[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 01-14656
________________________
USDL Docket No. 00-953A
Benefits Review Board No. 00-0953A
LAURA PATRICIA
BIANCO,
Petitioner,
versus
GEORGIA PACIFIC
CORP.,
Respondent/Employer
and
UNITED STATES
DEPARTMENT OF LABOR,
OFFICE OF WORKERS'
COMPENSATION PROGRAMS,
Respondents.
________________________
Petition for
Review of an Order of the Benefits Review Board
United States
Department of Labor
_________________________
(September
3, 2002)
Before HULL,
FAY and GIBSON (1), Circuit Judges.
PER CURIAM:
Laura Patricia
Bianco petitions for review of a final decision and order of the United
States Department of Labor Benefits Review Board affirming an administrative
law judge's denial of her claims for compensation under the Longshore and
Harbor Workers' Compensation Act ("LHWCA"), 33 U.S.C. § 901et
seq. Compensation under the LHWCA is available only if, among other
things, a "situs" test is satisfied. Under that "situs" test, a work-related
injury must occur "upon the navigable waters of the United States (including
any adjoining pier, wharf, dry dock, terminal, building way, marine railway,
or other adjoining area customarily used by an employer in loading, unloading,
repairing, dismantling, or building a vessel)." 33 U.S.C. § 903(a).
Relying on the "other adjoining area" clause, Bianco argues that she satisfied
the "situs" test. After review and oral argument, we affirm the denial
of Bianco's claim.
I.
FACTS
The relevant
facts are not in dispute. Bianco's former employer, Georgia Pacific Corporation
("GPC"), operates a gypsum products plant in Brunswick, Georgia, on the
banks of the Turtle and East Rivers. At its plant, GPC processes raw gypsum
into two products: (1) sheet-rock; and (2) gypcrete, a raw material used
by floor finishers.
GPC's system
for receiving and then processing raw gypsum is as follows. Raw gypsum
arrives by ship to the Lanier dock on the East River at the Port of Brunswick.
The ship is a "self-unloader" and has its own conveyer belt for unloading
the gypsum into a hopper on the Lanier dock. Thus, that gypsum is first
off-loaded into a hopper and then onto a second conveyer belt owned by
Glynn County and the City of Brunswick. This second conveyer belt ships
the gypsum to Transfer House No. 2. The individuals operating the hopper
and the second conveyer belt do not work for GPC. The gypsum then comes
out of the Transfer House No. 2 on a third conveyer belt and moves all
the way to GPC's rock shed at its production plant. Employees of GPC operate
this third conveyer belt.
At GPC's production
plant, the raw gypsum is poured off of the conveyer belt and into the rock
shed. GPC owns the rock shed, which it uses to store the raw gypsum until
it is needed to manufacture sheet-rock or gypcrete. From the rock shed,
the raw gypsum is crushed, screened, baked and then transported to either
(1) the sheet-rock production department or (2) the gypcrete production
department. The gypsum is then bagged to be sold as gypcrete or used in
the manufacturing of sheet-rock. The finished product, whether gypcrete
or sheet-rock, is transported from GPC's production plant by truck.
Bianco worked
for GPC since 1977. During that employment, Bianco held several different
jobs, some in the production plant and others in or around the ships and/or
conveyer belts unloading gypsum. (2) Bianco
suffered two work-related injuries, one on May 10, 1993, and one on July
28, 1995. Both injuries occurred in the production departments of the GPC
plant.
The May 1993
injury occurred while Bianco worked in the sheet-rock production department.
More specifically, at the time of her May 1993 injury, Bianco worked as
a knife operator. Knife operators work in the sheet-rock production department
of the GPC plant and are responsible for cutting the sheet-rock into the
appropriate length. In this capacity, Bianco fell as she was hurrying to
correct a malfunction of the knife machine. That fall injured Bianco's
right ankle and right knee.
The July 1995
injury occurred while Bianco worked in the gypcrete production department,
operating the palletizer on the gypcrete production line. The palletizer
is a machine that stacks filled bags of gypcrete at the end of the gypcrete
production process. Bianco injured her right arm while operating that palletizer.
II.
PROCEDURAL HISTORY
Bianco filed
two claims for compensation under the LHWCA, one for each of her work-related
injuries. An administrative law judge ("the ALJ") held a hearing. The ALJ
then entered a decision and order denying both of Bianco's claims for compensation.
The ALJ found
that Bianco failed to satisfy the "situs" test under the LHWCA. In making
his "situs" determination, the ALJ focused on whether Bianco's injuries
occurred, as she argued, in an "adjoining area customarily used by an employer
in loading, unloading, repairing, dismantling, or building a vessel." Although
the ALJ concluded that the GPC conveyer belt and rock shed were "integral
parts of the ship unloading process," the ALJ concluded that the specific,
separate areas in which Bianco was injured - the sheet-rock and gypcrete
production departments - were not "maritime locations" sufficient to satisfy
the "situs" test. The ALJ rejected Bianco's claim that the designation
of certain areas of the GPC facility as covered under the LHWCA necessarily
meant that the entire
GPC facility, including the production departments, must be considered
a covered "situs."
Bianco's failure
to satisfy the "situs" test alone precluded an award of compensation. Nonetheless,
the ALJ also considered whether, for each of her injuries, Bianco satisfied
the separate "status" test. The "status" test considers whether the claimant
was "engaged in maritime employment." 33 U.S.C. § 902(3). The ALJ
concluded that Bianco satisfied the "status" test with regard to her May
1993 injury, but not with regard to her July 1995 injury.
Bianco appealed
the ALJ's decision to the Benefits Review Board ("Board"), challenging
the ALJ's finding that she did not satisfy the "situs" test for either
injury. Bianco, however, did not challenge the ALJ's finding that she also
did not have the requisite "status" with regard to her July 1995 injury.
Because that "status" finding alone precluded recovery under the LHWCA
(irrespective of whether the July 1995 injury occurred on a covered "situs"),
the Board summarily affirmed the denial of compensation for that July 1995
injury. As for Bianco's May 1993 injury in the sheet-rock production department,
the Board also affirmed the denial of compensation, concluding that the
ALJ's "situs" determination was rational, supported by substantial evidence,
and in accordance with the law. (3)
Bianco timely
filed a petition for review of the Board's decision and order in this Court.
(4)
III. STANDARD OF REVIEW
"We review the
Board's decisions to determine whether the Board has adhered to its statutory
standard of review and whether it has erred in interpreting the law." Alabama
Dry Dock and Shipbuilding Corp. v. Sowell, 933 F.2d 1561, 1563 (11th
Cir. 1991), abrogated
on other grounds byBath
Iron Works Corp. v. Dir., Office of Workers' Comp. Programs, 506
U.S. 153 (1993). "This court, and the Board, must uphold the factual determinations
of the ALJ if they are supported by substantial evidence in the record
as a whole." Id.SeeArgonaut
Ins. Co. v. Patterson, 846 F.2d 715, 718 (11th
Cir. 1988) ("Our review of the Board's two opinions is limited . . . it
is evident that we are to review only for errors of law, and to make certain
that the Board adhered to its statutory standard of review of factual determinations.")
(internal quotation marks omitted). Indeed, "[a]lthough
this court reviews the ALJ's interpretation
of the LHWCAde
novo, it will not set aside the ALJ's findings of fact, including
its situs determination, if substantial evidence supports them." Brooker
v. Durocher Dock and Dredge, 133 F.3d 1390, 1392 (11th
Cir. 1998) (citing Texports
Stevedore Co. v. Winchester, 632 F.2d 504, 515 (5th
Cir. 1980) (en
banc) (5)). "If the situs determination
is supported by substantial evidence on the record as a whole, it will
not be set aside by this court." Winchester,
632 F.2d at 515.
III. DISCUSSION
To receive compensation
under the LHWCA, a claimant must satisfy four elements. Brooker,
133 F.3d at 1392. "First, the
person must be injured in the course of employment." Id.
(citing 33 U.S.C. § 902(2)). "Next, the employer must have employees
engaging in maritime employment." Id.
(citing 33 U.S.C. § 902(4)). "Third, the injured person must have
'status,' that is, be engaged in maritime employment." Id.
(citing 33 U.S.C. § 902(3)). "Finally, the injury must occur 'upon
the navigable waters of the United States (including any adjoining pier,
wharf, dry dock, terminal, building way, marine railway, or other adjoining
area customarily used by an employer in loading, unloading, repairing,
dismantling, or building a vessel).'" Id.
(quoting 33 U.S.C. § 903(a)). "This last element is known as the 'situs'
test." Id.
Here, only the
"status" and "situs" tests were in dispute before the ALJ and the Board.
(6) We first consider whether Bianco satisfied the "situs" test,
as that determination may obviate the need to consider whether Bianco had
the requisite status. Like the Board, however, we need not consider whether
Bianco satisfied the "situs" test for her July 1995 injury in the gypcrete
production department, as Bianco did not challenge the ALJ's finding that
she did not have the requisite status for that injury.
Thus, the primary
issue before this Court is whether the place of Bianco's May 1993 injury,
the sheet-rock production department within the GPC facility, is a covered
"situs" under the LHWCA. More specifically, we consider whether that sheet-rock
production department is, as Bianco contends, an "other adjoining area
customarily used by an employer in loading, unloading, repairing, dismantling,
or building a vessel." (7) For the reasons
discussed below, we find that it is not and affirm the denial of Bianco's
claims.
Arguably, GPC's
sheet-rock production department "adjoins" the navigable waters of the
United States, even though the GPC facility is separated from navigable
waters by certain city and county property. SeeWinchester,
632 F.2d at 514 ("'Adjoining'
can mean 'neighboring.' To instill in the term its broader meanings is
in keeping with the spirit of the congressional purposes. So long as the
site is close to or in the vicinity of navigable waters, or in a neighboring
area, an employee's injury can come within the LHWCA.").
(8) We need not resolve that issue, however, because even if
GPC's sheet-rock production plant "adjoins" navigable waters, it is not
an "area customarily used by an employer in loading, unloading, repairing,
dismantling, or building a vessel."
Indeed, "[t]he
other key word in the statute's phrase is 'area.'" Winchester,
632 F.2d at 515. Although "[a]rea is a broad term," our precedent teaches
us that "[t]he answer to the question of where the boundaries are to an
'area' is found right in [LHWCA]." Id.
Specifically, "[t]he perimeter of an area is defined by function" and "[t]he
'area' must be one 'customarily used by an employer in loading, unloading,
repairing, or building a vessel.'" Id.
While the LHWCA "does not require that the area's exclusive
use be for maritime purposes," the area must be "customarily
used for significant maritime activity." Id.
(emphasis added).
Here, the sheet-rock
production plant was not an "area" used either exclusively, or even customarily,
for a maritime purpose or for significant maritime activity. There is no
evidence that GPC ever used the sheet-rock production department for maritime
activity, or that the production in that plant was part of the on-going
overall process of unloading raw gypsum from the GPC vessels; instead,
that "area" was used solely for manufacturing sheet-rock. Thus, the sheet-rock
production area where Bianco was injured is not an "adjoining area." SeeBrooker,
133 F.3d at 1394 (concluding that substantial evidence supported an ALJ's
finding that a seawall on which a claimant was injured was not an "adjoining
area" because "[a]ny loading and unloading on the barges was accomplished
without resort to the seawall. Therefore, while the seawall adjoined a
navigable waterway, it was not a place of traditional maritime activity
at the time of [claimant's] injury").
In apparent
recognition that no maritime activity occurred in the specific area in
which she was injured, Bianco points out that maritime activity occurred
in other areas of the GPC facility, namely the areas where raw gypsum was
unloaded from the GPC vessels. Bianco notes that the ALJ concluded that
the conveyer belt and rock shed areas of the GPC facility were covered
under the LHWCA, given that those areas were "integral" to the "ship unloading
process." (9)
Although she
was not injured in either of those areas, Bianco argues, as she did before
the Board, that the ALJ's finding in this regard was sufficient to bring
GPC's entire
facility, including the sheet-rock production area, within the situs
requirement of § 903(a). Bianco contends that since a portion of the
GPC facility is maritime, the entire facility must be, because to hold
otherwise would result in workers walking in and out of coverage.
The evolution
of the LHWCA indeed reflects a concern with workers walking in and out
of coverage. Until 1972, the LHWCA applied only to injuries that occurred
on navigable waters. Chesapeake
and Ohio Ry. Co. v. Schwalb, 493 U.S. 40, 46 (1989). This meant
that "[l]ongshoremen loading or unloading a ship were covered on the ship
and the gangplank but not shoreward, even though they were performing the
same functions whether on or off the ship." Schwalb,
493 U.S. at 46. As the Fourth Circuit put it,
workers injured
on navigable waters were covered under the LHWCA, while those injured on
adjoining land, piers, or wharves were covered only by state workmen's
compensation laws. As a consequence, longshoremen continually walked in
and out of LHWCA coverage as they walked up and down the gangplank from
ship to shore during the loading and unloading of vessels.
Sidwell,
71 F.3d at 1135 (internal citation omitted).
The 1972 amendments
to the LHWCA expanded the definition of "navigable waters" to encompass
"any adjoining pier, wharf, dry dock, terminal, building way, marine railway,
or other adjoining area customarily used by an employer in loading, unloading,
repairing, dismantling, or building a vessel." 33 U.S.C. § 903(a).
The 1972 amendments reflected "Congress' undoubted desire to treat equally
all workers engaged in loading or unloading a ship, whether they were injured
on the ship or on an adjoining pier or dock. The former were covered prior
to 1972; the latter were not." Herb's
Welding Inc. v. Gray, 470 U.S. 414, 426 (1985).
As is evident
from the above discussion, Congress was
concerned with workers walking in and out of coverage, but that concern
was more with workers engaged in maritime activity walking in and out of
coverage at or near the water's edge. (10)The
facts in this case do not implicate that limited concern. Moreover, we
agree with the Fourth Circuit's observation that "[w]hen Congress addressed
a longshoreman's moving into and out of coverage at water's edge as he
unloaded a ship or repaired it, Congress did not purport to eliminate the
phenomenon of moving into and out of coverage--such a condition necessarily
attends any geographical boundary of coverage." Brickhouse,
142 F.3d at 222.
In any event,
while Congress' amendments clearly intended to limit
the situations in which workers walk in and out of coverage, that does
not give a court the license to reach out and expand coverage beyond the
terms of the amendments in order to effectuate the policy which Congress
sought to implement. Indeed, were we to conclude that GPC's entire facility
(irrespective of what GPC does at different areas therein) is an "adjoining
area" simply because certain areas of the GPC facility engage in maritime
activity, we would effectively be writing out of the statute the requirement
that the adjoining area "be customarily used by an employer in loading,
unloading, repairing, dismantling, or building a vessel."
(11) This we decline to
do. SeeWinchester,
632 F.2d at 515 ("The perimeter of an area is defined by function. The
'area' must be one 'customarily used by an employer in loading, unloading,
repairing, or building a vessel.'"); Brickhouse,
142 F.3d at 222 (concluding that
a claimant failed to satisfy the "situs" test and stating, "[w]hen [the
claimant] worked on ships, which he occasionally did, he traveled by land
to shipyards where he then installed fabricated parts. During these times,
he was undoubtedly on a situs covered by the LHWCA. But while at the Tidewater
Steel plant [fabricating steel parts], his situs was no different than
it would have been at any steel fabrication plant anywhere in the land"); Jones
v. Aluminum Co. of Am., 35 B.R.B.S. 37 (2001) (DOL Ben. Rev. Bd.)
("As employer's operation contains manufacturing facilities as well as
areas used in maritime work, the entire site is not covered under [LHWCA];
the plant itself lacks the functional nexus to be considered a covered
area, and it cannot be brought into coverage simply because goods are shipped
by water from another portion of the facility.").
IV.
CONCLUSION
For the foregoing
reasons, we AFFIRM the Board's decision and order.
FOOTNOTES
*. Honorable John
R. Gibson, U.S.Circuit Judge for the Eighth
Circuit, sitting by designation.
1. Bianco testified that,
through the years, she worked as a (1) laborer, (2) pre-decker, (3) cleaner
in wet end, (4) paper hanger, (5) bundle operator, (6) riser, (7) supply
operator, (8) crusher operator, (9) ship unloader, (10) utility person
in the yard and gypcrete area, (11) truck unloader, and (12) painter/sandblaster.
2. Given this conclusion,
the Board did not address GPC's cross-appeal. In that cross-appeal, GPC
challenged the ALJ's finding that Bianco had the requisite "status" with
regard to her May 1993 injury.
3. The Director of the
Office of Workers' Compensation Programs (the "Director"), technically
a respondent in this appeal along with GPC, argues that the Board erred
in affirming the ALJ's denial of Bianco's claims. Thus, the Director's
and Bianco's interests on appeal are aligned. We refer to all arguments,
whether raised by Bianco or the Director, as Bianco's arguments.
While we consider
the Director's position in this appeal, we do not defer to that position. SeeAlabama
Dry Dock and Shipbuilding Corp. v. Sowell, 933 F.2d 1561, 1562 (11th
Cir. 1991) ("We owe deference to official expressions of policy by the
Dir3ctor, who does administer the statute, but settled law precludes us
from affording deference to an agency's litigating position."), abrogated
on other grounds byBath
Iron Works Corp. v. Dir., Office of Workers' Comp. Programs, 506
U.S. 153 (1993); William
Bros., Inc. v. Pate, 833 F.2d 261, 265 (11th
Cir. 1987) ("Even assuming arguendo
that the Director's interpretations as well as those of the Secretary are
examples of agency construction which are entitled to deference, we do
not agree that the Director's mere litigating position is due to be given
deference.").
4. This Court adopted as
binding precedent all Fifth Circuit decisions prior to October 1, 1981.
Bonner
v. City of Prichard, 661 F.2d 1206, 1209 (11th
Cir. 1981) (en
banc).
5. Bianco and GPC stipulated
that Bianco was injured in the course of employment, and GPC has never
argued that it does not have "employees engaging in maritime employment."
6. Bianco has never argued
that the area in which she was injured qualifies under the other sites
listed in § 903(a).
See
33 U.S.C. § 903(a).
7. Indeed, in
Winchester,
the former Fifth Circuit rejected an argument that the area in question
must abut the water and concluded that an employer's gear room located
five blocks from the gate of the nearest dock adjoined navigable waters.
632 F.2d at 514-15.
Unlike the former
Fifth Circuit, the Fourth Circuit has strictly construed the term "adjoining,"
holding "that an area is 'adjoining' navigable waters only if it 'adjoins'
navigable waters, that is, if it is 'contiguous with' or otherwise 'touches'
such waters." Sidwell
v. Express Container Servs., Inc., 71 F.3d 1134, 1138 (4th
Cir. 1995).
8. The ALJ reasoned as
follows:
. . . I find
the gypsum remains a "shipped" cargo until it arrives at the Georgia Pacific
rock shed. Specifically, the unloading of the gypsum from the ship does
not stop at the port authority's transfer house. Instead, the rock continues
to be "unloaded" until it falls into the rock shed for storage. At that
moment, the gypsum leaves the stream of maritime commerce and becomes "stored"
cargo. Because the gypsum continues to be unloaded along the conveyer belt
from the transfer house to the rock shed and into the rock shed, both the
Georgia Pacific conveyer belt and the rock shed are integral parts of the
ship unloading process. Consequently, that conveyer belt and the rock shed
have maritime functions and each location is a maritime situs.
9.
SeeWinchester,
632 F.2d at 510 n.8 ("'The present Act, insofar as longshoremen and ship
builders and repairmen are concerned, covers only injuries which occur
upon the navigable waters of the United States. Thus, coverage of the present
Act stops at the water's edge; injuries occurring on land are covered by
State Workmen's Compensation laws. The result is a disparity in benefits
payable for death or disability for the same type of injury depending on
which side of the water's edge and in which State the accident occurs.'")
(quoting House and Senate Committee Reports for the 1972 amendments) (internal
quotation marks omitted);Jonathan
Corp. v. Brickhouse, 142 F.3d 217, 220 (4th
Cir. 1998) ("One of Congress' principal purposes in moving the coverage
line landward was to provide more uniform coverage for longshoremen as
they loaded and unloaded ships and repaired them. It made little sense
that a longshoreman injured at one end of a gangplank was covered, while
at the other end, he was not covered, even though he was doing the same
job. Also, with the advent of containerization and other modern loading
techniques, much of the loading and unloading work was done on the pier
adjacent to the ship. Thus, Congress believed that coverage for a person
who did traditional longshoremen's work both on the water and on the adjacent
land should not depend on where the person was standing in relation to
the water's edge when injured.") (internal citations omitted).
10. Bianco contends (1)
that "a broad interpretation of 'area' . . . reduce[s] the number of employees
walking in and out of coverage, and (2) that this broad interpretation
is "consistent with the congressional purposes behind the 1972 amendments."
Winchester,
632 F.2d at 516. We are mindful of these teachings from our precedent.
However, a broad
interpretation of "area" is different from one that ignores
other language in the statute indicating that a
functional nexus to maritime activity must nonetheless exist. SeeBrickhouse,
142 F.3d at 221 (discussing the catchall "other adjoining area" clause
of the LHWCA and stating, "Congress did not abandon its legislating principle
of connecting this 'other area' to the work of longshoremen on navigable
waters. The 'other area' annexed to navigable waters by the Act must again
be 'adjoining' the water and must again be linked to the traditional longshoremen's
work on the water. The 'other area' must be for the loading or unloading
of cargo onto ships in navigable waters or for the 'repairing, dismantling,
or building' of those ships").
We recognize
that the necessary
functional nexus to maritime activity to bring an area within coverage
need not be great. Indeed, in Winchester,
it was sufficient that the third "gear room" contained the equipment used
to perform the loading operation. The
problem for Bianco, however, is that the sheet-rock production area has
nothing to do with, and no connection to, the loading or unloading of the
raw gypsum. In contrast, the third "gear room" in Winchester
that was five blocks away from the dock was an integral part of the loading
operation.