Convention on Limitation
of Liability for Maritime Claims, 1976
(London, 19 November 1976)
THE STATES PARTIES TO THIS CONVENTION,
HAVING RECOGNIZED the desirability
of determining by agreement certain uniform rules relating to the limitation
of liability for maritime claims,
HAVE DECIDED to conclude a Convention
for this purpose and have thereto agreed as follows:
CHAPTER I: THE RIGHT OF LIMITATION
Article 1
Persons entitled to limit liability
1. Shipowners and salvors, as hereinafter
defined, may limit their liability in accordance with the rules of this
Convention for claims set out in Article 2.
2. The term "shipowner" shall mean the owner,
charterer, manager and operator of a seagoing ship.
3. Salvor shall mean any person rendering
services in direct connexion with salvage operations. Salvage operations
shall also include operations referred to in Article 2, paragraph 1(d),
(e) and (f).
4. If any claims set out in Article 2 are
made against any person for whose act, neglect or default the shipowner
or salvor is responsible, such person shall be entitled to avail himself
of the limitation of liability provided for in this Convention.
5. In this Convention the liability of a shipowner
shall include liability in an action brought against the vessel itself.
6. An insurer of liability for claims subject
to limitation in accordance with the rules of this Convention shall be
entitled to the benefits of this Convention to the same extent as the assured
himself.
7. The act of invoking limitation of liability
shall not constitute an admission of liability.
Article 2
Claims subject to limitation
1. Subject to Articles 3 and 4 the following
claims, whatever the basis of liability may be, shall be subject to limitation
of liability:
(a) claims in respect of loss of life or personal
injury or loss of or damage to property (including damage to harbour works,
basins and waterways and aids to navigation), occurring on board or in
direct connexion with the operation of the ship or with salvage operations,
and consequential loss resulting therefrom;
(b) claims in respect of loss resulting from
delay in the carriage by sea of cargo, passengers or their luggage;
(c) claims in respect of other loss resulting
from infringement of rights other than contractual rights, occurring in
direct connexion with the operation of the ship or salvage operations;
(d) claims in respect of the raising, removal,
destruction or the rendering harmless of a ship which is sunk, wrecked,
stranded or abandoned, including anything that is or has been on board
such ship;
(e) claims in respect of the removal, destruction
or the rendering harmless of the cargo of the ship;
(f) claims of a person other than the person
liable in respect of measures taken in order to avert or minimize loss
for which the person liable may limit his liability in accordance with
this Convention, and further loss caused by such measures.
2. Claims set out in paragraph 1 shall be
subject to limitation of liability even if brought by way of recourse or
for indemnity under a contract or otherwise. However, claims set out under
paragraph 1(d), (e) and (f) shall not be subject to limitation of liability
to the extent that they relate to remuneration under a contract with the
person liable.
Article 3
Claims excepted from limitation
The rules of this Convention shall not apply
to:
(a) claims for salvage or contribution in
general average;
(b) claims for oil pollution damage within
the meaning of the International Convention on Civil Liability for Oil
Pollution Damage, dated 29 November 1969 or of any amendment or Protocol
thereto which is in force;
(c) claims subject to any international convention
or national legislation governing or prohibiting limitation of liability
for nuclear damage;
(d) claims against the shipowner of a nuclear
ship for nuclear damage;
(e) claims by servants of the shipowner or
salvor whose duties are connected with the ship or the salvage operations,
including claims of their heirs, dependants or other persons entitled to
make such claims, if under the law governing the contract of service between
the shipowner or salvor and such servants the shipowner or salvor is not
entitled to limit his liability in respect of such claims, or if he is
by such law only permitted to limit his liability to an amount greater
than that provided for in Article 6.
Article 4
Conduct barring limitation
A person liable shall not be entitled to limit
his liability if it is proved that the loss resulted from his personal
act or omission, committed with the intent to cause such loss, or recklessly
and with knowledge that such loss would probably result.
Article 5
Counterclaims
Where a person entitled to limitation of liability
under the rules of this Convention has a claim against the claimant arising
out of the same occurrence, their respective claims shall be set off against
each other and the provisions of this Convention shall only apply to the
balance, if any.
CHAPTER II: LIMITS OF LIABILITY
Article 6
The general limits
1. The limits of liability for claims other
than those mentioned in Article 7, arising on any distinct occasion, shall
be calculated as follows:
(a) in respect of claims for loss of life
or personal injury,
(i) 333,000 Units of Account for a ship with
a tonnage not exceeding 500 tons,
(ii) for a ship with a tonnage in excess thereof,
the following amount in addition to that mentioned in (i):
for each ton from 501 to 3,000 tons, 500 Units
of Account;
for each ton from 3,001 to 30,000 tons, 333
Units of Account;
for each ton from 30,001 to 70,000 tons, 250
Units of Account; and
for each ton in excess of 70,000 tons, 167
Units of Account,
(b) in respect of any other claims,
(i) 167,000 Units of Account for a ship with
a tonnage not exceeding 500 tons,
(ii) for a ship with a tonnage in excess thereof
the following amount in addition to that mentioned in (i):
for each ton from 501 to 30,000 tons, 167
Units of Account;
for each ton from 30,001 to 70,000 tons, 125
Units of Account; and
for each ton in excess of 70,000 tons, 83
Units of Account.
2. Where the amount calculated in accordance
with paragraph 1(a) is insufficient to pay the claims mentioned therein
in full, the amount calculated in accordance with paragraph 1(b) shall
be available for payment of the unpaid balance of claims under paragraph
1(a) and such unpaid balance shall rank rateably with claims mentioned
under paragraph 1(b).
3. However, without prejudice to the right
of claims for loss of life or personal injury according to paragraph 2,
a State Party may provide in its national law that claims in respect of
damage to harbour works, basins and waterways and aids to navigation shall
have such priority over other claims under paragraph 1(b) as is provided
by that law.
4. The limits of liability for any salvor
not operating from any ship or for any salvor operating solely on the ship
to, or in respect of which he is rendering salvage services, shall be calculated
according to a tonnage of 1,500 tons.
5. For the purpose of this Convention the
ship's tonnage shall be the gross tonnage calculated in accordance with
the tonnage measurement rules contained in Annex I of the International
Convention on Tonnage Measurement of Ships, 1969.
Article 7
The limit for passenger claims
1. In respect of claims arising on any distinct
occasion for loss of life or personal injury to passengers of a ship, the
limit of liability of the shipowner thereof shall be an amount of 46,666
Units of Account multiplied by the number of passengers which the ship
is authorized to carry according to the ship's certificate, but not exceeding
25 million Units of Account.
2. For the purpose of this Article "claims
for loss of life or personal injury to passengers of a ship" shall mean
any such claims brought by or on behalf of any person carried in that ship:
(a) under a contract of passenger carriage,
or
(b) who, with the consent of the carrier,
is accompanying a vehicle or live animals which are covered by a contract
for the carriage of goods.
Article 8
Unit of Account
1. The Unit of Account referred to in Articles
6 and 7 is the Special Drawing Right as defined by the International Monetary
Fund. The amounts mentioned in Articles 6 and 7 shall be converted into
the national currency of the State in which limitation is sought, according
to the value of that currency at the date the limitation fund shall have
been constituted, payment is made, or security is given which under the
law of that State is equivalent to such payment. The value of a national
currency in terms of the Special Drawing Right, of a State Party which
is a member of the International Monetary Fund, shall be calculated in
accordance with the method of valuation applied by the International Monetary
Fund in effect at the date in question for its operations and transactions.
The value of a national currency in terms of the Special Drawing Right,
of a State Party which is not a member of the International Monetary Fund,
shall be calculated in a manner determined by that State Party.
2. Nevertheless, those States which are not
members of the International Monetary Fund and whose law does not permit
the application of the provisions of paragraph 1 may, at the time of signature
without reservation as to ratification, acceptance or approval or at the
time of ratification, acceptance, approval or accession or at any time
thereafter, declare that the limits of liability provided for in this Convention
to be applied in their territories shall be fixed as follows:
(a) in respect of Article 6, paragraph 1(a)
at an amount of:
(i) 5 million monetary units for a ship with
a tonnage not exceeding 500 tons,
(ii) for a ship with a tonnage in excess thereof,
the following amount in addition to that mentioned in (i):
for each ton from 501 to 3,000 tons, 7,500
monetary units;
for each ton from 3,001 to 30,000 tons, 5,000
monetary units;
for each ton from 30,001 to 70,000 tons, 3,750
monetary units; and
for each ton in excess of 70,000 tons, 2,500
monetary units; and
(b) in respect of Article 6, paragraph 1(b),
at an amount of:
(i) 2.5 million monetary units for a ship
with a tonnage not exceeding 500 tons,
(ii) for a ship with a tonnage in excess thereof,
the following amount in addition to that mentioned in (i):
for each ton from 501 to 30,000 tons, 2,500
monetary units;
for each ton from 30,001 to 70,000 tons, 1,850
monetary units; and
for each ton in excess of 70,000 tons, 1,250
monetary units; and
(c) in respect of Article 7, paragraph 1,
at an amount of 700,000 monetary units multiplied by the number of passengers
which the ship is authorized to carry according to its certificate, but
not exceeding 375 million monetary units.
Paragraphs 2 and 3 of Article 6 apply correspondingly
to sub-paragraphs (a) and (b) of this paragraph.
3. The monetary unit referred to in paragraph
2 corresponds to sixty-five and a half milligrammes of gold of millesimal
fineness nine hundred. The conversion of the amounts referred to in paragraph
2 into the national currency shall be made according to the law of the
State concerned.
4. The calculation mentioned in the last sentence
of paragraph 1 and the conversion mentioned in paragraph 3 shall be made
in such a manner as to express in the national currency of the State Party
as far as possible the same real value for the amounts in Articles 6 and
7 as is expressed there in units of account. States Parties shall communicate
to the depositary the manner of calculation pursuant to paragraph 1, or
the result of the conversion in paragraph 3, as the case may be, at the
time of the signature without reservation as to ratification, acceptance
or approval, or when depositing an instrument referred to in Article 16
and whenever there is a change in either.
Article 9
Aggregation of claims
1. The limits of liability determined in accordance
with Article 6 shall apply to the aggregate of all claims which arise on
any distinct occasion:
(a) against the person or persons mentioned
in paragraph 2 of Article 1 and any person for whose act, neglect or default
he or they are responsible; or
(b) against the shipowner of a ship rendering
salvage services from that ship and the salvor or salvors operating from
such ship and any person for whose act, neglect or default he or they are
responsible; or
(c) against the salvor or salvors who are
not operating from a ship or who are operating solely on the ship to, or
in respect of which, the salvage services are rendered and any person for
whose act, neglect or default he or they are responsible.
2. The limits of liability determined in accordance
with Article 7 shall apply to the aggregate of all claims subject thereto
which may arise on any distinct occasion against the person or persons
mentioned in paragraph 2 of Article 1 in respect of the ship referred to
in Article 7 and any person for whose act, neglect or default he or they
are responsible.
Article 10
Limitation of liability without constitution
of a limitation fund
1. Limitation of liability may be invoked
notwithstanding that a limitation fund as mentioned in Article 11 has not
been constituted. However, a State Party may provide in its national law
that, where an action is brought in its Courts to enforce a claim subject
to limitation, a person liable may only invoke the right to limit liability
if a limitation fund has been constituted in accordance with the provisions
of this Convention or is constituted when the right to limit liability
is invoked.
2. If limitation of liability is invoked without
the constitution of a limitation fund, the provisions of Article 12 shall
apply correspondingly.
3. Questions of procedure arising under the
rules of this Article shall be decided in accordance with the national
law of the State Party in which action is brought.
CHAPTER III: THE LIMITATION FUND
Article 11
Constitution of the fund
1. Any person alleged to be liable may constitute
a fund with the Court or other competent authority in any State Party in
which legal proceedings are instituted in respect of claims subject to
limitation. The fund shall be constituted in the sum of such of the amounts
set out in Articles 6 and 7 as are applicable to claims for which that
person may be liable, together with interest thereon from the date of the
occurrence giving rise to the liability until the date of the constitution
of the fund. Any fund thus constituted shall be available only for the
payment of claims in respect of which limitation of liability can be invoked.
2. A fund may be constituted, either by depositing
the sum, or by producing a guarantee acceptable under the legislation of
the State Party where the fund is constituted and considered to be adequate
by the Court or other competent authority.
3. A fund constituted by one of the persons
mentioned in paragraph 1(a), (b) or (c) or paragraph 2 of Article 9 or
his insurer shall be deemed constituted by all persons mentioned in paragraph
1(a), (b) or (c) or paragraph 2, respectively.
Article 12
Distribution of the fund
1. Subject to the provisions of paragraphs
1, 2 and 3 of Article 6 and of Article 7, the fund shall be distributed
among the claimants in proportion to their established claims against the
fund.
2. If, before the fund is distributed, the
person liable, or his insurer, has settled a claim against the fund such
person shall, up to the amount he has paid, acquire by subrogation the
rights which the person so compensated would have enjoyed under this Convention.
3. The right of subrogation provided for in
paragraph 2 may also be exercised by persons other than those therein mentioned
in respect of any amount of compensation which they may have paid, but
only to the extent that such subrogation is permitted under the applicable
national law.
4. Where the person liable or any other person
establishes that he may be compelled to pay, at a later date, in whole
or in part any such amount of compensation with regard to which such person
would have enjoyed a right of subrogation pursuant to paragraphs 2 and
3 had the compensation been paid before the fund was distributed, the Court
or other competent authority of the State where the fund has been constituted
may order that a sufficient sum shall be provisionally set aside to enable
such person at such later date to enforce his claim against the fund.
Article 13
Bar to other actions
1. Where a limitation fund has been constituted
in accordance with Article 11, any person having made a claim against the
fund shall be barred from exercising any right in respect of such claim
against any other assets of a person by or on behalf of whom the fund has
been constituted.
2. After a limitation fund has been constituted
in accordance with Article 11, any ship or other property, belonging to
a person on behalf of whom the fund has been constituted, which has been
arrested or attached within the jurisdiction of a State Party for a claim
which may be raised against the fund, or any security given, may be released
by order of the Court or other competent authority of such State. However,
such release shall always be ordered if the limitation fund has been constituted:
(a) at the port where the occurrence took
place, or, if it took place out of port, at the first port of call thereafter;
or
(b) at the port of disembarkation in respect
of claims for loss of life or personal injury; or
(c) at the port of discharge in respect of
damage to cargo; or
(d) in the State where the arrest is made.
3. The rules of paragraphs 1 and 2 shall apply
only if the claimant may bring a claim against the limitation fund before
the Court administering that fund and the fund is actually available and
freely transferable in respect of that claim.
Article 14
Governing law
Subject to the provisions of this Chapter
the rules relating to the constitution and distribution of a limitation
fund, and all rules of procedure in connexion therewith, shall be governed
by the law of the State Party in which the fund is constituted.
CHAPTER IV: SCOPE OF APPLICATION
Article 15
1. This Convention shall apply whenever any
person referred to in Article 1 seeks to limit his liability before the
Court of a State Party or seeks to procure the release of a ship or other
property or the discharge of any security given within the jurisdiction
of any such State. Nevertheless, each State Party may exclude wholly or
partially from the application of this Convention any person referred to
in Article 1 who at the time when the rules of this Convention are invoked
before the Courts of that State does not have his habitual residence in
a State Party or does not have his principal place of business in a State
Party or any ship in relation to which the right of limitation is invoked
or whose release is sought and which does not at the time specified above
fly the flag of a State Party.
2. A State Party may regulate by specific
provisions of national law the system of limitation of liability to be
applied to vessels which are:
(a) according to the law of that State, ships
intended for navigation on inland waterways
(b) ships of less than 300 tons.
A State Party which makes use of the option
provided for in this paragraph shall inform the depositary of the limits
of liability adopted in its national legislation or of the fact that there
are none.
3. A State Party may regulate by specific
provisions of national law the system of limitation of liability to be
applied to claims arising in cases in which interests of persons who are
nationals of other States Parties are in no way involved.
4. The Courts of a State Party shall not apply
this Convention to ships constructed for, or adapted to, and engaged in,
drilling:
(a) when that State has established under
its national legislation a higher limit of liability than that otherwise
provided for in Article 6; or
(b) when that State has become party to an
international convention regulating the system of liability in respect
of such ships.
In a case to which sub-paragraph (a) applies
that State Party shall inform the depositary accordingly.
5. This Convention shall not apply to:
(a) air-cushion vehicles;
(b) floating platforms constructed for the
purpose of exploring or exploiting the natural resources of the sea-bed
or the subsoil thereof.
CHAPTER V: FINAL CLAUSES
Article 16
Signature, ratification and accession
1. This Convention shall be open for signature
by all States at the Headquarters of the Inter-Governmental Maritime Consultative
Organization (hereinafter referred to as "the Organization") from 1 February
1977 until 31 December 1977 and shall thereafter remain open for accession.
2. All States may become parties to this Convention
by:
(a) signature without reservation as to ratification,
acceptance or approval; or
(b) signature subject to ratification, acceptance
or approval followed by ratification, acceptance or approval; or
(c) accession.
3. Ratification, acceptance, approval or accession
shall be effected by the deposit of a formal instrument to that effect
with the Secretary-General of the Organization (hereinafter referred to
as "the Secretary-General").
Article 17
Entry into force
1. This Convention shall enter into force
on the first day of the month following one year after the date on which
twelve States have either signed it without reservation as to ratification,
acceptance or approval or have deposited the requisite instruments of ratification,
acceptance, approval or accession.
2. For a State which deposits an instrument
of ratification, acceptance, approval or accession, or signs without reservation
as to ratification, acceptance or approval, in respect of this Convention
after the requirements for entry into force have been met but prior to
the date of entry into force, the ratification, acceptance, approval or
accession or the signature without reservation as to ratification, acceptance
or approval, shall take effect on the date of entry into force of the Convention
or on the first day of the month following the ninetieth day after the
date of the signature or the deposit of the instrument, whichever is the
later date.
3. For any State which subsequently becomes
a Party to this Convention, the Convention shall enter into force on the
first day of the month following the expiration of ninety days after the
date when such State deposited its instrument.
4. In respect of the relations between States
which ratify, accept, or approve this Convention or accede to it, this
Convention shall replace and abrogate the International Convention relating
to the Limitation of the Liability of Owners of Sea-going Ships, done at
Brussels on 10 October 1957, and the International Convention for the Unification
of certain Rules relating to the Limitation of Liability of the Owners
of Sea-going Vessels, signed at Brussels on 25 August 1924.
Article 18
Reservations
1. Any State may, at the time of signature,
ratification, acceptance, approval or accession, reserve the right to exclude
the application of Article 2 paragraph 1(d) and (e). No other reservations
shall be admissible to the substantive provisions of this Convention.
2. Reservations made at the time of signature
are subject to confirmation upon ratification, acceptance or approval.
3. Any State which has made a reservation
to this Convention may withdraw it at any time by means of a notification
addressed to the Secretary-General. Such withdrawal shall take effect on
the date the notification is received. If the notification states that
the withdrawal of a reservation is to take effect on a date specified therein,
and such date is later than the date the notification is received by the
Secretary-General, the withdrawal shall take effect on such later date.
Article 19
Denunciation
1. This Convention may be denounced by a State
Party at any time one year from the date on which the Convention entered
into force for that Party.
2. Denunciation shall be effected by the deposit
of an instrument with the Secretary-General.
3. Denunciation shall take effect on the first
day of the month following the expiration of one year after the date of
deposit of the instrument, or after such longer period as may be specified
in the instrument.
Article 20
Revision and amendment
1. A Conference for the purpose of revising
or amending this Convention may be convened by the Organization.
2. The Organization shall convene a Conference
of the States Parties to this Convention for revising or amending it at
the request of not less than one-third of the Parties.
3. After the date of the entry into force
of an amendment to this Convention, any instrument of ratification, acceptance,
approval or accession deposited shall be deemed to apply to the Convention
as amended, unless a contrary intention is expressed in the instrument.
Article 21
Revision of the limitation amounts and of
Unit of Account or monetary unit
1. Notwithstanding the provisions of Article
20, a Conference only for the purposes of altering the amounts specified
in Articles 6 and 7 and in Article 8, paragraph 2, or of substituting either
or both of the Units defined in Article 8, paragraphs 1 and 2, by other
units shall be convened by the Organization in accordance with paragraphs
2 and 3 of this Article. An alteration of the amounts shall be made only
because of a significant change in their real value.
2. The Organization shall convene such a Conference
at the request of not less than one fourth of the States Parties.
3. A decision to alter the amounts or to substitute
the Units by other units of account shall be taken by a two-thirds majority
of the States Parties present and voting in such Conference.
4. Any State depositing its instrument of
ratification, acceptance, approval or accession to the Convention, after
entry into force of an amendment, shall apply the Convention as amended.
Article 22
Depositary
1. This Convention shall be deposited with
the Secretary-General.
2. The Secretary-General shall:
(a) transmit certified true copies of this
Convention to all States which were invited to attend the Conference on
Limitation of Liability for Maritime Claims and to any other States which
accede to this Convention;
(b) inform all States which have signed or
acceded to this Convention of:
(i) each new signature and each deposit of
an instrument and any reservation thereto together with the date thereof;
(ii) the date of entry into force of this
Convention or any amendment thereto;
(iii) any denunciation of this Convention
and the date on which it takes effect;
(iv) any amendment adopted in conformity with
Articles 20 or 21;
(v) any communication called for by any Article
of this Convention.
3. Upon entry into force of this Convention,
a certified true copy thereof shall be transmitted by the Secretary-General
to the Secretariat of the United Nations for registration and publication
in accordance with Article 102 of the Charter of the United Nations.
Article 23
Languages
This Convention is established in a single
original in the English, French, Russian and Spanish languages, each text
being equally authentic.
DONE AT LONDON this nineteenth day
of November one thousand nine hundred and seventy-six.
IN WITNESS WHEREOF the undersigned
being duly authorized for that purpose have signed this Convention. |