unskilled nature.
2. Every rating forming part of an engine
room watch shall:
(a) be not less than 16 years of age;
(b) satisfy the Administration as to medical
fitness, including eyesight and hearing;
(c) satisfy the Administration as to:
(i) experience or training regarding fire-fighting,
basic first aid, personal survival techniques, health hazards and personal
safety;
(ii) ability to understand orders, and make
himself understood in matters relevant to his duties;
(d) satisfy the Administration that he has:
(i) shore experience relevant to his sea-going
duties supplemented by an adequate period of sea-going service as required
by the Administration; or
(ii) undergone special training either pre-sea
or on board ship, including an adequate period of sea-going service as
required by the Administration; or
(iii) approved sea-going service of at least
six months.
3. Every such rating shall have knowledge
of:
(a) engine room watchkeeping procedures and
the ability to carry out a watch routine appropriate to his duties;
(b) safe working practices as related to engine
room operations;
(c) terms used in machinery spaces and names
of machinery and equipment relative to his duties;
(d) basic environmental protection procedures.
4. Every rating required to keep a boiler
watch shall have knowledge of the safe operation of boilers, and shall
have the ability to maintain the correct water levels and steam pressures.
5. Every rating forming part of an engine
room watch shall be familiar with his watchkeeping duties in the machinery
spaces on the ship on which he is to serve. In particular, with respect
to that ship the rating shall have:
(a) knowledge of the use of appropriate internal
communication systems;
(b) knowledge of escape routes from machinery
spaces;
(c) knowledge of engine room alarm systems
and ability to distinguish between the various alarms with special reference
to fire extinguishing gas alarms;
(d) familiarity with the location and use
of fire-fighting equipment in the machinery spaces.
6. A seafarer may be considered by the Administration
to have met the requirements of this Regulation if he has served in a relevant
capacity in the engine department for a period of not less than one year
within the last five years preceding the entry into force of the Convention
for that Administration.
CHAPTER IV
RADIO DEPARTMENT
RADIO WATCHKEEPING AND MAINTENANCE
Explanatory note:
Mandatory provisions relating to radio watchkeeping
are set forth in the Radio Regulations, and the safety radio watchkeeping
and maintenance provisions are set forth in the International Convention
for the Safety of Life at Sea and in the Radio Regulations, as these two
sets of Regulations may be amended and are in force. Attention is also
directed to the relevant resolutions adopted by the International Conference
on Training and Certification of Seafarers, 1978.
Regulation IV/1
Mandatory minimum requirements for certification
of radio officers
1. Every radio officer in charge of, or performing,
radio duties in a ship shall hold an appropriate certificate or certificates
issued or recognized by the Administration under the provisions of the
Radio Regulations, and have adequate
qualifying service.
2. In addition, a radio officer shall:
(a) be not less than 18 years of age;
(b) satisfy the Administration as to medical
fitness, particularly regarding eyesight, hearing and speech;
(c) meet the requirements of the Appendix
to this Regulation.
3. Every candidate for a certificate shall
be required to pass an examination or examinations to the satisfaction
of the Administration concerned.
4. The level of knowledge required for certification
shall be sufficient for the radio officer to carry out his radio duties
safely and efficiently. In determining the appropriate level of knowledge
and the training necessary to achieve that knowledge and practical ability,
the Administration shall take into account the requirements of the Radio
Regulations and the Appendix to this Regulation. Administrations shall
also take into account the relevant resolutions adopted by the International
Conference on Training and Certification of Seafarers, 1978, and relevant
IMCO recommendations.
APPENDIX TO REGULATION IV/1
Minimum additional knowledge and training
requirements for radio officers
In addition to satisfying the requirements
for the issue of a certificate in compliance with the Radio Regulations,
radio officers shall have knowledge and training, including practical training,
in the following:
(a) the provision of radio services in emergencies,
including:
(i) abandon ship;
(ii) fire aboard ship;
(iii) partial or full breakdown of the radio
station;
(b) the operation of lifeboats, liferafts,
buoyant apparatus and their equipment, with special reference to portable
and fixed lifeboat radio apparatus and emergency position-indicating radio
beacons;
(c) survival at sea;
(d) first aid;
(e) fire prevention and fire-fighting with
particular reference to the radio installation;
(f) preventive measures for the safety of
ship and personnel in connexion with hazards related to radio equipment,
including electrical, radiation, chemical and mechanical hazards;
(g) the use of the IMCO Merchant Ship Search
and Rescue Manual (MERSAR) with particular reference to radiocommunications;
(h) ship position-reporting systems and procedures;
(i) the use of the International Code of Signals
and the IMCO Standard Marine Navigational Vocabulary;
(j) radio medical systems and procedures.
Regulation IV/2
Mandatory minimum requirements to ensure the
continued proficiency and up-dating of knowledge for radio officers
1. Every radio officer holding a certificate
or certificates issued or recognized by the Administration shall, in order
to continue to qualify for sea-going service, be required to satisfy the
Administration as to the following:
(a) medical fitness, particularly regarding
eyesight, hearing and speech, at regular intervals not exceeding five years;
and
(b) professional competence:
(i) by approved radiocommunications service
as a radio officer with no single interruption of service exceeding five
years;
(ii) following such interruption, by passing
an approved test or successfully completing an approved training course
or courses at sea or ashore, which shall include elements that are of direct
relevance to the safety of life at sea and modern radiocommunication equipment
and may also include radionavigation equipment.
2. When new modes, equipment or practices
are being introduced aboard ships entitled to fly its flag, the Administration
may require radio officers to pass an approved test or successfully complete
an appropriate training course or courses, at sea or ashore, with particular
reference to safety duties.
3. Every radio officer shall, to continue
to qualify for sea-going service on board particular types of ships for
which special training requirements have been internationally agreed upon,
successfully complete approved relevant training or examinations which
shall take into account relevant international regulations and recommendations.
4. The Administration shall ensure that the
texts of recent changes in international regulations relating to radiocommunications
and relevant to the safety of life at sea, are available to ships under
its jurisdiction.
5. Administrations are encouraged, in consultation
with those concerned, to formulate or promote the formulation of a structure
of refresher and up-dating courses, either voluntary or mandatory, as appropriate,
at sea or ashore, for radio officers who are serving at sea and especially
for re-entrants to sea-going service. The course or courses shall include
elements that are of direct relevance to radio duties and include changes
in marine radiocommunication technology and relevant international regulations
and recommendations[6]
concerning the safety of life at sea.
Regulation IV/3
Mandatory minimum requirements for certification
of radiotelephone operators
1. Every radiotelephone operator in charge
of, or performing, radio duties in a ship shall hold an appropriate certificate
or certificates issued or recognized by the Administration under the provisions
of the Radio Regulations.
2. In addition, such radiotelephone operator
of a ship which is required to have a radiotelephone station by the International
Convention for the Safety of Life at Sea, shall:
(a) be not less than 18 years of age;
(b) satisfy the Administration as to medical
fitness, particularly regarding eyesight, hearing and speech;
(c) meet the requirements of the Appendix
to this Regulation.
3. Every candidate for a certificate shall
be required to pass an examination or examinations to the satisfaction
of the Administration concerned.
4. The level of knowledge required for certification
shall be sufficient for the radiotelephone operator to carry out his radio
duties safely and efficiently. In determining the appropriate level of
knowledge and the training necessary to achieve that knowledge and practical
ability, the Administration shall take into account the requirements of
the Radio Regulations and the Appendix to this Regulation. Administrations
shall also take into account the relevant resolutions adopted by the International
Conference on Training and Certification of Seafarers, 1978, and relevant
IMCO recommendations.
APPENDIX TO REGULATION IV/3
Minimum additional knowledge and training
requirements for radiotelephone operators
In addition to satisfying the requirements
for the issue of a certificate in compliance with the Radio Regulations,
radiotelephone operators shall have knowledge and training, including practical
training, in the following:
(a) the provision of radio services in emergencies,
including:
(i) abandon ship;
(ii) fire aboard ship;
(iii) partial or full breakdown of the radio
station;
(b) the operation of lifeboats, liferafts,
buoyant apparatus and their equipment, with special reference to portable
and fixed lifeboat radio apparatus and emergency position-indicating radio
beacons;
(c) survival at sea;
(d) first aid;
(e) fire prevention and fire-fighting with
particular reference to the radio installation;
(f) preventive measures for the safety of
ship and personnel in connexion with hazards related to radio equipment,
including electrical, radiation, chemical and mechanical hazards;
(g) the use of the IMCO Merchant Ship Search
and Rescue Manual (MERSAR) with particular reference to radiocommunications;
(h) ship position-reporting systems and procedures;
(i) the use of the International Code of Signals
and the IMCO Standard Marine Navigational Vocabulary;
(j) radio medical systems and procedures.
CHAPTER V
SPECIAL REQUIREMENTS FOR TANKERS
Regulation V/1
Mandatory minimum requirements for the training
and qualifications of masters, officers and ratings of oil tankers
1. Officers and ratings who are to have specific
duties, and responsibilities related to those duties, in connexion with
cargo and cargo equipment on oil tankers and who have not served on board
an oil tanker as part of the regular complement, before carrying out such
duties shall have completed an appropriate shore-based fire-fighting course;
and
(a) an appropriate period of supervised shipboard
service in order to acquire adequate knowledge of safe operational practices;
or
(b) an approved oil tanker familiarization
course which includes basic safety and pollution prevention precautions
and procedures, layouts of different types of oil tankers, types of cargo,
their hazards and their handling equipment, general operational sequence
and oil tanker terminology.
2. Masters, chief engineer officers, chief
mates, second engineer officers and, if other than the foregoing, any person
with the immediate responsibility for loading, discharging and care in
transit or handling of cargo, in addition to the provisions of paragraph
1, shall have:
(a) relevant experience appropriate to their
duties on oil tankers; and
(b) completed a specialized training programme
appropriate to their duties, including oil tanker safety, fire safety measures
and systems, pollution prevention and control, operational practice and
obligations under applicable laws and regulations.
3. Within two years after the entry into force
of the Convention for a Party, a seafarer may be considered to have met
the requirements of paragraph 2(b) if he has served in a relevant capacity
on board oil tankers for a period of not less than one year within the
preceding five years.
Regulation V/2
Mandatory minimum requirements for the training
and qualifications of masters, officers and ratings of chemical tankers
1. Officers and ratings who are to have specific
duties, and responsibilities related to those duties, in connexion with
cargo and cargo equipment on chemical tankers and who have not served on
board a chemical tanker as part of the regular complement, before carrying
out such duties shall have completed an appropriate shore-based fire-fighting
course; and
(a) an appropriate period of supervised shipboard
service in order to acquire adequate knowledge of safe operational practices;
or
(b) an approved chemical tanker familiarization
course which includes basic safety and pollution prevention precautions
and procedures, layouts of different types of chemical tankers, types of
cargo, their hazards and their handling equipment, general operational
sequence and chemical tanker terminology.
2. Masters, chief engineer officers, chief
mates, second engineer officers and, if other than the foregoing, any person
with the immediate responsibility for loading, discharging and care in
transit or handling of cargo, in addition to the provisions of paragraph
1, shall have:
(a) relevant experience appropriate to their
duties on chemical tankers; and
(b) completed a specialized training programme
appropriate to their duties, including chemical tanker safety, fire safety
measures and systems, pollution prevention and control, operational practice
and obligations under applicable laws and regulations.
3. Within two years after the entry into force
of the Convention for a Party, a seafarer may be considered to have met
the requirements of paragraph 2(b) if he has served in a relevant capacity
on board chemical tankers for a period of not less than one year within
the preceding five years.
Regulation V/3
Mandatory minimum requirements for the training
and qualifications of masters, officers and ratings of liquefied gas tankers
1. Officers and ratings who are to have specific
duties, and responsibilities related to those duties, in connexion with
cargo and cargo equipment on liquefied gas tankers and who have not served
on board a liquefied gas tanker as part of the regular complement, before
carrying out such duties shall have completed an appropriate shore-based
fire-fighting course; and
(a) an appropriate period of supervised shipboard
service in order to acquire adequate knowledge of safe operational practices;
or
(b) an approved liquefied gas tanker familiarization
course which includes basic safety and pollution prevention precautions
and procedures, layouts of different types of liquefied gas tankers, types
of cargo, their hazards and their handling equipment, general operational
sequence and liquefied gas tanker terminology.
2. Masters, chief engineer officers, chief
mates, second engineer officers and, if other than the foregoing, any person
with the immediate responsibility for loading, discharging and care in
transit or handling of cargo, in addition to the provisions of paragraph
1, shall have:
(a) relevant experience appropriate to their
duties on liquefied gas tankers; and
(b) completed a specialized training programme
appropriate to their duties including liquefied gas tanker safety, fire
safety measures and systems, pollution prevention and control, operational
practice and obligations under applicable laws and regulations.
3. Within two years after the entry into force
of the Convention for a Party, a seafarer may be considered to have met
the requirements of paragraph 2(b) if he has served in a relevant capacity
on board liquefied gas tankers for a period of not less than one year within
the preceding five years.
CHAPTER VI
PROFICIENCY IN SURVIVAL CRAFT
Regulation VI/1
Mandatory minimum requirements for the issue
of certificates of proficiency in survival craft
Every seafarer to be issued with a certificate
of proficiency in survival craft shall:
(a) be not less than 171/2 years of age;
(b) satisfy the Administration as to medical
fitness;
(c) have approved sea-going service of not
less than 12 months or have attended an approved training course and have
approved sea-going service of not less than nine months;
(d) satisfy the Administration by examination
or by continuous assessment during an approved training course that he
possesses knowledge of the contents of the Appendix to this Regulation;
(e) demonstrate to the satisfaction of the
Administration by examination or by continuous assessment during an approved
training course that he possesses the ability to:
(i) don a life-jacket correctly; safely jump
from a height into the water; board a survival craft from the water while
wearing a life-jacket;
(ii) right an inverted liferaft while wearing
a life-jacket;
(iii) interpret the marking on survival craft
with respect to the number of persons they are permitted to carry;
(iv) make the correct commands required for
launching and boarding the survival craft, clearing the ship and handling
and disembarking from the survival craft;
(v) prepare and launch survival craft safely
into the water and clear the ship's side quickly;
(vi) deal with injured persons both during
and after abandonment;
(vii) row and steer, erect a mast, set the
sails, manage a boat under sail and steer a boat by compass;
(viii) use signalling equipment, including
pyrotechnics;
(ix) use portable radio equipment for survival
craft.
APPENDIX TO REGULATION VI/1
Minimum knowledge required for the issue of
certificates of proficiency in survival craft
1. Types of emergency situations which may
occur, such as collisions, fire, foundering.
2. Principles of survival including:
(a) value of training and drills;
(b) need to be ready for any emergency;
(c) actions to be taken when called to survival
craft stations;
(d) actions to be taken when required to abandon
ship;
(e) actions to be taken when in the water;
(f) actions to be taken when aboard a survival
craft;
(g) main dangers to survivors.
3. Special duties assigned to each crew member
as indicated in the muster list, including the differences between the
signals calling all crew to survival craft and to fire stations.
4. Types of life-saving appliances normally
carried on board ships.
5. Construction and outfit of survival craft
and individual items of their equipment.
6. Particular characteristics and facilities
of survival craft.
7. Various types of devices used for launching
survival craft.
8. Methods of launching survival craft into
a rough sea.
9. Action to be taken after leaving the ship.
10. Handling survival craft in rough weather.
11. Use of painter, sea anchor and all other
equipment.
12. Apportionment of food and water in survival
craft.
13. Methods of helicopter rescue.
14. Use of the first aid kit and resuscitation
techniques.
15. Radio devices carried in survival craft,
including emergency position-indicating radio beacons.
16. Effects of hypothermia and its prevention;
use of protective covers and protective garments.
17. Methods of starting and operating a survival
craft engine and its accessories together with the use of fire extinguisher
provided.
18. Use of emergency boats and motor lifeboats
for marshalling liferafts and rescue of survivors and persons in the sea.
19. Beaching a survival craft.
[1]
It is assumed that the power so appearing on the Certificate of Registry
or other official document is the total maximum continuous rated output
power of all the ship's main propulsion machinery.
[2]
Squat: the decrease in clearance beneath a ship which occurs when the ship
moves through the water and is caused both by bodily sinkage and by change
of trim. The effect is accentuated in shallow water and is reduced with
a reduction in ship's speed.
[3]
Masters and chief mates serving on small ships shall be fully acquainted
with the basic stability requirements of such ships.
[4]Reference
is made to ILO Certification of Able Seamen Convention, 1946 or any successive
convention.
[5]
Reference is made to Resolution 9 - "Recommendation on Minimum Requirements
for a Rating nominated as the Assistant to the Engineer Officer in Charge
of the Watch" adopted by the International Conference on Training and Certification
of Seafarers, 1978.
[6]
Including any IMCO recommendations concerning the development of the maritime
distress system. |