UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
================================================|
DEIRDRE LYNN HURD, as Personal
Representative of the Estate of
Bobby Lee Hurd, Jr., deceased;
MARY E. MOORE CORNETT, as
Personal Representative of the
Estates of Michael Paul Cornett,
deceased; Michael Wayne Cornett, No. 01-1680
deceased; and James Daniel Cornett,
deceased,
Plaintiffs-Appellees,
v.
UNITED STATES OF AMERICA,
Defendant-Appellant.
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Appeal from the United States District Court
for the District of South Carolina, at Charleston.
David C. Norton, District Judge.
(CA-99-240-2-18, CA-99-241-2-18, CA-99-242-2-18,
CA-99-243-2-18)
Argued: January 22, 2002
Decided: April 25, 2002
Before WILKINS and NIEMEYER, Circuit Judges, and
Catherine C. BLAKE, United States District Judge for the
District of Maryland, sitting by designation.
__________________________________________________________________________________
Affirmed by unpublished opinion. Judge Blake wrote the opinion, in
which Judge Wilkins joined. Judge Niemeyer wrote a dissenting opin-
ion.
COUNSEL
ARGUED: Debra Joan Kossow, Senior Admiralty Counsel, Torts
Branch, Civil Division, UNITED STATES DEPARTMENT OF JUS-
TICE, Washington, D.C., for Appellant. Gedney Main Howe, III,
LAW OFFICES OF GEDNEY M. HOWE, III, P.A., Charleston,
South Carolina, for Appellees. ON BRIEF: Robert D. McCallum, Jr.,
Assistant Attorney General, Scott N. Schools, United States Attorney,
Michelle T. Delemarre, Trial Attorney, Torts Branch, Civil Division,
UNITED STATES DEPARTMENT OF JUSTICE, Washington,
D.C., for Appellant. Dennis J. Rhoad, Charleston, South Carolina, for
Appellees.
__________________________________________________________________________________
Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
__________________________________________________________________________________
OPINION
BLAKE, District Judge:
In the early morning hours of December 29, 1997, the S/V MORN-
ING DEW sank after colliding with the north jetty leading into the
Charleston Harbor. None of the passengers onboard the thirty-four
foot sailboat survived. Their personal representatives brought suit
against the United States Coast Guard under, inter alia, the Suits in
Admiralty Act, 48 U.S.C. SS 741-752. Following a bench trial, the
district court entered judgment in favor of the plaintiffs. For the rea-
sons stated below, we affirm the judgment of the district court.
I.
On December 26, 1997, Michael Wayne Cornett, his two teenaged
sons, Michael Paul Cornett and James Daniel Cornett, and a cousin,
Bobby Lee Hurd, set sail in the MORNING DEW from Little River,
South Carolina to Jacksonville, Florida. (J.A. 46-47.) Though intend-
ing to travel along the Intracoastal Waterway ("ICW"), they inadver-
2
tently entered the open sea. (Id. at 47.) At approximately 2:17 a.m. on
December 29, 1997, the MORNING DEW struck the north jetty lead-
ing into the Charleston Harbor. (Id.) There were no eyewitnesses to
the accident and no survivors. (J.A. 47-48.)
From the evidence adduced at trial, the district court found it likely
that Mr. Cornett, who was probably steering the boat at the time of
the collision, was thrown overboard on impact and drowned shortly
thereafter. (J.A. 76.) At approximately 2:18 a.m., James Daniel Cor-
nett, the youngest of the children onboard the vessel, sent out a May-
day call on the international maritime distress and hailing frequency,
stating, "Mayd . . . Mayday, U.S. Coast Guard, come in." (J.A. 697.)
The call was received by Petty Officer Shelley, the watchstander on
duty at the United States Coast Guard Charleston Operations Center.1
(J.A. at 54-55.) Shelley immediately attempted to make contact with
the caller, but was unsuccessful. (Id.) Four minutes later, another call
from a similar voice was received. (Id.) Again, Shelley tried unsuc-
cessfully to contact the caller. (Id.) Shelley did not log in the calls,
nor did he inform his supervisor of the Mayday calls until after the
boys' bodies were found. (Id.)
At approximately 6:10 a.m., Gerald Lucas of the Charleston Harbor
Pilots Association was piloting the M/V PEARL ACE when he was
told that a boatswain onboard had heard someone screaming for help
off the starboard side near buoy 22. (J.A. 128-29, 703-04.) Mr. Lucas
reported this information to the Pilots' Office, which contacted the
Charleston Coast Guard Operations Center. (J.A. 129, 699, 703.)
Petty Officer Shelley received the call. (Id. at 699.) The Pilots' Office
told Shelley someone was heard yelling for help in the waters near
buoy 22, and a pilot boat was returning to the area to search.2 (Id.,
__________________________________________________________________________________
1 In his deposition, Officer Shelley claimed he heard only the words
"U.S. Coast Guard, U.S. Coast Guard," stated in a teenager's voice, when
the first call came in. He did not, however, rewind the tape to further
determine the contents of the call. After listening to the tape, the district
judge found it not credible that Shelley did not hear the "Mayday" por-
tion of the call. (J.A. 55 n.10.)
2 The transcript of the 6:27 a.m. conversation between the Pilots'
Office and Officer Shelley reads:
3
J.A. 298.) Shelley confirmed the location of the distress and the num-
ber of boats going back to search, and requested a call back with
whatever information was found. (Id.) After fully briefing Operations
__________________________________________________________________________________
[Ringing]
Shelley: Coast Guard Communications, this is Petty Officer
Shelley speaking.
Pilots' Office: Hey good morning, this is the Pilot Office.
Shelley: Yes.
Pilots' Office: How are you doing?
Shelley: Pretty good, how about yourself?
Pilots' Office: Ok. Um, we got a pilot inbound, um, on a car car-
rier and he just passed 22 buoy, you know right inside the har-
bor.
Shelley: Uh huh, twenty, uh.
Pilots' Office: Twenty Two.
Shelley: Two. Ok.
Pilots' Office: And, uh, the boatswain on ship radioed to the
bridge that he heard somebody yelling for help and the pilot
boats have gone, the pilot boat was here at the dock, they've
gone back out to look around, but the pilot wanted me to call you
to let you know what was going on, like I said, we've got the
pilot boat out there looking for somebody now.
Shelley: They weren't able to talk to them any.
Pilots' Office: Well no, it was somebody in the water.
Shelley: Oh, somebody in the water.
Pilots' Office: Yeah, that's what they think.
Shelley: Oh, I see.
Pilots' Office: Um, so the pilot boat, they were just getting up
here to the dock but they turned around and went back out to 22
to look around, what they're going to find I don't know.
Shelley: Ok, how many, which pilot boat went out there?
Pilots' Office: Carolina, excuse me, wait a minute. We had prob-
lems with the boats last night. Palmetto State .
4
Duty Officer Sass (Shelley's supervisor) and Officer Hartzog about
the call from the Pilots' Office, Officer Shelley went off duty. (J.A.
180-81, 194, 280, 283, 295-96, 303, 657-60.)
Officer Sass, upon confirming the location of buoy 22 on a chart,
decided to wait for the return call from the pilot boat. (J.A. 179, 825-
26.) At approximately 6:48 a.m., the Pilots' Office called back and
reported that nothing had been seen or heard during the search. (J.A.
699-700.) Officer Sass, despite a "confirmed distress call," took no
further action. (J.A. 573-74, 639, 821.)
The sun rose on December 29, 1997 at approximately 7:22 a.m. At
11:15 a.m., the Coast Guard was notified that the bodies of James
Daniel Cornett and Bobby Lee Hurd had been found floating in the
water off the coast of Sullivan's Island. (J.A. 712.) By 1:00 p.m., Paul
__________________________________________________________________________________
Shelley: Palmetto State.
Pilots' Office: But I guess once they get back to 22, I can call
you back and let you know what they see or hear, but I don't
even . . .
Shelley: Ok, ok, well, I'll alert the station and they'll determine
if they want to get underway also.
Pilots' Office: Oh, ok. Well, I can, if you want, I can call you
back once they get out there to buoy 22 and see what they find.
Shelley: Ok, could you.
Pilots' Office: Yeah, yeah.
Shelley: Alright.
Pilots' Office: Okidoke.
Shelley: Great, what's your name again.
Pilots' Office: Its Johnny.
Shelley: Ok Johnny. *** at the pilot's office.
Pilots' Office: Right.
Shelley: Ok. Alright, thanks. Thank you.
[Hang up]
5
Cornett's body had also been discovered. Approximately twenty-six
days later, the body of Michael Wayne Cornett was found washed
ashore.
The plaintiffs commenced this action against the United States
Coast Guard under the Federal Tort Claims Act, 28 U.S.C.
SS 1346(b), 2671 et seq. and, alternatively, as a claim in admiralty
under the general maritime law, 28 U.S.C. S 1333, the Suits in Admi-
ralty Act, 48 U.S.C. SS 741-752, and the Public Vessels Acts, 46
U.S.C. SS 781-790. Following a two-day bench trial, the district judge
issued thorough findings of fact and conclusions of law. The court
concluded that the Coast Guard undertook to render aid to the passen-
gers of the MORNING DEW by using the pilot boat that returned to
the area of buoy 22 as a search asset. (J.A. 63, 65, 97.) The court fur-
ther held that the failure of the Coast Guard to take further action after
receiving the pilot boat's report constituted a termination of the
search. (J.A. 71-73, 97.) Concluding that the termination was wanton
and reckless, and also worsened the decedents' positions, the court
awarded damages to decedents' representatives in the total amount of
$18,957,563.89 for the deaths of the children on board the MORN-
ING DEW.3 (J.A. 98-99, 103-08.)
The United States claims the district court erred in (1) finding that
the Coast Guard undertook to render aid to the decedents; (2) apply-
ing the wanton and reckless standard in determining whether the
Coast Guard was liable to the plaintiffs; and (3) concluding that the
Coast Guard's conduct was wanton and reckless, and negligently
resulted in a worsening of decedents' positions. Because we agree
that the Coast Guard undertook a search and rescue, and that it was
wanton and reckless in terminating that effort, and thereby worsened
the positions of the Cornett children and Bobby Lee Hurd, we affirm
the rulings of the trial court.
__________________________________________________________________________________
3 The trial judge found that the Coast Guard could not have saved Mr.
Cornett because he was probably thrown overboard and drowned when
the MORNING DEW hit the jetty. Plaintiffs were not, therefore,
awarded damages for the death of Michael Paul Cornett. (J.A. 53, 76.)
6
II.
The Coast Guard is authorized to "perform any and all acts neces-
sary to rescue and aid persons and protect and save property." 14
U.S.C. S 88(a)(1). The statute does not, however, impose an affirma-
tive obligation on the Coast Guard to undertake the rescue of persons
in distress. Kelly v. United States, 531 F.2d 1144, 1147-48 (2nd Cir.
1976); United States v. Sandra & Dennis Fishing Corp., 372 F.2d
189, 195 (1st Cir. 1967); Albinder v. United States, 703 F.Supp. 246,
247 (S.D.N.Y. 1987); Wright v. United States, 700 F. Supp. 490, 494
(N.D. Cal. 1988); Daley v. United States, 499 F.Supp. 1005, 1009 (D.
Mass. 1980). Whether there has been an attempt to render aid is a
question of fact in each case. Furka v. Great Lakes Dredge & Dock
Co., 755 F.2d 1085, 1088 (4th Cir. 1985) (Furka I). We review a dis-
trict court's findings of fact for clear error pursuant to F.R.C.P. 52(a).
See Scrimgeour v. Internal Revenue, 149 F.3d 318, 324 (4th Cir.
1998). A finding is clearly erroneous if "`the reviewing court on the
entire evidence is left with the definite and firm conviction that a mis-
take has been committed.'" Id. (citing United States v. United States
Gypsum Co., 333 U.S. 364, 395 (1948)). "`Where there are two per-
missible views of the evidence, the factfinder's choice between them
cannot be clearly erroneous.'" Id. (quoting Zfass v. C.I.R., 118 F.3d
184, 188 (4th Cir. 1997)).
The United States first contends that the district court clearly erred
in concluding that the Coast Guard attempted to aid plaintiffs' dece-
dents. We disagree. The trial court found that the Coast Guard
attempted to aid the MORNING DEW by using the pilot boat return-
ing to buoy 22 as a search asset. (J.A. 63, 65, 97.) This conclusion
is amply supported by the record. The Coast Guard received a report
from a professional mariner that someone was heard yelling for help
in the water near buoy 22. (J.A. 194, 298, 303, 657, 699.) Pursuant
to the U.S. Coast Guard Search and Rescue Manual, the Coast Guard
may use private resources in the course of rendering aid to mariners
in danger.4 (See J.A. 749, U.S. Coast Guard Addendum to the
__________________________________________________________________________________
4 The U.S. Coast Guard Addendum to the National SAR Manual, Sec-
tion 3.B.5.a, provides that an "immediate response will be initiated, if
feasible, to any known situation in which the mariner is in imminent dan-
7
National SAR Manual, S 3.B.5.a.) Officers Shelley and Sass knew a
pilot boat was returning to the area; indeed, Sass testified that a Coast
Guard boat would have been launched if that had not been the case.
(J.A. 800.) Moreover, according to Officer Sass, the pilot boat's res-
cue capabilities were the same as the Coast Guard's, and its crew's
knowledge of the harbor area was probably better. (J.A. 810, 811.)
Upon evaluating the fact that "we [i.e., the Coast Guard] were able
to get a competent mariner, being the pilot boat, back to the scene
within minutes of us receiving the report," Sass decided to wait for
the return call from the pilot boat. (J.A. 825-26, 475-76, 761.)
According to Lt. Daponte, Sass's supervisor that night, Sass deemed
his decision to rely on the pilot boat to check the area out "for us"
[i.e., the Coast Guard] an appropriate response. (J.A. 616, 637-39,
825-26.)
Relying primarily on Daley v. United States, 499 F. Supp. 1005 (D.
Mass. 1980), the United States argues that these facts are insufficient
to establish that the Coast Guard endeavored to render aid. In Daley,
a party of four was stranded at sea when their motorboat capsized off
Scituate Harbor. Id. at 1007. When the boat failed to return before
nightfall, a family member reported their absence to the Coast Guard.
Id. In response, the Coast Guard instituted a PRECOM (an inquiry of
all harbor masters regarding whether they have seen or heard from a
particular water vessel). Id. at 1008. Three hours later, the PRECOM
had not been completed. After receiving two additional calls from
frustrated family members, including a false report that members of
the missing party were inexperienced boaters and had been drinking,
the Coast Guard finally launched a search boat. Id. Unfortunately, the
search effort was unsuccessful, and two of those missing perished
before the others were rescued by a nearby mariner. Id. at 1009.
The widow of one of the decedents brought suit, alleging negli-
gence by the Coast Guard in the delay of the search and the manner
__________________________________________________________________________________
ger. The response may be provided by regular Coast Guard resources,
Coast Guard Auxiliary resources, or resources belonging to other federal,
private, state, local, or commercial entities. The SMC (SAR Mission
Coordinator) may use all sources of assistance in a distress situation
without concern for private enterprise." (J.A. 62, 63 n.15, 749 (emphasis
added).)
8
in which it was conducted. Id. at 1007. After noting that the Coast
Guard could not be held liable even for an unreasonable delay
because it had no affirmative duty to initiate a search, the Daley court
considered whether sending out a PRECOM committed the Coast
Guard to a duty of reasonable care. Id. at 1009. The court, in conclud-
ing that the institution of a PRECOM does not amount to an attempt
to render aid (and does not, therefore, trigger a duty of due care),
stated:
The purpose of the PRECOM is to assist in determining
whether to do anything further. Absent some promise or
affirmative representation, of which there was none here,
instituting a PRECOM commits the Coast Guard to nothing.
Failure to follow it up is not comparable to abandoning a
search that is already underway.
Id.
In this case, the trial court found that, unlike the Coast Guard in
Daley, Sass and Shelley were past the information gathering stage
after the first call from the pilot boat. This conclusion is not clearly
erroneous, since Officers Sass and Shelley had specific reason to
believe someone was in danger (given the report of a professional
mariner that someone was heard yelling for help in the water), and
they knew precisely where that danger was located (near buoy 22).5
By comparison, the Coast Guard officers in Daley had only the non-
specific information that the missing boaters had failed to return
before dark when they instituted the PRECOM. They did not initiate
a search until they actually had specific reason to believe someone
might be in danger. Daley, 499 F. Supp. at 1007-08; see also Maz-
zullo v. United States, 1980 AMC 1038 (D.D.C. 1980) (Coast Guard
officers did not begin searching because, though they knew someone
was in danger, they did not know precisely where).6 Accordingly, the
__________________________________________________________________________________
5 Plaintiffs' expert, Captain Dein, testified at trial that in his profes-
sional opinion the case had already passed the PRECOM stage after the
Coast Guard received the first call from the Pilots' Office. (J.A. 482-83.)
6 The United States also relies upon McLaughlin v. United States, 671
F. Supp. 72 (D. Me. 1987), to support its contention that the district court
clearly erred in finding that the Coast Guard attempted to render aid.
McLaughlin, however, is distinguishable because the plaintiff there only
alleged that the Coast Guard had negligently failed to initiate a search
which, the court found, it had no duty to do.
9
district court was not clearly erroneous in finding that the Coast
Guard endeavored to aid the passengers of the MORNING DEW
through use of the pilot boat as a search asset.
III.
We next address the Government's contention that the trial judge
applied the wrong standard of care. Whether the appropriate standard
of care has been applied is a question of law subject to de novo
review. Catalina Cruises, Inc. v. Luna, 137 F.3d 1422, 1425 (9th Cir.
1998); Theriot v. United States, 245 F.3d 388, 394-95 (5th Cir. 1998);
Morehead v. Atkinson-Kiewit, J/V, 97 F.3d 603, 606 (1st Cir. 1996).
The trial court held that the Coast Guard would be subject to liability
either for reckless or wanton conduct, or for negligence that worsened
the position of the decedents. (J.A. 95-96). See Berg v. Chevron
U.S.A., Inc., 759 F.2d 1425, 1430 (9th Cir. 1985); Furka I, 755 F.2d
at 1088; Korpi v. United States, 961 F. Supp. 1335, 1347 (N.D. Cal.
1997). The United States argues that the Coast Guard cannot be held
liable for wanton and reckless conduct alone; rather, liability should
ensue only if its conduct also worsened the decedents' positions.
Since we agree with the trial judge's conclusions that the Coast
Guard's conduct was wanton and reckless and that such conduct
worsened the decedents' position, we need not resolve any dispute
about the applicable standard in this particular case.7
__________________________________________________________________________________
7 In Furka I, we stated, "If the [fact finder] finds plaintiff engaged in
a rescue, there must be evidence of wanton or reckless behavior on plain-
tiff's part before any fault may be assigned." Furka, 755 F.2d at 1088.
Other jurisdictions have extended Furka's adoption of the wanton and
reckless standard to the conduct of defendant rescuers as well. See, e.g.,
Berg, 759 F.2d at 1430; Korpi, 961 F. Supp. at 1347; DFDS Seacruises
(Bahamas) LTD. v. United States, 676 F. Supp. 1193, 1201 (S.D. Fla.
1987). The Restatement, on the other hand, provides:
One who undertakes, gratuitously or for consideration to render
services to another which he should recognize as necessary for
the protection of the other's person or things, is subject to liabil-
ity to the other for physical harm resulting from his failure to
exercise reasonable care to perform his undertaking if:
(a) his failure to exercise such care increases the risk of
harm, or
10
IV.
We now turn to the district court's determinations that the actions
of the Coast Guard were wanton and reckless, and worsened the posi-
tions of the children on the MORNING DEW. Whether a rescuer's
conduct is wanton and reckless, and whether such conduct has wors-
ened a victim's position, are questions of fact which must be reviewed
for clear error.
As the district court properly noted, wanton and reckless conduct,
also described as gross negligence, is a failure to use even a slight
degree of care. (J.A. 96.) See Martin J. Norris, The Law of Maritime
Personal Injuries S 9.4 (4th ed. 1990). The district court's conclusion
that Officer Sass' termination of the search before sunrise was "the
exercise of no care at all to whoever was in the water" (J.A. 97) is
adequately supported by the evidence. The Coast Guard had a report
from a professional mariner that someone was heard yelling for help,
and they were aware that the pilot boat had searched the relevant area
before dawn with negative results. Officer Sass, knowing that some-
one in the water would be in danger of serious bodily injury or death,
made the decision to do nothing further without "ask[ing] any ampli-
fying questions regarding search conditions, area searched, [or] visi-
bility." (J.A. 203, 208, 727.) Although within his authority to do so,
he also did not dispatch a vessel or instruct the pilot boat "to double
check the area after sunrise." (J.A. 206-07, 727.) Coast Guard Com-
mander William Lee, the Chief of the Search and Rescue Branch for
__________________________________________________________________________________
(b) the harm is suffered because of the other's reliance upon
the undertaking.
Restatement (Second) of Torts S 323 (1965); see Patentas v. United
States, 687 F.2d 707, 714-15 (3d Cir. 1982). The Fifth Circuit described
liability for negligent salvage as "limited to situations in which the sal-
vor, through want of due care, has worsened the position of the victim."
Grigsby v. Coastal Marine Service of Texas, Inc., 412 F.2d 1011, 1021
(5th Cir. 1969). This opinion was cited with approval in Furka I, 755
F.2d at 1089; see also Furka v. Great Lakes Dredge and Dock Company,
824 F.2d 330, 332 (4th Cir. 1987) (Furka II). Any argument about
whether Furka I and II clearly exclude application of the Grigsby stan-
dard to a maritime salvage case need not be addressed in this opinion.
11
the Fifth Coast Guard District and Atlantic Area,8 specifically con-
cluded in his report on the MORNING DEW case that "the search
should not have been allowed to terminate before first light." (J.A.
732) (emphasis in original). Richard Dein, the plaintiffs' expert, testi-
fied that Sass should have done the exact opposite of what he did, and
characterized Sass's decision to stop searching as the exercise of no
care at all to the decedents. (J.A. 512-13, 520.) The Government's
own expert, Admiral Peschel, conceded the latter point in his deposi-
tion. (J.A. 587.) Thus, we cannot conclude that the district court com-
mitted clear error in finding that the Coast Guard's conduct was
wanton and reckless.
There are two ways in which a rescuer can worsen the position of
the subject of the rescue. The first is by increasing the risk of harm
to the person in distress. Restatement (Second) of Torts S 323(a); see
also Daley, 499 F. Supp. at 1010 (citing Sandra & Dennis Fishing
Corp., 372 F.2d at 195 (Coast Guard worsened position when it towed
an otherwise safe fishing vessel onto a shoal where it sank)). The sec-
ond is to induce reliance, either by the subject or other potential res-
cuers, on the rescuer's efforts. Restatement S 323(b); see also United
States v. DeVane, 306 F.2d 182, 186 (5th Cir. 1962); United States
v. Gavagan, 280 F.2d 319, 328-29 (5th Cir. 1960); Fondow v. United
States, 112 F. Supp.2d 119, 130 (D. Mass. 2000); Daley, 499 F.Supp.
at 1010 (quoting Lacey v. United States, 98 F. Supp. 219, 220 (D.
Mass. 1951)). The trial court concluded that the Coast Guard's actions
worsened the children's position in the second manner, i.e. "by induc-
ing the Pilot's association to cease their efforts in the belief that the
Coast Guard had the situation in hand." (J.A. 99.)
The trial court's determination is fully supported by the evidence
adduced at trial. The Coast Guard holds itself out to the public as
expert in maritime search and rescue. (J.A. 690.) It is, therefore, rea-
sonable for others to perceive members of the Coast Guard as experts
if they do not affirmatively disclaim competency in a particular case.
See Daley, 499 F. Supp. at 1010 (citing DeVane, 306 F.2d 182). Pilot
Lucas, based on the conversations between the Pilots' Office and the
__________________________________________________________________________________
8 Commander Lee was the Chief of the Coast Guard's Atlantic Area
Command Center when he prepared the report on the MORNING DEW.
(J.A. 326.)
12
Coast Guard that he was made aware of that night, and his prior expe-
rience with the Coast Guard, testified that he expected the Coast
Guard to launch a search boat. (J.A. 132-133.) Retired Admiral Sand-
ers, plaintiffs' expert at trial, testified that in his professional experi-
ence he had not encountered cases where the Coast Guard had chosen
not to respond, thereby validating the reasonableness of Lucas's
expectation. (J.A. 691-92.) Lucas also stated that the pilot boat dis-
continued its search efforts because the pilots thought the Coast
Guard was going to launch a boat. (J.A. 133, 142.) The president of
the Charleston Harbor Pilots Association, Whitmarsh Smith, con-
firmed that the pilot boat would have done more had it known the
Coast Guard was not coming. (J.A. 163.) Accordingly, we also con-
clude that the district court did not commit clear error in finding that
the Coast Guard's termination of the search before daylight worsened
the decedents' positions.9
V.
The judgments of the district court are therefore
AFFIRMED.
NIEMEYER, Circuit Judge, dissenting:
Because the Coast Guard neither undertook nor sponsored a search
and rescue operation in this case and because, in any event, the Coast
Guard was not shown to have been "wanton or reckless," I submit that
it cannot be found liable for failing to rescue the Cornetts and young
Bobby Lee Hurd from the deadly consequences of their tragic boating
accident.
In the early morning hours of December 29, 1997, the Cornetts'
boat struck a jetty outside of Charleston Harbor and sank. At 6:10
a.m., Harbor Pilot Gerald Lucas, who was at the helm of the M/V
__________________________________________________________________________________
9 The United States has not challenged the district judge's finding of
proximate cause, i.e., that the children would have been rescued if the
search by the Coast Guard or other mariners had continued. Accordingly,
our review of the trial court's opinion does not reach that aspect of the
case.
13
Pearl Ace, was told by a boatswain on the vessel that the boatswain
had heard someone screaming for help near Buoy 22. Lucas commu-
nicated this information to the Office of the Harbor Pilots Associa-
tion, which in turn passed the information on to the Coast Guard at
6:27 a.m. The material portions of the telephone conversation
between the Pilots' Office and the Coast Guard were as follows:
Pilots' Office: Ok. Um, we got a pilot inbound, um, on a car
carrier and he just passed 22 buoy, you know right inside the
harbor.
CG: Uh huh, twenty, uh.
Pilots' Office: Twenty-two.
CG: Twenty-two. Ok.
Pilots' Office: And, uh, the boatswain on ship radioed to the
bridge that he heard somebody yelling for help and the pilot
boats have gone, the pilot boat was here at the dock, they've
gone back out to look around, but the pilot wanted me to
call you to let you know what was going on, like I said,
we've got the pilot boat out there looking for somebody
now.
CG: They weren't able to talk to them any.
Pilots' Office: Well no, it was somebody in the water.
CG: Oh, somebody in the water.
Pilots' Office: Yeah, that's what they think.
CG: Oh, I see.
Pilots' Office: Um, so the pilot boat, they were just getting
up here to the dock but they just turned around and went
back out to 22 to look around, what they're going to find I
don't know.
14
CG: Ok, how, many, which pilot boat went out there?
Pilots' Office: Carolina, excuse me, wait a minute, we had
problems with the boats last night. Palmetto State.
CG: Palmetto State.
Pilots' Office: But I guess once they get back to 22, I can
call you back and let you know what they see or hear, but
I don't even . . .
CG: Ok, ok, well, I'll alert the station and they'll determine
if they want to get underway also.
Pilots' Office: Oh, ok. Well, I can, if you want, I can call
you back once they get out there to 22 buoy and see what
they find.
CG: Ok, could you.
Pilots' Office: Yeah, yeah.
CG: Alright.
The Pilots' Office called back 20 minutes later and reported that noth-
ing had been seen or heard from the location of Buoy 22, and the
Coast Guard took no further action. These conversations were all of
the objective facts relating to any "undertaking" by the Coast Guard
to conduct a search and rescue operation, either directly or through
the Pilots' Office.
In addition to transcripts of these conversations, evidence was
presented at trial that if the Coast Guard had undertaken a search and
rescue at the time it received the 6:27 call, some of the persons from
the Cornetts' boat could have been saved.
The district court concluded that the Coast Guard had actually
undertaken a search and rescue through the Office of the Harbor
Pilots Association and that the failure to conduct a more comprehen-
15
sive search after the Pilots' Office reported that the pilot boat had
found nothing near Buoy 22 was "wanton and reckless." Accordingly,
it entered judgment in favor of the plaintiffs against the Coast Guard
for $19 million. I submit that this decision is both alarming in sub-
stance and contrary to Fourth Circuit law.
While the Coast Guard is authorized to conduct search and rescue
operations, it has no duty to do so. Kelly v. United States, 531 F.2d
1144, 1147-48 (2d Cir. 1976); McLaughlin v. United States, 671 F.
Supp. 72 (D. Me. 1987). Only if the Coast Guard undertakes a search
and rescue operation and conducts the operation wantonly or reck-
lessly can it become liable for its conduct. See, e.g., Furka v. Great
Lakes Dredge & Dock Co., 755 F.2d 1085, 1088-89 (4th Cir. 1985)
("Furka I") (holding that if a search and rescue operation has been
undertaken, "there must be evidence of wanton or reckless behavior
on plaintiff's part before any fault may be assigned"); see also Furka
v. Great Lakes Dredge & Dock Co., 824 F.2d 330, 331-32 (4th Cir.
1987) ("Furka II") (same). In Furka I, we explained that "of all
branches of jurisprudence, the admiralty must be the one most hospi-
table to the impulses of man and law to save life and limb and prop-
erty. . . . Law must encourage an environment where human instinct
is not insular but responds to the plight of another in peril." 755 F.2d
at 1089 (internal quotation marks and citations omitted); see also
Furka II, 824 F.2d at 332. We observed that a negligence standard,
rather than a wanton-or-reckless standard, would inappropriately dis-
courage rescue efforts.
In this case, there was no evidence that the Coast Guard undertook
a search and rescue operation. Moreover, correctly applying the
wanton-or-reckless standard of care, the Coast Guard could not be
found liable simply because it did nothing.
First, relying on what the Coast Guard telephone operator was
thinking or should have been thinking, rather than on what he said or
what the Coast Guard did, the majority concludes that the Coast
Guard had in some fashion undertaken a search and rescue operation
through the efforts of the Pilots' Office. This conclusion could only
have been grounded on the fact that the Coast Guard agreed to receive
information of what the pilot boat would find after completing its
already-begun search operation ("we've got the pilot boat out there
16
looking for somebody now"). The full evidence on which to find that
the Coast Guard had undertaken an operation or commissioned some-
one else to undertake it must therefore be contained in the following
portion of the 6:27 telephone call:
Pilots' Office: Well, I can, if you want, I can call you back
once they get out there to 22 buoy and see what they find.
CG: Ok, could you.
Pilots' Office: Yeah, yeah.
CG: Alright.
To convert this conversation, in which the Coast Guard agreed only
to receive information, into a Coast Guard sponsored search or rescue
operation is simply unsupportable. And no case law can be found to
construe such an agreement to receive information as the Coast
Guard's undertaking of a search and rescue operation. Indeed, the
cases whose facts are closest to these circumstances have found to the
contrary -- that the Coast Guard had not undertaken a search and res-
cue operation merely by seeking and receiving information. See, e.g.,
Daley v. United States, 499 F. Supp. 1005 (D. Mass. 1980).
Furthermore, the entire 6:27 conversation is circumscribed by the
Coast Guard's express statement limiting its role. Rather than saying
that the Coast Guard would undertake a search and rescue operation
or was authorizing the Pilots' Office to do so on its behalf, the Coast
Guard telephone operator stated instead: "I'll alert the station and
they'll determine if they want to get underway also." (Emphasis
added). By indicating that it would determine later whether to get
underway, the Coast Guard precluded an interpretation that it was
then designating the Pilots' Office to act on its behalf. As we know,
the Coast Guard never determined to "get underway" and therefore
could not be held liable.
In addition, when the Pilots' Office called the Coast Guard, it had
already, on its own, commenced a search, telling the Coast Guard,
"they've gone back out to look around . . . we've got the pilot boat
17
out there looking for somebody now." It could hardly be concluded
that the Coast Guard commissioned the Pilots' Office's search opera-
tion when the operation commenced before the Coast Guard even
knew about it.
I would conclude, as a matter of law, that the 6:27 telephone con-
versation was insufficient to support a conclusion that the Coast
Guard had sponsored a search and rescue operation. See Daley, 499
F. Supp. at 1009; Mazzullo v. United States, 1980 A.M.C. 1038, 1047
(D.D.C. 1979).
The district court also concluded that when the Pilots' Office
reported 20 minutes later that the pilots had found nothing, the Coast
Guard acted wantonly and recklessly when it did not go out on its
own. The majority agrees with the district court, holding that by doing
nothing, the Coast Guard somehow terminated the search and rescue
purportedly undertaken by the Pilots' Office but not authorized by the
Coast Guard. If the Pilots' Office had undertaken the search, it, not
the Coast Guard, terminated the search. By doing nothing, the Coast
Guard terminated nothing and was not wanton or reckless. In charg-
ing the Coast Guard with wantonness or recklessness, the majority
imputed the Coast Guard with a duty it did not have, a duty that
would arise only if the Coast Guard had actually undertaken a search
and rescue operation which, as shown above, it did not do. If in fact
the search and rescue was a joint effort of the Pilots' Office and the
Coast Guard, neither knew that fact. Yet this purported joint effort
improperly forms the basis of the majority opinion.
For the foregoing reasons, I respectfully dissent.
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